REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barric Gold
04/12/2018 14:30
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RNS Number : 4193J
Morgan Stanley Capital Services LLC
04 December 2018
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 30 NOVEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 1,843 16.9300 CAD 16.9300 CAD
common PURCHASES 25,058 12.9000 USD 12.6600 USD
common SALES 18,060 12.9000 USD 12.6400 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common CFD LONG 2,000 16.9300 CAD
common CFD LONG 5,000 16.9300 CAD
common CFD LONG 100 16.9300 CAD
common CFD LONG 400 16.9300 CAD
common CFD LONG 9,088 16.9300 CAD
common CFD LONG 600 16.9383 CAD
common CFD LONG 1,300 16.9446 CAD
common CFD LONG 1,000 16.9990 CAD
common CFD LONG 391 16.9990 CAD
common CFD LONG 4,300 17.0016 CAD
common CFD LONG 5,000 17.0116 CAD
common CFD SHORT 9,088 16.9300 CAD
common CFD SHORT 300 16.9300 CAD
common CFD SHORT 1,843 16.9300 CAD
common CFD SHORT 2,200 16.9427 CAD
common CFD SHORT 3,700 16.9483 CAD
common CFD SHORT 2,934 16.9850 CAD
common CFD SHORT 12,800 16.9965 CAD
common CFD LONG 600 12.7416 USD
common CFD LONG 1,400 12.7421 USD
common CFD LONG 5,600 12.7423 USD
common CFD LONG 282 12.7471 USD
common CFD LONG 148 12.7500 USD
common CFD LONG 405 12.7500 USD
common CFD LONG 331 12.7500 USD
common CFD LONG 331 12.7500 USD
common CFD LONG 257 12.7500 USD
common CFD LONG 15,924 12.7648 USD
common CFD LONG 1,350 12.7687 USD
common CFD LONG 500 12.7900 USD
common CFD LONG 6,622 12.7900 USD
common CFD LONG 70 12.8300 USD
common CFD SHORT 1,200 12.7305 USD
common CFD SHORT 17,576 12.7439 USD
common CFD SHORT 15,200 12.7447 USD
common CFD SHORT 588 12.7447 USD
common CFD SHORT 200 12.7500 USD
common CFD SHORT 288 12.7500 USD
common CFD SHORT 100 12.7500 USD
common CFD SHORT 500 12.8000 USD
common CFD SHORT 6,682 12.9000 USD
common CFD SHORT 300 12.9000 USD
common CFD SHORT 6,682 12.9000 USD
common CFD SHORT 300 12.9000 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 04 DECEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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