REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

26/10/2018 10:25

RNS Number : 3288F
Morgan Stanley & Co. Int'l plc
26 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


25 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
                                                                                                                                          
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 27,163


 17.0200 CAD


 16.4300 CAD




 common


 SALES


 27,163


 17.0200 CAD


 16.4300 CAD




 common


 PURCHASES


 13,131


 11.8600 EUR


 11.0600 EUR




 common


 SALES


 11,674


 11.7300 EUR


 11.0800 EUR




 common


 PURCHASES


 81,462


 13.1000 USD


 12.5400 USD




 common


 SALES


 107,350


 13.1400 USD


 12.5300 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


LONG
 
 
 


300


2.0000 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 
 


500


1.8200 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 
 


250


1.8600 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 
 


250


2.3900 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF2BTR6)


LONG


1,500


3.7000 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF2LMH1)


LONG


4,000


0.8600 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


5,000


0.3900 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


3,000


0.5000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


5,000


0.4200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


1,000


0.5500 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


1,000


1.9600 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


500


2.0800 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


300


2.2100 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


500


2.3900 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 


500


1.8100 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 


500


1.8300 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 


1,000


1.8500 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 


500


2.2700 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF41F05)


LONG
 
 
 


203


8.6400 EUR
 




common


Warrants - (ISIN -
DE000MF46V18)


LONG
 


500


1.5500 EUR
 




common


Warrants - (ISIN -
DE000MF46V34)


LONG
 


660


1.3900 EUR
 




common


Warrants - (ISIN -
DE000MF46VF7)


LONG
 


8,888


0.1510 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


8,000


3.0700 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


8,000


3.1000 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


8,000


3.1300 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


800


3.1600 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


8,000


3.3000 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT
 


8,000


3.1300 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT
 


8,000


3.1300 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT
 


8,000


3.1400 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT
 


8,000


3.2000 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG


700


4.3800 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


SHORT


200


4.1200 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


SHORT


220


4.5600 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6W8F8)


LONG


320


5.4100 EUR




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


LONG


500


20.5400 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


LONG


200


23.2100 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


LONG


380


25.5100 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


SHORT


120


26.7600 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


SHORT


120


26.7900 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


SHORT


120


26.8000 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


SHORT


120


26.8300 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


SHORT


100


26.9500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG


50


23.9300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


829


22.7400 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7C589)


LONG


55


6.2500 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF8BJ82)


SHORT


500


0.4000 EUR




 common


 CFD


 SHORT


 9,400


 16.5431 CAD




 common


 CFD


 SHORT


 100


 17.0400 CAD




 common


 CFD


 LONG


 237


 11.1293 EUR




 common


 CFD


 LONG


 960


 11.1300 EUR




 common


 CFD


 LONG


 85


 11.1300 EUR




 common


 CFD


 LONG


 8,743


 11.4050 EUR




 common


 CFD


 LONG


 1,449


 11.6500 EUR




 common


 CFD


 SHORT


 10,200


 11.2645 EUR




 common


 CFD


 SHORT


 2,731


 11.3345 EUR




 common


 CFD


 SHORT


 8,561


 12.6829 USD




 common


 CFD


 SHORT


 840


 12.9600 USD




 common


 CFD


 SHORT


 12,152


 12.9600 USD




 common


 CFD


 SHORT


 840


 12.9600 USD




 common


 CFD


 SHORT


 495


 12.9600 USD




 common


 CFD


 SHORT


 12,153


 12.9600 USD




 common


 CFD


 SHORT


 494


 12.9600 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


26 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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