REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

02/01/2019 11:40

RNS Number : 9562L
Morgan Stanley Capital Services LLC
02 January 2019
 


 
 FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley Capital Services LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:


Barrick Gold Corporation




(d) Date dealing undertaken:


31 DECEMBER 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of
relevant
security


 Purchases/
sales


 Total number
of securities


 Highest price
per unit paid/received


 Lowest price
per unit paid/received




 common


 PURCHASES


 23,556


 18.4300 CAD


 18.4300 CAD
 




 common


 PURCHASES


 68,222


 13.5700 USD


 12.7700 USD
 




 common


 SALES


 465,163


 13.5700 USD


 12.7000 USD
 



 
 
(b)        Cash-settled derivative transactions
 



 Class of
relevant
security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per
unit




 common


 CFD


 LONG


 19,000


 18.3372 CAD
 




 common


 CFD


 LONG


 400


 18.3700 CAD
 




 common


 CFD


 SHORT


 700


 17.6900 CAD
 




 common


 CFD


 SHORT


 2,000


 17.9450 CAD
 




 common


 CFD


 SHORT


 1,500


 18.1926 CAD
 




 common


 CFD


 SHORT


 5,400


 18.4300 CAD
 




 common


 CFD


 SHORT


 23,556


 18.4300 CAD
 




 common


 CFD


 LONG


 436,363


 12.8309 USD
 




 common


 CFD


 LONG


 1,000


 13.0220 USD
 




 common


 CFD


 LONG


 1,900


 13.0220 USD
 




 common


 CFD


 LONG


 17,500


 13.3909 USD
 




 common


 CFD


 LONG


 1,600


 13.4511 USD
 




 common


 CFD


 LONG


 1,900


 13.4575 USD
 




 common


 CFD


 LONG


 11,100


 13.4671 USD
 




 common


 CFD


 SHORT


 7,589


 13.0000 USD
 




 common


 CFD


 SHORT


 7,589


 13.0000 USD
 




 common


 CFD


 SHORT


 500


 13.0094 USD
 




 common


 CFD


 SHORT


 1,500


 13.1674 USD
 




 common


 CFD


 SHORT


 29,511


 13.3387 USD
 




 common


 CFD


 SHORT


 53,533


 13.3842 USD
 




 common


 CFD


 SHORT


 10


 13.4200 USD
 




 common


 CFD


 SHORT


 100


 13.4600 USD
 




 common


 CFD


 SHORT


 18,100


 13.4632 USD
 




 common


 CFD


 SHORT


 3,812


 13.4933 USD
 




 common


 CFD


 SHORT


 300


 17.7000 CAD
 




 common


 CFD


 SHORT


 6,682


 18.1233 CAD
 



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of
relevant security


 Product description e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(ii)        Exercise
 



 Class of
relevant
security


 Product description
e.g. call option


 Exercising/
exercised
against


 Number of securities


 Exercise price
per unit




 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing
e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A  
 



 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 
 (b)       Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 



 Date of disclosure:


 02 JANUARY 2019
 




 Contact name:


 Craig Horsley
 




 Telephone number:


 +44(141) 245 7736
 



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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