REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

05/12/2018 11:50

RNS Number : 5472J
Morgan Stanley & Co. Int'l plc
05 December 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


04 DECEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 8,037


 17.4415 CAD


 17.2300 CAD




 common


 SALES


 8,037


 17.4415 CAD


 17.2300 CAD




 common


 PURCHASES


 7,435


 11.6600 EUR


 11.4000 EUR




 common


 SALES


 3,055


 11.6600 EUR


 11.4500 EUR




 common


 PURCHASES


 22,695


 13.2400 USD


 13.0700 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


300


1.9800 EUR
 




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF0UT10)


SHORT
 
 


14


43.5600 EUR
 




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF0UT10)


SHORT
 
 


14


43.7600 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 


310


1.6300 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 


290


1.7300 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT


450


1.6900 EUR
 




common


Constant Leverage Certificate (X3) - (ISIN -
DE000MF2LEM8)


SHORT


660


3.0200 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF2LMG3)


LONG


13,572


1.6600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT


888


0.3900 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT


500


0.4100 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT


225


1.9200 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT


250


3.4300 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT


500


3.4900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT


1,000


3.4900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG


240


4.5500 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG


130


4.5700 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


40


21.5500 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7XCY1)


SHORT
 


180


1.1300 EUR




 common


 CFD


 LONG


 6,000


 17.4301 CAD




 common


 CFD


 LONG


 2,154


 11.4597 EUR




 common


 CFD


 LONG


 30


 11.4700 EUR




 common


 CFD


 LONG


 11


 11.4700 EUR




 common


 CFD


 SHORT


 224


 11.4608 EUR




 common


 CFD


 SHORT


 6,310


 11.5151 EUR




 common


 CFD


 SHORT


 30


 11.6106 EUR




 common


 CFD


 SHORT


 11


 11.6106 EUR




 common


 CFD


 SHORT


 44,615


 13.1807 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 common


 CALL


 SALE


 170,000


 1.0000


 E


 01/03/2019


 0.0030 USD



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


05 DECEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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