REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick
23/10/2018 14:45
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RNS Number : 9361E
Morgan Stanley & Co. Int'l plc
23 October 2018
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 19 OCTOBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 13,186 17.5000 CAD 17.2300 CAD
common SALES 13,186 17.5000 CAD 17.2300 CAD
common PURCHASES 2,091 11.6000 EUR 11.4900 EUR
common SALES 2,495 11.6100 EUR 11.4700 EUR
common PURCHASES 621,257 13.3497 USD 13.1450 USD
common SALES 603,751 13.3497 USD 13.1763 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common Constant Leverage Certificate (X3) - (ISIN - SHORT 300 3.0800 EUR
DE000MF2LEM8)
common Constant Leverage Certificate (X4) - (ISIN - LONG 90 5.5500 EUR
DE000MF2LME8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 10,000 0.6300 EUR
DE000MF2LMH1)
common Constant Leverage Certificate (X8) - (ISIN - LONG 500 0.6100EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - LONG 1,640 0.6100 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - LONG 1000 0.6500 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X6) - (ISIN - LONG 1000 2.4400 EUR
DE000MF34SU8)
common Constant Leverage Certificate (X6) - (ISIN - LONG 400 2.5000 EUR
DE000MF34SU8)
common Constant Leverage Certificate (X6) - (ISIN - LONG 750 2.6000 EUR
DE000MF34SU8)
common Constant Leverage Certificate (X6) - (ISIN - SHORT 1000 2.5300EUR
DE000MF34SU8)
common Mini-Future - (ISIN - LONG 100 5.6800 EUR
DE000MF44B22)
common Knock-Out Warrant- (ISIN - SHORT 250 3.5800 EUR
DE000MF5DK15)
common Constant Leverage Certificate (X8) - (ISIN - LONG 75 29.2200 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - LONG 912 32.0500 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 153 31.3600 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 50 31.5600 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 912 31.7700 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 939 31.9300 EUR
DE000MF7AF13)
common Knock-Out Warrant- (ISIN - LONG 350 2.1200 EUR
DE000MF792V8)
common CFD SHORT 100 17.3200 CAD
common CFD SHORT 2,949 17.3394 CAD
common CFD SHORT 147 17.3394 CAD
common CFD SHORT 537 17.3394 CAD
common CFD LONG 200 11.4793 EUR
common CFD LONG 1,972 11.5466 EUR
common CFD LONG 123 11.6100 EUR
common CFD SHORT 1,050 11.4976 EUR
common CFD SHORT 841 11.5595 EUR
common CFD LONG 380 13.1800 USD
common CFD LONG 652 13.2900 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 23 OCTOBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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