REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Barrick Gold Corporation
(c) Name of the party to the offer with which exempt principal trader is connected:
Barrick Gold Corporation
(d) Date dealing undertaken:
21 DECEMBER 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
Yes - Randgold Resources Limited
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of
relevant
security
Purchases/
sales
Total number
of securities
Highest price
per unit paid/received
Lowest price
per unit paid/received
common
PURCHASES
9,094
18.0156 CAD
17.8500 CAD
common
SALES
9,144
18.0156 CAD
17.8500 CAD
common
PURCHASES
20,329
11.7300 EUR
11.4400 EUR
common
SALES
11,089
11.7400 EUR
11.5000 EUR
common
PURCHASES
86,348
13.3000 USD
13.1959 USD
common
SALES
101,441
13.2551 USD
13.1200 USD
(b) Cash-settled derivative transactions
Class of
relevant
security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per
unit
common
Constant Leverage Certificate (X3) - (ISIN -
DE000MF2LEM8)
SHORT
700
2.8400 EUR
common
Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)
SHORT
666
0.2600 EUR
common
Constant Leverage Certificate (X4) - (ISIN -
DE000MF41F05)
LONG
400
8.0900 EUR
common
Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)
LONG
100
15.2700 EUR
common
Mini-Future - (ISIN -
DE000MF7B4G9)
LONG
100
6.2400 EUR
common
Mini-Future - (ISIN -
DE000MF754K1)
LONG
400
3.0600 EUR
common
CFD
LONG
102
11.6191 EUR
common
CFD
LONG
5,138
11.6191 EUR
common
CFD
LONG
3,892
11.6374 EUR
common
CFD
LONG
289
11.6593 EUR
common
CFD
LONG
1,368
11.6600 EUR
common
CFD
SHORT
8,785
11.5604 EUR
common
CFD
SHORT
11,087
11.6145 EUR
common
CFD
SHORT
157
11.6211 EUR
common
CFD
LONG
500
13.2790 USD
common
CFD
SHORT
1,000
13.1465 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of
relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii) Exercise
Class of
relevant
security
Product description
e.g. call option
Exercising/
exercised
against
Number of securities
Exercise price
per unit
N/A
N/A
N/A
N/A
N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure:
24 DECEMBER 2018
Contact name:
Craig Horsley
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDFERLLFFLFFLSFIT
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