REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

29/11/2018 10:35

RNS Number : 9088I
Morgan Stanley & Co. Int'l plc
29 November 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


28 NOVEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 6,386


 17.3519 CAD


 16.9740 CAD




 common


 SALES


 6,386


 17.3519 CAD


 16.9740 CAD




 common


 PURCHASES


 4,554


 11.4300 EUR


 11.2700 EUR




 common


 SALES


 2,442


 11.3700 EUR


 11.2600 EUR




 common


 PURCHASES


 27,321


 13.1108 USD


 13.0700 USD




 common


 SALES


 17,102


 13.1108 USD


 13.0000 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


LONG
 
 


300


1.7800 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 
 


350


1.6400 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 


1,000


1.700 EUR
 








Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8
)


LONG
 
 


250


1.8600 EUR
 




common


MINI FUTURES - (ISIN -
DE000MF4TVA6)


SHORT
 
 


200


3.9300 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG
 
 


120


4.4100 EUR
 








Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


SHORT
 


140


4.1700 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


LONG
 


600


1.8600 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


LONG


600


1.8700 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


LONG


600


1.8800 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


LONG


600


1.9300 EUR
 




common


Warrants - (ISIN -
DE000MF7CY75)


SHORT
 


600


1.8100 EUR
 




 common


 CFD


 SHORT


 8,783


 17.2025 CAD




 common


 CFD


 SHORT


 239


 17.2025 CAD




 common


 CFD


 LONG


 40


 11.2600 EUR




 common


 CFD


 LONG


 24


 11.2900 EUR




 common


 CFD


 LONG


 1,403


 11.3048 EUR




 common


 CFD


 SHORT


 2,742


 11.3039 EUR




 common


 CFD


 SHORT


 24


 11.3106 EUR




 common


 CFD


 SHORT


 813


 11.3286 EUR




 common


 CFD


 LONG


 500


 12.7700 USD




 common


 CFD


 LONG


 73


 13.0200 USD




 common


 CFD


 SHORT


 5,000


 13.0692 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


29 NOVEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
FERLLFVILVLAFIT