REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Barrick Gold Corporation
(c) Name of the party to the offer with which exempt principal trader is connected:
Barrick Gold Corporation
(d) Date dealing undertaken:
16 NOVEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes - Randgold Resources Limited
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
common
PURCHASES
36,352
17.3400 CAD
17.2000 CAD
common
SALES
36,346
17.3400 CAD
17.2000 CAD
common
PURCHASES
8,061
11.6000 EUR
11.3800 EUR
common
SALES
4,006
11.5200 EUR
11.4700 EUR
common
PURCHASES
2,860
13.0600 USD
13.0500 USD
common
SALES
539
13.1700 USD
13.1600 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
common
Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)
LONG
295
1.7200 EUR
common
Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LMH1)
LONG
3,000
0.4300 EUR
common
Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)
SHORT
250
0.4400 EUR
common
Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)
SHORT
700
0.4400 EUR
common
Mini-Future - (ISIN -
DE000MF4TVA6)
LONG
160
3.3900 EUR
common
Mini-Future - (ISIN -
DE000MF4TVA6)
SHORT
160
3.7800 EUR
common
Mini-Future - (ISIN -
DE000MF6YE90)
SHORT
100
5.7000 EUR
common
Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)
LONG
24
23.2400 EUR
common
CFD
LONG
74
11.4700 EUR
common
CFD
LONG
189
11.5093 EUR
common
CFD
LONG
2,953
11.5100 EUR
common
CFD
LONG
790
11.5200 EUR
common
CFD
SHORT
4,249
11.5271 EUR
common
CFD
SHORT
2,544
11.5277 EUR
common
CFD
SHORT
1,268
11.5552 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
19 NOVEMBER 2018
Contact name:
Craig Horsley
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDFERLLFVILELALIT
Recent news on Barrick Mining
See all newsREG - Stock Exch Notice - Admission to ISM - 06/02/2024
AnnouncementRCS - Draslovka a.s. - Draslovka forms Advisory Board
AnnouncementRCS - Draslovka a.s. - Draslovka and Barrick Gold agreement
AnnouncementREG - Scot.Inv.Trust PLC - Half-year Report
AnnouncementREG - Investment Co PLC - Net Asset Value(s)
Announcement