REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of BARRICK
22/11/2018 14:30
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RNS Number : 2469I
Morgan Stanley Capital Services LLC
22 November 2018
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 20 NOVEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 28,122 17.3500 CAD 17.3500 CAD
common PURCHASES 15,549 13.1300 USD 12.8600 USD
common SALES 86,792 13.1800 USD 12.8700 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common CFD LONG 2,000 17.2030 CAD
common CFD LONG 1,478 17.2966 CAD
common CFD LONG 800 17.3000 CAD
common CFD LONG 100 17.3200 CAD
common CFD LONG 500 17.3210 CAD
common CFD SHORT 1,400 17.1228 CAD
common CFD SHORT 5,800 17.2005 CAD
common CFD SHORT 9,500 17.2245 CAD
common CFD SHORT 800 17.2512 CAD
common CFD SHORT 900 17.2544 CAD
common CFD SHORT 9,300 17.3468 CAD
common CFD SHORT 5,000 17.3500 CAD
common CFD SHORT 28,122 17.3500 CAD
common CFD SHORT 200 17.3600 CAD
common CFD LONG 5,565 12.9400 USD
common CFD LONG 4,800 12.9948 USD
common CFD LONG 14,445 12.9957 USD
common CFD LONG 200 13.0200 USD
common CFD LONG 216 13.0300 USD
common CFD LONG 228 13.0300 USD
common CFD LONG 216 13.0300 USD
common CFD LONG 228 13.0300 USD
common CFD LONG 220 13.0400 USD
common CFD LONG 460 13.0508 USD
common CFD LONG 3,200 13.0816 USD
common CFD LONG 70,000 13.1800 USD
common CFD SHORT 7,500 12.9545 USD
common CFD SHORT 14,649 12.9962 USD
common CFD SHORT 200 13.0050 USD
common CFD SHORT 6,798 13.0409 USD
common CFD SHORT 151 13.0466 USD
common CFD SHORT 900 13.1300 USD
common CFD SHORT 900 13.1300 USD
common CFD SHORT 100 17.3400 CAD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 22 NOVEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
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.
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