REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

30/10/2018 09:50

RNS Number : 7036F
Morgan Stanley & Co. Int'l plc
30 October 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


29 OCTOBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 27,650


 16.9219 CAD


 16.6800 CAD




 common


 SALES


 27,650


 16.9219 CAD


 16.6800 CAD




 common


 PURCHASES


 2,469


 11.3100 EUR


 11.1000 EUR




 common


 SALES


 748


 11.3800 EUR


 11.2200 EUR




 common


 PURCHASES


 27,596


 12.9000 USD


 12.7200 USD




 common


 SALES


 45,951


 12.9000 USD


 12.6900 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 
 
 


330


1.6600 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


330


1.5500 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 
 


200


1.9400 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 
 


1,500


1.9600 EUR
 




common


Mini-Future - (ISIN -
DE000MF4TV72)


LONG


1,000


4.5400 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


8,300


3.2300 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


8,100


3.3400 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT


8,300


3.2500 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT


8,100


3.3000 EUR




common


Mini-Future - (ISIN -
DE000MF6YE90)


SHORT


100


5.5300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 


40


20.7300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 


2,000


23.3000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 


899


23.3100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


100


23.4400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


100


23.5900 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


1,000


23.8600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


700


24.0100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


100


24.4300 EUR
 




 common


 CFD


 LONG


 270


 11.3193 EUR




 common


 CFD


 LONG


 478


 11.3451 EUR




 common


 CFD


 SHORT


 1,991


 11.1711 EUR




 common


 CFD


 SHORT


 478


 11.1711 EUR




 common


 CFD


 LONG


 780


 12.7200 USD




 common


 CFD


 LONG


 100


 12.8700 USD




 common


 CFD


 LONG


 5,000


 12.9000 USD




 common


 CFD


 SHORT


 20,515


 12.6800 USD




 common


 CFD


 SHORT


 780


 12.9089 USD




 common


 CFD


 SHORT


 170


 12.9089 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


30 OCTOBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
FERLIFSAISLIVIT