REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

11/12/2018 11:00

RNS Number : 1147K
Morgan Stanley & Co. Int'l plc
11 December 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


10 DECEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 16,009


 18.8464 CAD


 18.2600 CAD




 common


 SALES


 16,009


 18.8464 CAD


 18.2600 CAD




 common


 PURCHASES


 17,014


 12.4600 EUR


 11.9200 EUR




 common


 SALES


 1,295


 12.4100 EUR


 11.9200 EUR




 common


 PURCHASES


 96,016


 14.1136 USD


 13.6900 USD




 common


 SALES


 64,336


 14.1200 USD


 13.7101 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


10
 


2.7600 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


90
 
 


2.7600 EUR
 




common


Constant Leverage Certificate (X3) - (ISIN -
DE000MF2LEM8)


SHORT
 
 


300
 
 


3.5600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


1,600
 
 
 


0.5500 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF41F05)


LONG
 


500
 
 
 


10.5400 EUR
 




common


Mini-Future - (ISIN -
DE000MF4TV64)


LONG


500
 


5.5800 EUR
 




common


Mini-Future - (ISIN -
DE000MF4TV64)


SHORT
 


500
 


5.6800 EUR
 




common


Warrants - (ISIN -
DE000MF46V26)


SHORT
 


7,000
 


1.3900 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


500
 


4.2600 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT
 


150
 
 


4.0800 EUR




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF7AF05)


SHORT
 


17
 
 
 
 


29.1700 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 


25
 
 
 


32.5900 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 


200
 
 
 
 


28.1500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 


153
 
 
 
 
 


30.4200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 


200
 
 
 
 
 


31.5100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 


25
 
 
 
 
 
 


34.0400 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF7BZG5)


LONG
 


15
 
 
 


34.9700 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF7BZG5)


SHORT


15
 
 
 


33.4800 EUR
 




common


Warrants - (ISIN -
DE000MF7PJ61)


LONG
 


4,000
 


2.4000 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


LONG


173
 
 


3.3900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


SHORT


160
 
 
 


3.3800 EUR




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


1,500
 
 


3.3700 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


300
 


3.3900 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


3,000
 


3.4000 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


2,500


3.4100 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


950


3.4100 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


500
 


3.4500 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


2,000
 


3.4800 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


200


3.5400 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


2,500


3.5900 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


800


3.6600 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


1,190


3.7000 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


10,000


3.7200 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


140


3.7600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7X833)


SHORT


300
 
 
 


2.0700 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


LONG


20,000
 
 
 


1.4100 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


LONG


21,000
 
 


1.5500 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


SHORT


11,000
 


1.2800 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


SHORT


1,000


1.2800 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


SHORT


20,000


1.5300 EUR




 common


 CFD


 SHORT


 17,566


 18.6086 CAD




 common


 CFD


 LONG


 120


 12.3720 EUR




 common


 CFD


 SHORT


 15,839


 12.1656 EUR




 common


 CFD


 LONG


 100


 13.7200 USD




 common


 CFD


 LONG


 100


 13.7200 USD




 common


 CFD


 LONG


 500


 13.7500 USD




 common


 CFD


 LONG


 1,000


 13.7500 USD




 common


 CFD


 LONG


 1,000


 13.7500 USD




 common


 CFD


 LONG


 1,000


 13.7500 USD




 common


 CFD


 LONG


 200


 13.7700 USD




 common


 CFD


 LONG


 100


 13.7800 USD




 common


 CFD


 LONG


 500


 13.7800 USD




 common


 CFD


 LONG


 100


 13.8400 USD




 common


 CFD


 LONG


 100


 14.0000 USD




 common


 CFD


 LONG


 100


 14.0100 USD




 common


 CFD


 LONG


 100


 14.0100 USD




 common


 CFD


 LONG


 100


 14.0200 USD




 common


 CFD


 LONG


 100


 14.0400 USD




 common


 CFD


 LONG


 100


 14.0450 USD




 common


 CFD


 LONG


 1,000


 14.1000 USD




 common


 CFD


 LONG


 100


 14.1000 USD




 common


 CFD


 SHORT


 1,000


 13.7000 USD




 common


 CFD


 SHORT


 3,469


 13.8417 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


11 DECEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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