REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

24/10/2018 11:00

RNS Number : 0431F
Morgan Stanley & Co. Int'l plc
24 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


23 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 21,158


 17.9500 CAD


 17.4218 CAD




 common


 SALES


 21,158


 17.9500 CAD


 17.4218 CAD




 common


 PURCHASES


 15,669


 11.8500 EUR


 11.6400 EUR




 common


 SALES


 11,241


 11.9000 EUR


 11.5500 EUR




 common


 PURCHASES


 33,353


 13.5608 USD


 13.2790 USD




 common


 SALES


 47,774


 13.6200 USD


 13.2700 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 
 


300


2.5100 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 
 


250


2.6700 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0UTK5)


LONG
 
 


10


14.0500 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF1YCB0)


SHORT
 
 


100


5.5100 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF2BTR6)


LONG
 
 


2,000


4.5900 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 
 


280


2.0600 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


280


1.9300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LMH1)


SHORT
 
 


4,000


0.4700 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


806


0.6300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


500


0.6300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


15,000


0.6300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


10,000


0.6400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


1,588


0.6400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


1,408


0.7200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


1,370


0.7400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


1,500


0.6700 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


4,444


0.7100 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


250


2.5800 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


230


2.8700 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


250


2.9000 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


250


3.0300 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 
 


250


2.6400 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 
 


230


2.7100 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF41F05)


LONG
 


195


9.7000 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG
 
 


1,000


3.8700 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT
 


500


3.9900  EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


LONG
 


250


27.9200 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


LONG
 


15


27.9400 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


LONG
 


250


27.9600 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


LONG
 


250


28.3700 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


LONG
 


300


28.7200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 


12


33.2000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 


27


37.1600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF792V8)


SHORT
 
 


50


2.0800 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF792V8)


SHORT
 
 


350


2.3700 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7X833)


SHORT
 
 


600


1.9400 EUR
 




 common


 CFD


 LONG


 3,080


 17.9013 CAD




 common


 CFD


 LONG


 706


 11.7786 EUR




 common


 CFD


 LONG


 495


 11.8000 EUR




 common


 CFD


 SHORT


 5,500


 11.7643 EUR




 common


 CFD


 SHORT


 129


 11.8306 EUR



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


24 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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