REG - Morgan Stanley Cap Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of BARRICK

Barrick MiningAnnouncement

27/11/2018 14:15

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RNS Number : 6593I
Morgan Stanley Capital Services LLC
27 November 2018
 
AMENDMENT Section (2b)
 
 
 
 
 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Morgan Stanley Capital Services LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Barrick Gold Corporation
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Barrick Gold Corporation
 connected:
 (d) Date dealing undertaken:                                                    23 NOVEMBER 2018
 (e) Has the EPT previously disclosed, or is it today  disclosing, under the     Yes -  Randgold Resources Limited
 Code in respect of any other party to this offer?
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 
  Class of relevant security    Purchases/sales    Total   number of securities      Highest price per unit paid/received    Lowest price per unit paid/received
  common                        PURCHASES          7,479                             13.3300 USD                             13.0800 USD
  common                        SALES              27,801                            13.2200 USD                             13.0300 USD
 
 
(b)        Cash-settled derivative transactions
 
  Class of relevant security    Product description               Nature of dealing                                                              Number of reference securities    Price per unit
                                           e.g. CFD              e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                 position
  common                        CFD                               LONG                                                                           1,500                             17.2903 CAD
  common                        CFD                               LONG                                                                           900                               17.3455 CAD
  common                        CFD                               LONG                                                                           2,550                             17.3541 CAD
  common                        CFD                               LONG                                                                           100                               17.4000 CAD
  common                        CFD                               LONG                                                                           200                               17.4000 CAD
  common                        CFD                               SHORT                                                                          600                               17.2700 CAD
  common                        CFD                               SHORT                                                                          1,600                             17.3012 CAD
  common                        CFD                               SHORT                                                                          4,500                             17.3513 CAD
  common                        CFD                               SHORT                                                                          17,100                            17.3589 CAD
  common                        CFD                               SHORT                                                                          1,100                             17.3718 CAD
  common                        CFD                               SHORT                                                                          100                               17.4400 CAD
  common                        CFD                               SHORT                                                                          2,400                             17.7700 CAD
  common                        CFD                               SHORT                                                                          700                               17.7700 CAD
  common                        CFD                               SHORT                                                                          100                               17.7700 CAD
  common                        CFD                               LONG                                                                           79                                13.0500 USD
  common                        CFD                               LONG                                                                           144                               13.0900 USD
  common                        CFD                               LONG                                                                           144                               13.0900 USD
  common                        CFD                               LONG                                                                           2,400                             13.1029 USD
  common                        CFD                               LONG                                                                           4,900                             13.1050 USD
  common                        CFD                               LONG                                                                           7,742                             13.1050 USD
  common                        CFD                               LONG                                                                           27,417                            13.1106 USD
  common                        CFD                               LONG                                                                           4,900                             13.1163 USD
  common                        CFD                               LONG                                                                           410                               13.1173 USD
  common                        CFD                               LONG                                                                           6,986                             13.1200 USD
  common                        CFD                               SHORT                                                                          450                               13.0800 USD
  common                        CFD                               SHORT                                                                          200                               13.1050 USD
  common                        CFD                               SHORT                                                                          200                               13.1050 USD
  common                        CFD                               SHORT                                                                          300                               13.3300 USD
  common                        CFD                               SHORT                                                                          6,342                             13.3300 USD
  common                        CFD                               SHORT                                                                          300                               13.3300 USD
  common                        CFD                               SHORT                                                                          6,342                             13.3300 USD
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
  Class of relevant security    Product description             e.g. call option               Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type   e.g. American, European etc.      Expiry date    Option money paid/ received per unit
  N/A                           N/A                                                            N/A                                           N/A                                             N/A                        N/A                                      N/A            N/A
 
(ii)        Exercise
 
  Class of relevant security    Product description            e.g. call option               Number of securities    Exercise price per unit
  N/A                           N/A                                                           N/A                     N/A
 
(d)        Other dealings (including subscribing for new securities)
 
  Class of relevant security    Nature of dealing            e.g. subscription, conversion               Details    Price per unit (if applicable)
  N/A                           N/A                                                                      N/A        N/A
 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
 Date of disclosure:  27 NOVEMBER 2018
 Contact name:        Craig Horsley
 Telephone number:    +44(141) 245 7736
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) .  The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
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