REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick Gold

Barrick MiningAnnouncement

07/11/2018 12:55

For best results when printing this announcement, please click on link below:
http://pdf.reuters.com/htmlnews/htmlnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20181106:nRSF6617Ga

RNS Number : 6617G
Morgan Stanley & Co. Int'l plc
07 November 2018
 
AMENDMENT         Section 2c(i)
 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Barrick Gold Corporation
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Barrick Gold Corporation
 connected:
 (d) Date dealing undertaken:                                                    05 NOVEMBER 2018
 (e) Has the EPT previously disclosed, or is it today  disclosing, under the     Yes -  Randgold Resources Limited
 Code in respect of any other party to this offer?
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 
  Class of relevant security    Purchases/sales    Total   number of securities      Highest price per unit paid/received    Lowest price per unit paid/received
  common                        PURCHASES          84,870                            17.3100 CAD                             17.2000 CAD
  common                        SALES              81,769                            17.3100 CAD                             17.2000 CAD
  common                        PURCHASES          6,622                             11.6400 EUR                             11.5100 EUR
  common                        SALES              4,008                             11.6400 EUR                             11.5093 EUR
  common                        PURCHASES          12,505                            13.2400 USD                             13.0750 USD
  common                        SALES              8,520                             13.1900 USD                             13.1849 USD
 
 
(b)        Cash-settled derivative transactions
 
  Class of relevant security    Product description                           Nature of dealing                                                              Number of reference securities    Price per unit
                                           e.g. CFD                          e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                             position
 common                        Knock-Out Warrant- (ISIN -                    LONG                                                                           100                               5.5900 EUR
                               DE000MF1YCB0)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           6,500                             0.4700 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          1,000                             0.4900 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          1,000                             0.5400 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          700                               0.5600 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X6) - (ISIN -  SHORT                                                                          200                               2.2600 EUR
                               DE000MF34SU8)
 common                        Constant Leverage Certificate (X6) - (ISIN -  SHORT                                                                          200                               2.3100 EUR
                               DE000MF34SU8)
 common                        Knock-Out Warrant- (ISIN -                    LONG                                                                           330                               3.5700 EUR
                               DE000MF5DK15)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          2,000                             3.5100 EUR
                               DE000MF5DK15)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          330                               3.5600 EUR
                               DE000MF5DK15)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           7                                 28.1700 EUR
                               DE000MF7AF13)
 common                        Constant Leverage Certificate (X8) - (ISIN -   SHORT                                                                         50                                25.2000 EUR
                               DE000MF7AF13)
 common                        Constant Leverage Certificate (X8) - (ISIN -   SHORT                                                                         75                                27.0000 EUR
                               DE000MF7AF13)
 common                        Warrants - (ISIN -                            LONG                                                                           500                               2.2700 EUR
                               DE000MF7CY75)
  common                        CFD                                           LONG                                                                           278                               11.5093 EUR
  common                        CFD                                           SHORT                                                                          475                               11.5594 EUR
  common                        CFD                                           SHORT                                                                          2,417                             11.5597 EUR
  common                        CFD                                           LONG                                                                           100                               13.2523 USD
  common                        CFD                                           SHORT                                                                          10,243                            13.2608 USD
  common                        CFD                                           SHORT                                                                          651                               13.4000 USD
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
  Class of relevant security    Product description             e.g. call option               Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type    e.g. American, European etc.       Expiry date    Option money paid/ received per unit
  common                        CALL                                                           SALE                                          300                                             1.0000                     E                                          04/11/2019     21.7000 USD
 
(ii)        Exercise
 
  Class of relevant security    Product description            e.g. call option               Number of securities    Exercise price per unit
  N/A                           N/A                                                           N/A                     N/A
 
(d)        Other dealings (including subscribing for new securities)
 
  Class of relevant security    Nature of dealing            e.g. subscription, conversion               Details    Price per unit (if applicable)
  N/A                           N/A                                                                      N/A        N/A
 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
 Date of disclosure:  07 NOVEMBER 2018
 Contact name:        Craig Horsley
 Telephone number:    +44(141) 245 7736
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) .  The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.