REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick
05/11/2018 14:25
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RNS Number : 3818G
Morgan Stanley & Co. Int'l plc
05 November 2018
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 01 NOVEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 56,746 17.5000 CAD 16.7600 CAD
common SALES 25,935 17.5000 CAD 17.1392 CAD
common PURCHASES 411 11.4800 EUR 11.2100 EUR
common SALES 3,127 11.4800 EUR 11.2100 EUR
common PURCHASES 127,799 13.3800 USD 12.8300 USD
common SALES 95,768 13.2843 USD 12.9798 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common Constant Leverage Certificate (X5) - (ISIN - LONG 285 1.9000 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - LONG 265 2.1000 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X4) - (ISIN - LONG 350 1.5500 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - LONG 330 1.6300 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - LONG 300 1.7100 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X6) - (ISIN - LONG 2,750 0.4200 EUR
DE000MF2LEP1)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 4,500 0.4500 EUR
DE000MF2LMH1)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 4,500 0.5300 EUR
DE000MF2LMH1)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 4,500 0.5800 EUR
DE000MF2LMH1)
common Constant Leverage Certificate (X8) - (ISIN - LONG 3,200 0.4800 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - LONG 1,819 0.5500 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - LONG 1,050 0.5600 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 1,000 0.4200 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 250 0.4300 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 1,050 0.4900 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 13,500 0.5000 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X6) - (ISIN - LONG 1,000 2.1800 EUR
DE000MF34SU8)
common Mini-Future - (ISIN - LONG 150 4.1000 EUR
DE000MF4TVA6)
common Knock-Out Warrant- (ISIN - LONG 1,000 4.6100 EUR
DE000MF6SHX4)
common Mini-Future - (ISIN - LONG 100 5.6900 EUR
DE000MF6YE90)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 75 22.3700 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 6 22.9400 EUR
DE000MF7AF13)
common Knock-Out Warrant- (ISIN - SHORT 500 2.0800 EUR
DE000MF759G8)
common CFD LONG 58,300 17.5000 CAD
common CFD LONG 1,600 11.2100 EUR
common CFD LONG 1,224 11.3820 EUR
common CFD LONG 3 11.4793 EUR
common CFD LONG 1 11.4793 EUR
common CFD SHORT 109 11.2100 EUR
common CFD SHORT 1 11.4800 EUR
common CFD SHORT 1 11.4800 EUR
common CFD SHORT 1 11.4800 EUR
common CFD SHORT 7,702 12.9818 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 05 NOVEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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