REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

14/11/2018 10:20

RNS Number : 3331H
Morgan Stanley & Co. Int'l plc
14 November 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


13 NOVEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 21,241


 16.6500 CAD


 16.4146 CAD




 common


 SALES


 18,426


 16.6500 CAD


 16.4146 CAD




 common


 PURCHASES


 753


 11.1900 EUR


 10.9300 EUR




 common


 SALES


 10,371


 11.2400 EUR


 10.9400 EUR




 common


 PURCHASES


 58,680


 12.5600 USD


 12.4128 USD




 common


 SALES


 71,976


 12.5700 USD


 12.4128 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


250


1.6600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF2BTR6)


LONG


50


3.6400 EUR




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


350


1.4500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


700


0.3500 EUR
 




common


Mini-Future - (ISIN -
DE000MF4TV64)


SHORT
 


200


4.7000 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


9,500


2.9500 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT


9,500


3.0100 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


SHORT


300


3.8700 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 


140


13.9400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


18


15.6500 EUR
 




common


Mini-Future - (ISIN -
DE000MF7B4G9)


SHORT
 


160


5.8500 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


LONG
 


2,000


1.7100 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


LONG
 


1,000


1.8200 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


LONG
 


1,000


1.8500 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


SHORT
 


650


1.6300 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


SHORT
 


650


1.6600 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


SHORT
 


600


1.7200 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


SHORT
 


1,000


1.7400 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


LONG


4,000


2.2100 EUR




 common


 CFD


 LONG


 551


 11.0600 EUR




 common


 CFD


 LONG


 4,820


 11.0901 EUR




 common


 CFD


 LONG


 5,000


 11.0920 EUR




 common


 CFD


 SHORT


 12


 10.9327 EUR




 common


 CFD


 SHORT


 551


 10.9327 EUR




 common


 CFD


 SHORT


 70


 11.1042 EUR




 common


 CFD


 SHORT


 120


 11.1300 EUR




 common


 CFD


 LONG


 3,600


 12.5900 USD




 common


 CFD


 SHORT


 3,400


 12.4300 USD




 common


 CFD


 SHORT


 200


 12.4900 USD




 common


 CFD


 SHORT


 1,631


 12.6175 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


14 NOVEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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