REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

21/12/2018 11:00

RNS Number : 2788L
Morgan Stanley & Co. Int'l plc
21 December 2018
 


 
 FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:


Barrick Gold Corporation




(d) Date dealing undertaken:


20 DECEMBER 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of
relevant
security


 Purchases/
sales


 Total number
of securities


 Highest price
per unit paid/received


 Lowest price
per unit paid/received




 common


 PURCHASES


 65,366


 18.2081 CAD


 17.8500 CAD
 




 common


 SALES


 65,366


 18.2081 CAD


 17.8500 CAD
 




 common


 PURCHASES


 21,302


 11.8200 EUR


 11.3400 EUR
 




 common


 SALES


 10,697


 11.8000 EUR


 11.3400 EUR
 




 common


 PURCHASES


 27,877


 13.4500 USD


 13.3200 USD
 




 common


 SALES


 3,888


 13.4442 USD


 13.4000 USD
 



 
 
(b)        Cash-settled derivative transactions
 



 Class of
relevant
security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per
unit




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 
 
 


350


1.7200 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


310


1.6500  EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


300


1.7100 EUR
 




common


Constant Leverage Certificate (X3) - (ISIN -
DE000MF2LEM8)


LONG
 


300


2.9000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF2LMH1)


SHORT
 
 


600


0.2500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


2,000


0.2800 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


5,000


0.2800 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF6SHX4)


LONG


105


4.7700 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


45


14.6900 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


100


15.3300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


50


17.0300 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7B607)


LONG


200


6.0300 EUR




common


Knock-Out Warrant- (ISIN -
DE000MF7B607)


SHORT
 


200


6.0000 EUR




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


60


2.9800 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


500


3.1600 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF7X833)


SHORT
 


250


1.4300 EUR




 common


 CFD


 LONG


 238


 11.3600 EUR
 




 common


 CFD


 LONG


 2,847


 11.4664 EUR
 




 common


 CFD


 LONG


 7,124


 11.6080 EUR
 




 common


 CFD


 LONG


 138


 11.6080 EUR
 




 common


 CFD


 SHORT


 7,362


 11.5660 EUR
 




 common


 CFD


 SHORT


 13,364


 11.6177 EUR
 




 common


 CFD


 SHORT


 88


 11.7606 EUR
 




 common


 CFD


 SHORT


 138


 11.7606 EUR
 




 common


 CFD


 LONG


 1,240


 13.3497 USD
 




 common


 CFD


 SHORT


 800


 13.4950 USD
 



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of
relevant security


 Product description e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(ii)        Exercise
 



 Class of
relevant
security


 Product description
e.g. call option


 Exercising/
exercised
against


 Number of securities


 Exercise price
per unit




 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing
e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A  
 



 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 
 (b)       Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 



 Date of disclosure:


 21 DECEMBER 2018
 




 Contact name:


 Craig Horsley
 




 Telephone number:


 +44(141) 245 7736
 



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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