REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

12/12/2018 11:05

RNS Number : 2685K
Morgan Stanley & Co. Int'l plc
12 December 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


11 DECEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 13,011


 18.4283 CAD


 18.3924 CAD




 common


 SALES


 13,011


 18.4283 CAD


 18.3924 CAD




 common


 PURCHASES


 6,420


 12.4200 EUR


 12.1500 EUR




 common


 SALES


 5,627


 12.4596 EUR


 12.1593 EUR




 common


 PURCHASES


 265,211


 13.9400 USD


 13.6400 USD




 common


 SALES


 266,582


 13.9208 USD


 13.6000 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


LONG
 
 
 


175


2.9600 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


200


2.5300 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


260


1.9800 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


250


2.0200 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


250


2.0400 EUR
 




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF2LEL0)


LONG
 


116


5.4300 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF2LEP1)


SHORT
 
 


800


0.5600 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF2LEP1)


SHORT
 
 


750


0.5600 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LME8)


LONG
 


150


3.7900 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LME8)


SHORT
 


150


3.5100 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF27HX9)


SHORT
 


100


3.1400 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 


10,000


0.5500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 


7,500


0.5500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


4,489


0.7600 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 


1,850


2.4600 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 


1,830


2.6400 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


SHORT
 


1,820


2.7400 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF41F05)


LONG
 


500
 


11.3400 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF41F05)


SHORT
 


500
 


11.9200 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG
 


90


4.3300 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


LONG
 


160


3.8000 EUR




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


300


3.4400 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


900


3.4900 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


100


3.5000 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


1,000


3.7600 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


300


3.8100 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


1,000


3.8700 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7X833)


SHORT
 


160


2.1300 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF7X833)


SHORT
 


120


2.3700 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


LONG
 


20,000


1.6000 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


LONG
 


10,000


1.4500 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


LONG
 


10,000


1.4500 EUR




 common


 CFD


 LONG


 473


 12.3390 EUR




 common


 CFD


 LONG


 2,939


 12.4114 EUR




 common


 CFD


 SHORT


 705


 12.2081 EUR




 common


 CFD


 SHORT


 3,500


 12.2400 EUR




 common


 CFD


 LONG


 100


 13.6000 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


12 DECEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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