REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

20/12/2018 10:25

RNS Number : 1228L
Morgan Stanley & Co. Int'l plc
20 December 2018
 


 
 FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:


Barrick Gold Corporation




(d) Date dealing undertaken:


19 DECEMBER 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of
relevant
security


 Purchases/
sales


 Total number
of securities


 Highest price
per unit paid/received


 Lowest price
per unit paid/received




 common


 PURCHASES


 15,561


 18.6000 CAD


 17.3400 CAD
 




 common


 SALES


 14,571


 18.4700 CAD


 17.3400 CAD
 




 common


 SALES


 90


 13.6000 CHF


 13.6000 CHF
 




 common


 PURCHASES


 11,704


 12.1800 EUR


 11.8200 EUR
 




 common


 SALES


 11,756


 12.1200 EUR


 11.8293 EUR
 




 common


 PURCHASES


 36,698


 13.6000 USD


 12.9400 USD
 




 common


 SALES


 79,237


 13.6500 USD


 12.8800 USD
 



 
 
(b)        Cash-settled derivative transactions
 



 Class of
relevant
security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per
unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


LONG
 
 
 


226


2.4800 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


1,000


1.8900 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


1,500


2.0000 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


240


2.1000 EUR
 




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


SHORT
 
 


226


2.2200 EUR
 




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF0UT10)


LONG
 


12


43.2800 EUR
 




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF0UT10)


LONG
 


12


44.5000 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 


350


1.4800 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 


320


1.6100 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 


290


1.7500 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 


280


1.8300 EUR
 




common


Constant Leverage Certificate (X3) - (ISIN -
DE000MF2LEM8)


LONG


250


3.0000 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LME8)


LONG


150


4.0000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


5,000


0.2600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


20,000


0.2600 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


5,000


0.4100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


5,000


0.4100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


3,200


0.4300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 


10,000


0.4600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT
 


500


3.9000 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


SHORT
 


200


4.7400 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG


233


25.0700 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


200


19.5000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


245


20.0100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


226


21.9500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


224


22.2400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT


386


25.8600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7B607)


SHORT
 


100


6.2700 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


LONG


145


3.0700  EUR




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


SHORT
 


180


2.8800 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


SHORT
 


1,087


3.5600 EUR




common


Mini-Future - (ISIN -
DE000MF754K1)


LONG


5,000


3.1500  EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


LONG


1,190


3.1500  EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


LONG


5,000


3.1500  EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


600


2.9900 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


600


3.1500 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


100


3.2800 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7X833)


SHORT
 


137


2.0500 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF8WNJ9)


LONG


200


0.7600  EUR




 common


 CFD


 SHORT


 9,552


 18.0772 CAD
 




 common


 CFD


 LONG


 258


 11.8293 EUR
 




 common


 CFD


 LONG


 1,800


 11.8300 EUR
 




 common


 CFD


 LONG


 6,537


 11.9501 EUR
 




 common


 CFD


 LONG


 200


 11.9644 EUR
 




 common


 CFD


 LONG


 2,961


 11.9644 EUR
 




 common


 CFD


 SHORT


 148


 11.8300 EUR
 




 common


 CFD


 SHORT


 9,498


 11.9872 EUR
 




 common


 CFD


 SHORT


 2,058


 11.9872 EUR
 




 common


 CFD


 LONG


 450


 13.5900 USD
 




 common


 CFD


 SHORT


 633


 13.3600 USD
 




 common


 CFD


 SHORT


 440


 13.3800 USD
 




 common


 CFD


 SHORT


 5,000


 13.6100 USD
 



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of
relevant security


 Product description e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 common


 CALL


 PURCHASE


 3,000,000


 1.0000


 E


 19/12/2018


 0.0087 CAD
 



 
(ii)        Exercise
 



 Class of
relevant
security


 Product description
e.g. call option


 Exercising/
exercised
against


 Number of securities


 Exercise price
per unit




 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing
e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A  
 



 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 
 (b)       Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 



 Date of disclosure:


 20 DECEMBER 2018
 




 Contact name:


 Craig Horsley
 




 Telephone number:


 +44(141) 245 7736
 



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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END
 
 
FERLLFLIFALIFIT