REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation

Barrick MiningAnnouncement

28/12/2018 10:45

RNS Number : 7087L
Morgan Stanley & Co. Int'l plc
28 December 2018
 


 
 FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. International plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Barrick Gold Corporation




(c) Name of the party to the offer with which exempt principal trader is connected:


Barrick Gold Corporation




(d) Date dealing undertaken:


27 DECEMBER 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes -  Randgold Resources Limited
 



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 



 Class of
relevant
security


 Purchases/
sales


 Total number
of securities


 Highest price
per unit paid/received


 Lowest price
per unit paid/received




 common


 PURCHASES


 63,444


 18.6800 CAD


 18.2500 CAD
 




 common


 SALES


 11,787


 18.6500 CAD


 18.2500 CAD
 




 common


 PURCHASES


 13,976


 11.8600 EUR


 11.6600 EUR
 




 common


 SALES


 11,455


 11.9000 EUR


 11.7000 EUR
 




 common


 PURCHASES


 32,473


 13.6800 USD


 13.3800 USD
 




 common


 SALES


 32,470


 13.7000 USD


 13.4600 USD
 



 
 
(b)        Cash-settled derivative transactions
 



 Class of
relevant
security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per
unit




common


Constant Leverage Certificate (X5) - (ISIN -
DE000MF0USX0)


LONG
 
 
 


240


2.1100 EUR
 




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF0UT10)


SHORT
 
 


12


44.5900 EUR
 




common


Constant Leverage Certificate (X2) - (ISIN -
DE000MF0UT10)


SHORT
 
 


12


45.2700 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 
 


300


1.7100 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


LONG
 
 


350


1.7900 EUR
 




common


Constant Leverage Certificate (X4) - (ISIN -
DE000MF2LEN6)


SHORT
 
 


310


1.6300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


515


0.2900 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


3,000


0.3000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


500


0.3000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


2,500


0.3100 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF3R1D8)


SHORT
 
 


500


0.3400 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF5DK15)


SHORT
 


130


3.8300 EUR




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 
 


1,171


15.9300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 
 


1,217


16.0500 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 
 


70


16.6300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 
 


1,116


18.1400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


LONG
 
 


1,110


18.2200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 


300


14.6800 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


1,217


15.5000 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


150


15.5400 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


50


16.1300 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


200


16.7200 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


1,110


17.1900 EUR
 




common


Constant Leverage Certificate (X8) - (ISIN -
DE000MF7AF13)


SHORT
 
 


1,116


17.9100 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF73H38)


LONG


180


3.1200 EUR




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


500


3.1400 EUR
 




common


Mini-Future - (ISIN -
DE000MF754K1)


SHORT
 


400


3.1800 EUR
 




common


Knock-Out Warrant- (ISIN -
DE000MF86208)


LONG


1,300


1.1000 EUR




 common


 CFD


 LONG


 532


 11.7087 EUR
 




 common


 CFD


 LONG


 9,498


 11.8128 EUR
 




 common


 CFD


 LONG


 895


 11.8128 EUR
 




 common


 CFD


 SHORT


 1,759


 11.7493 EUR
 




 common


 CFD


 SHORT


 10,030


 11.7493 EUR
 




 common


 CFD


 SHORT


 331


 11.7500 EUR
 




 common


 CFD


 SHORT


 762


 11.7500 EUR
 




 common


 CFD


 SHORT


 564


 11.7506 EUR
 




 common


 CFD


 SHORT


 100


 13.4000 USD
 




 common


 CFD


 SHORT


 400


 13.4700 USD
 




 common


 CFD


 SHORT


 100


 13.4900 USD
 




 common


 CFD


 SHORT


 2,795


 18.5117 CAD
 



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of
relevant security


 Product description e.g. call option


 Writing, purchasing, selling, varying etc.


 Number of securities to which option relates


 Exercise price per unit


 Type   e.g. American, European etc.


 Expiry date


 Option money paid/ received per unit




 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(ii)        Exercise
 



 Class of
relevant
security


 Product description
e.g. call option


 Exercising/
exercised
against


 Number of securities


 Exercise price
per unit




 N/A


 N/A


 N/A


 N/A


 N/A  
 



 
(d)        Other dealings (including subscribing for new securities)
 



 Class of relevant security


 Nature of dealing
e.g. subscription, conversion


 Details


 Price per unit (if applicable)




 N/A


 N/A


 N/A


 N/A  
 



 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 
 (b)       Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
NONE
 



 
 



 Date of disclosure:


 28 DECEMBER 2018
 




 Contact name:


 Craig Horsley
 




 Telephone number:


 +44(141) 245 7736
 



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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