REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

25/10/2018 10:40

RNS Number : 1890F
Morgan Stanley & Co. Int'l plc
25 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


24 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 23,458


 17.4600 CAD


 17.0300 CAD




 common


 SALES


 23,458


 17.4600 CAD


 17.0300 CAD




 common


 PURCHASES


 1,839


 11.7300 EUR


 11.5700 EUR




 common


 SALES


 5,564


 11.7300 EUR


 11.5693 EUR




 common


 PURCHASES


 10,810


 13.3600 USD


 13.1500 USD




 common


 SALES


 38,884


 13.3600 USD


 13.1000 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF0UT10)


SHORT
 
 


20


44.8200 EUR
 




common


Mini-Future - (ISIN -
DE000MF121Y4)


LONG


402


4.7400 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 


280


2.0700 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT


270


1.9000 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT


260


1.9600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LMH1)


SHORT


2,000


0.5000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG


10,000


0.5800 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG


14,000


0.5900 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG


1,870


2.7400 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT


200


2.6500 EUR
 




common


Warrants - (ISIN -
DE000MF46V34)


SHORT
 


500


1.5300 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


500


3.6500 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG


110


4.5800 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


70


29.6400 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


LONG


50


3.0400 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


LONG


1,000


2.4200 EUR




 common


 CFD


 SHORT


 300


 17.2733 CAD




 common


 CFD


 SHORT


 245


 17.4100 CAD




 common


 CFD


 LONG


 120


 11.5693 EUR




 common


 CFD


 LONG


 1,326


 11.5700 EUR




 common


 CFD


 LONG


 4,018


 11.6961 EUR




 common


 CFD


 SHORT


 299


 11.5700 EUR




 common


 CFD


 SHORT


 1,440


 11.7200 EUR




 common


 CFD


 LONG


 3,677


 13.1105 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


25 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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