REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

14/12/2018 10:25

RNS Number : 5341K
Morgan Stanley & Co. Int'l plc
14 December 2018
 


 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:
 


Barrick Gold Corporation




(d) Date dealing undertaken:


13 DECEMBER 2018




(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?


Yes - Randgold Resources Limited



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 common


 PURCHASES


 11,878


 18.7325 CAD


 18.7000 CAD




 common


 SALES


 11,878


 18.7325 CAD


 18.7000 CAD




 common


 PURCHASES


 5,436


 12.4100 EUR


 12.2800 EUR




 common


 SALES


 2,237


 12.4300 EUR


 12.2900 EUR




 common


 PURCHASES


 82,499


 14.1600 USD


 13.9900 USD




 common


 SALES


 78,239


 14.1300 USD


 14.0000 USD



 
 
(b)        Cash-settled derivative transactions
 



 Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


LONG
 
 
 


2,500


2.8200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 
 


5,000


0.6400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 
 


500


0.6900 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF34SU8)


LONG
 
 
 


5,500


2.8700 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 
 
 


317
 


33.4600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 
 
 


317
 


34.5000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 
 


169
 


31.9300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 
 


164
 


32.2400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 
 


148
 


33.5900 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF7BZG5)


LONG
 
 
 


140
 


37.8000 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF7BZG5)


SHORT
 
 
 


140
 


36.6900 EUR
 




common


Warrants  (ISIN -
DE000MF7PJ61)


LONG
 


10,000
 


2.3400 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


LONG
 


360
 


3.6000 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


650
 


3.6500 EUR
 




 common


 CFD


 SHORT


 1,621


 18.7807 CAD




 common


 CFD


 LONG


 32,615


 12.2000 EUR




 common


 CFD


 LONG


 32


 12.3300 EUR




 common


 CFD


 LONG


 708


 12.3486 EUR




 common


 CFD


 LONG


 15


 12.3800 EUR




 common


 CFD


 LONG


 32


 12.3800 EUR




 common


 CFD


 SHORT


 32,615


 12.2000 EUR




 common


 CFD


 SHORT


 273


 12.2879 EUR




 common


 CFD


 SHORT


 3,681


 12.3651 EUR




 common


 CFD


 SHORT


 32


 12.3806 EUR




 common


 CFD


 LONG


 700


 13.9636 USD




 common


 CFD


 LONG


 127


 13.9800 USD




 common


 CFD


 LONG


 100


 13.9900 USD




 common


 CFD


 LONG


 3,059


 14.0659 USD




 common


 CFD


 LONG


 17,150


 14.0924 USD




 common


 CFD


 LONG


 22,050


 14.0931 USD




 common


 CFD


 LONG


 200


 14.1000 USD




 common


 CFD


 SHORT


 1,400


 14.0850 USD




 common


 CFD


 SHORT


 2,000


 14.1400 USD



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



 Class of relevant security


 Product description             e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type    e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A



 
(ii)        Exercise
 



 Class of relevant security


 Product description            e.g. call option


 Number of securities


 Exercise price per unit




 N/A


 N/A


 N/A


 N/A



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing            e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A



 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
 
 



Date of disclosure:


14 DECEMBER 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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