REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

17/12/2018 10:50

RNS Number : 6783K
Morgan Stanley & Co. Int'l plc
17 December 2018
 


 
 FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:


Barrick Gold Corporation




(d) Date dealing undertaken:


14 DECEMBER 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of
relevant
security


 Purchases/
sales


 Total number
of securities


 Highest price
per unit paid/received


 Lowest price
per unit paid/received




 common


 PURCHASES


 16,588


 18.5996 CAD


 18.3949 CAD
 




 common


 SALES


 16,588


 18.5996 CAD


 18.3949 CAD
 




 common


 PURCHASES


 3,145


 12.4100 EUR


 12.1500 EUR
 




 common


 SALES


 289


 12.3400 EUR


 12.2581 EUR
 




 common


 PURCHASES


 20,433


 13.9100 USD


 13.6850 USD
 




 common


 SALES


 39,716


 13.9400 USD


 13.6500 USD
 



 
 
(b)        Cash-settled derivative transactions
 



 Class of
relevant
security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per
unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


1,000


2.3500 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


194


2.5800 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


260
 


1.9600 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


250
 


2.0800 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


250
 


2.1200 EUR
 




common


Constant Leverage Certificate (X3) - (ISIN -
DE000MF2LEM8)


LONG
 


500
 


3.5000 EUR
 




common


Constant Leverage Certificate (X3) - (ISIN -
DE000MF2LEM8)


SHORT
 


950
 


3.4400 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF2LEP1)


SHORT
 


1,000
 


0.4500 EUR
 




common


Constant Leverage Certificate (X6) - (ISIN -
DE000MF2LEP1)


SHORT
 


2,000


0.4700 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LME8)


LONG
 


150


3.7600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LMH1)


SHORT
 


1,000


0.2270 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


10,000


0.5200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


1,000


0.5600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


1,000


0.5700 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF41F05)


SHORT
 


555
 


10.8600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


LONG


5,000


4.0900 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG


100


5.2100 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


165


30.1400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


158


31.1500 EUR
 




common


Warrants - (ISIN -
DE000MF7PJ61)


LONG


10,000


0.1670  EUR
 




common


Mini-Future - (ISIN -
DE000MF860D1)


SHORT
 


1,000


2.0000 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF8WNJ9)


SHORT
 


200


1.0300 EUR
 




 common


 CFD


 SHORT


 29,079


 18.4279 CAD
 




 common


 CFD


 SHORT


 1,119


 18.4279 CAD
 




 common


 CFD


 LONG


 14


 12.3100 EUR
 




 common


 CFD


 LONG


 31


 12.3300 EUR
 




 common


 CFD


 SHORT


 1,100


 12.2100 EUR
 




 common


 CFD


 SHORT


 1,662


 12.3400 EUR
 




 common


 CFD


 SHORT


 139


 12.4100 EUR
 




 common


 CFD


 LONG


 211


 13.7100 USD
 




 common


 CFD


 LONG


 100


 13.7200 USD
 




 common


 CFD


 LONG


 900


 13.8200 USD
 




 common


 CFD


 LONG


 600


 13.8800 USD
 




 common


 CFD


 LONG


 1,189


 13.9111 USD
 




 common


 CFD


 SHORT


 450


 13.7200 USD
 



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of
relevant security


 Product description e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(ii)        Exercise
 



 Class of
relevant
security


 Product description
e.g. call option


 Exercising/
exercised
against


 Number of securities


 Exercise price
per unit




 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing
e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A  
 



 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 
 (b)       Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 



 Date of disclosure:


 17 DECEMBER 2018
 




 Contact name:


 Craig Horsley
 




 Telephone number:


 +44(141) 245 7736
 



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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