REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

29/10/2018 10:30

RNS Number : 5305F
Morgan Stanley & Co. Int'l plc
29 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


26 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 31,156


 17.3000 CAD


 16.6000 CAD




 common


 SALES


 31,156


 17.3000 CAD


 16.6000 CAD




 common


 PURCHASES


 6,823


 11.5700 EUR


 11.1700 EUR




 common


 SALES


 11,123


 11.6200 EUR


 11.2100 EUR




 common


 PURCHASES


 52,292


 13.1639 USD


 12.6800 USD




 common


 SALES


 40,106


 13.2150 USD


 12.7200 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


500


1.9400 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 


320


1.6100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LEQ9)


LONG
 


1,900


0.0510 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LME8)


LONG
 


100


6.2100 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LME8)


SHORT


100


6.0000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LMH1)


SHORT


4,000


0.5700 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 


1,088


0.4600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 


3,850


0.5200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT


2,500


0.4100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT


200


0.4700 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT


9,750


0.4700 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 


500


2.0300 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT


500


1.9000 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


8,500


3.2900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


8,500


3.3000 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT


8,500


3.2900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT


8,500


3.3000 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG


130


4.2900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG


120


4.5500 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


13


23.7900 EUR
 




 common


 CFD


 SHORT


 900


 16.7456 CAD




 common


 CFD


 SHORT


 2,000


 16.9825 CAD




 common


 CFD


 LONG


 4,300


 11.2285 EUR




 common


 CFD


 LONG


 2,409


 11.2943 EUR




 common


 CFD


 SHORT


 2,377


 11.5400 EUR




 common


 CFD


 SHORT


 32


 11.5406 EUR




 common


 CFD


 LONG


 1,375


 13.0520 USD




 common


 CFD


 LONG


 3,450


 13.1200 USD




 common


 CFD


 SHORT


 1,375


 12.9696 USD




 common


 CFD


 SHORT


 3,450


 12.9696 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


29 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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