REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

13/12/2018 11:20

RNS Number : 4055K
Morgan Stanley & Co. Int'l plc
13 December 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


12 DECEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 10,170


 18.6100 CAD


 18.5400 CAD




 common


 SALES


 10,170


 18.6100 CAD


 18.5400 CAD




 common


 PURCHASES


 11,856


 12.2500 EUR


 12.0300 EUR




 common


 SALES


 6,984


 12.2400 EUR


 12.0100 EUR




 common


 PURCHASES


 48,165


 14.0100 USD


 13.6600 USD




 common


 SALES


 32,933


 14.0050 USD


 13.9300 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


LONG
 
 
 


20


2.4800 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


LONG
 
 
 


200


2.6100 EUR
 




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF0UT10)


SHORT
 
 


12


48.4500 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 
 


250


2.0200 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 


250


2.0600 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG


260


2.1100 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LME8)


SHORT
 
 


150


3.6400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


LONG
 
 


4000


0.5000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


5000


0.5500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 


25


30.6700 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 
 


4


30.9500 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 


6


26.6600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


4


30.8700  EUR
 




common


Warrants  (ISIN -
DE000MF7PJ61)


LONG
 


5,000


2.3300 EUR
 




common


Warrants  (ISIN -
DE000MF7PJ61)


SHORT


5,000


2.1800 EUR
 




common


Warrants  (ISIN -
DE000MF7PJ61)


SHORT
 


20,000


2.3100 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


60


3.3100 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT


300
 


3.3400 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


130
 


3.4000 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


1,500


3.4200 EUR




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


700


3.6400 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF759G8)


SHORT
 


348


2.8600 EUR
 




common


Mini-Future - (ISIN -
DE000MF798Y9)


SHORT
 


100


7.9600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


SHORT
 


800


1.4500 EUR
 




 common


 CFD


 LONG


 696


 18.6037 CAD




 common


 CFD


 LONG


 109


 12.1002 EUR




 common


 CFD


 LONG


 6,770


 12.1729 EUR




 common


 CFD


 LONG


 102


 12.1993 EUR




 common


 CFD


 LONG


 3


 12.2000 EUR




 common


 CFD


 SHORT


 29


 12.0800 EUR




 common


 CFD


 SHORT


 11,827


 12.1487 EUR




 common


 CFD


 LONG


 3,369


 13.7413 USD




 common


 CFD


 SHORT


 3,186


 14.0200 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


13 DECEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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