REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick Gold
27/09/2018 14:55
For best results when printing this announcement, please click on link below:
http://pdf.reuters.com/htmlnews/htmlnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20180926:nRSZ2109Ca
RNS Number : 2109C
Morgan Stanley & Co. Int'l plc
27 September 2018
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 25 SEPTEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 17,025 14.9430 CAD 14.5890 CAD
common SALES 17,025 14.9430 CAD 14.5890 CAD
common PURCHASES 6,980 9.8500 EUR 9.7181 EUR
common SALES 5,557 9.8500 EUR 9.4000 EUR
common PURCHASES 18,664 11.5500 USD 11.1950 USD
common SALES 14,454 11.5500 USD 11.2559 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common Constant Leverage Certificate (X5) - (ISIN - SHORT 500 1.1600 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X2) - (ISIN - LONG 17 32.9700 EUR
DE000MF0UT10)
common Mini Future (ISIN - LONG 1,000 2.8700 EUR
DE000MF121Y4)
common Constant Leverage Certificate (X6) - (ISIN - LONG 3,000 0.2310 EUR
DE000MF2LEP1)
common Constant Leverage Certificate (X6) - (ISIN - SHORT 400 1.3100 EUR
DE000MF34SU8)
common Warrants - (ISIN - LONG 3,000 0.8800 EUR
DE000MF46V18)
common Warrants - (ISIN - LONG 600 0.9800 EUR
DE000MF46V18)
common Knock-Out Warrants - (ISIN - SHORT 300 1.8300 EUR
DE000MF5DK15)
common Knock-Out Warrants - (ISIN - SHORT 1,000 1.8500 EUR
DE000MF5DK15)
common Knock-Out Warrants - (ISIN - SHORT 2,000 2.0000 EUR
DE000MF5DK15)
common Knock-Out Warrants - (ISIN - SHORT 2,000 2.0900 EUR
DE000MF5DK15)
common Knock-Out Warrants - (ISIN - LONG 350 3.0200 EUR
DE000MF6SHX4)
common Constant Leverage Certificate (X8) - (ISIN - LONG 40 13.2700 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - LONG 200 13.9700 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 15 13.3400 EUR
DE000MF7AF13)
common Knock-Out Warrants - (ISIN - SHORT 350 1.3700 EUR
DE000MF73H38)
common Knock-Out Warrants - (ISIN - SHORT 80 1.3700 EUR
DE000MF73H38)
common CFD LONG 51,838 14.6762 USD
common CFD LONG 1,365 14.6762 USD
common CFD LONG 1,622 14.6762 USD
common CFD SHORT 500 14.4700 USD
common CFD SHORT 100 14.5700 USD
common CFD LONG 200 9.4005 EUR
common CFD LONG 34 9.4200 EUR
common CFD LONG 353 9.4200 EUR
common CFD LONG 183 9.7500 EUR
common CFD SHORT 34 9.7505 EUR
common CFD SHORT 254 9.7505 EUR
common CFD SHORT 1,905 9.7946 EUR
common CFD LONG 1,704 11.1800 USD
common CFD LONG 13,719 11.1800 USD
common CFD LONG 13,254 11.1800 USD
common CFD LONG 697 11.1800 USD
common CFD LONG 696 11.1800 USD
common CFD LONG 691 11.2004 USD
common CFD LONG 11,120 11.4900 USD
common CFD LONG 11,119 11.4900 USD
common CFD LONG 162 11.4900 USD
common CFD LONG 134 11.4900 USD
common CFD LONG 478 11.4900 USD
common CFD LONG 477 11.4900 USD
common CFD LONG 4,726 11.4900 USD
common CFD LONG 5,922 11.4900 USD
common CFD LONG 286 11.5017 USD
common CFD LONG 282,500 11.5500 USD
common CFD LONG 593 11.6043 USD
common CFD SHORT 296 11.1800 USD
common CFD SHORT 8,276 11.1800 USD
common CFD SHORT 8,276 11.1800 USD
common CFD SHORT 5,922 11.1800 USD
common CFD SHORT 4,726 11.1800 USD
common CFD SHORT 477 11.1800 USD
common CFD SHORT 478 11.1800 USD
common CFD SHORT 2,000 11.1900 USD
common CFD SHORT 300 11.5000 USD
common CFD SHORT 286 11.5004 USD
common CFD SHORT 593 11.5004 USD
common CFD SHORT 5,000 11.6281 USD
common CFD SHORT 300 14.7667 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27 SEPTEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
Recent news on Barrick Mining
See all newsREG - Stock Exch Notice - Admission to ISM - 06/02/2024
AnnouncementRCS - Draslovka a.s. - Draslovka forms Advisory Board
AnnouncementRCS - Draslovka a.s. - Draslovka and Barrick Gold agreement
AnnouncementREG - Scot.Inv.Trust PLC - Half-year Report
AnnouncementREG - Investment Co PLC - Net Asset Value(s)
Announcement