REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick
05/11/2018 14:35
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RNS Number : 3824G
Morgan Stanley Capital Services LLC
05 November 2018
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 31 OCTOBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 44,890 16.4900 CAD 16.4900 CAD
common PURCHASES 49,377 12.6200 USD 12.3250 USD
common SALES 42,792 12.5600 USD 12.3500 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common CFD LONG 571 16.4124 CAD
common CFD LONG 600 16.4133 CAD
common CFD LONG 6,900 16.4685 CAD
common CFD LONG 2,622 16.4752 CAD
common CFD LONG 1,200 16.4781 CAD
common CFD LONG 1,000 16.4781 CAD
common CFD LONG 5,100 16.4900 CAD
common CFD LONG 200 16.5000 CAD
common CFD LONG 800 16.5000 CAD
common CFD SHORT 800 16.3400 CAD
common CFD SHORT 1,200 16.3400 CAD
common CFD SHORT 1,500 16.3526 CAD
common CFD SHORT 1,600 16.3643 CAD
common CFD SHORT 6,100 16.3655 CAD
common CFD SHORT 24,600 16.3847 CAD
common CFD SHORT 800 16.4462 CAD
common CFD SHORT 5,600 16.4607 CAD
common CFD SHORT 5,700 16.4885 CAD
common CFD SHORT 3,300 16.4889 CAD
common CFD SHORT 44,890 16.4900 CAD
common CFD SHORT 200 16.5700 CAD
common CFD LONG 2,940 12.4909 USD
common CFD LONG 20,000 12.4952 USD
common CFD LONG 42,792 12.5142 USD
common CFD LONG 200 12.5150 USD
common CFD LONG 2,152 12.5271 USD
common CFD LONG 17,500 12.5383 USD
common CFD LONG 297,880 12.5500 USD
common CFD LONG 28,778 16.4462 CAD
common CFD SHORT 9,800 12.4649 USD
common CFD SHORT 3 12.4700 USD
common CFD SHORT 652 12.4733 USD
common CFD SHORT 49,056 12.5287 USD
common CFD SHORT 33,704 12.5365 USD
common CFD SHORT 38,599 12.5500 USD
common CFD SHORT 221 12.5500 USD
common CFD SHORT 297,880 12.5500 USD
common CFD SHORT 221 12.5500 USD
common CFD SHORT 4,897 12.6100 USD
common CFD SHORT 100 12.6100 USD
common CFD SHORT 100 12.6100 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 05 NOVEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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