REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of BARRICK
13/11/2018 14:40
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RNS Number : 2306H
Morgan Stanley & Co. Int'l plc
13 November 2018
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 09 NOVEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 14,957 17.0900 CAD 16.9300 CAD
common SALES 14,957 17.0900 CAD 16.9300 CAD
common PURCHASES 1,890 11.4300 EUR 11.4000 EUR
common SALES 8,588 11.4900 EUR 11.2100 EUR
common PURCHASES 5,210 12.9200 USD 12.8650 USD
common SALES 10,516 12.9600 USD 12.7600 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common Knock-Out Warrant- (ISIN - LONG 300 4.8600 EUR
DE000MF2BVV4)
common Knock-Out Warrant- (ISIN - SHORT 300 4.8400 EUR
DE000MF2BVV4)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 310 1.6500 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X8) - (ISIN - LONG 6,000 0.5700 EUR
DE000MF2LMH1)
common Constant Leverage Certificate (X8) - (ISIN - LONG 2,000 0.3500 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - LONG 1,000 0.4200 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 1,283 0.3900 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 1,200 0.4200 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 1,000 0.4400 EUR
DE000MF3R1D8)
common Knock-Out Warrant- (ISIN - LONG 160 4.2900 EUR
DE000MF6SHX4)
common Constant Leverage Certificate (X8) - (ISIN - LONG 70 19.4500 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - LONG 70 20.3200 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - LONG 50 20.8600 EUR
DE000MF7AF13)
common Warrants - (ISIN - LONG 1000 2.0000 EUR
DE000MF7CY75)
common Warrants - (ISIN - SHORT 500 1.9600 EUR
DE000MF7CY75)
common Warrants - (ISIN - SHORT 500 2.0100 EUR
DE000MF7CY75)
common Knock-Out Warrant- (ISIN - LONG 300 2.4000 EUR
DE000MF73H38)
common Knock-Out Warrant- (ISIN - LONG 540 2.4900 EUR
DE000MF73H38)
common Knock-Out Warrant- (ISIN - LONG 300 2.5300 EUR
DE000MF73H38)
common CFD SHORT 9,279 16.9540 CAD
common CFD LONG 257 11.2793 EUR
common CFD LONG 857 11.2800 EUR
common CFD LONG 4,376 11.3104 EUR
common CFD LONG 1,620 11.3422 EUR
common CFD LONG 453 11.3813 EUR
common CFD LONG 1,025 11.3813 EUR
common CFD SHORT 1,114 11.4000 EUR
common CFD SHORT 453 11.4000 EUR
common CFD SHORT 323 11.4300 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 13 NOVEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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