REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

05/11/2018 09:35

RNS Number : 3339G
Morgan Stanley & Co. Int'l plc
05 November 2018
 


               
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


02 NOVEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 13,458


 17.2800 CAD


 17.1884 CAD




 common


 SALES


 12,678


 17.2800 CAD


 17.1884 CAD




 common


 PURCHASES


 10,746


 11.7100 EUR


 11.4700 EUR




 common


 SALES


 14,845


 11.7100 EUR


 11.5500 EUR




 common


 PURCHASES


 22,405


 13.1900 USD


 13.0400 USD




 common


 SALES


 42,137


 13.2200 USD


 13.1400 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LMH1)


LONG
 
 
 


6,750


0.5000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LMH1)


SHORT
 
 


20,000


0.4400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 
 


1,000


0.5300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 
 


7,500


0.5600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 
 


7,500


0.5600 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 
 


500
 


2.1000 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 
 


2,000


2.2300 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 
 


670


2.4500 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 
 


500


2.1500 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


1,500


3.7000 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


13


23.2000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


70


23.7500 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


SHORT
 


500


2.1600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


SHORT
 


540


2.7900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


SHORT
 


300


2.9200 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


SHORT
 


300


2.9900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF8BJ82)


LONG


500


0.0010 EUR




 common


 CFD


 LONG


 400


 11.5600 EUR




 common


 CFD


 LONG


 5,300


 11.6587 EUR




 common


 CFD


 SHORT


 1


 11.4900 EUR




 common


 CFD


 SHORT


 1,600


 11.5450 EUR




 common


 CFD


 LONG


 60


 13.1500 USD




 common


 CFD


 LONG


 220


 13.1800 USD




 common


 CFD


 SHORT


 160


 13.1350 USD




 common


 CFD


 SHORT


 16,018


 13.1706 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type    e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


05 NOVEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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