REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick

Barrick MiningAnnouncement

05/12/2018 14:30

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RNS Number : 5635J
Morgan Stanley & Co. Int'l plc
05 December 2018
 
AMENDMENT    Section (2a) & 2c(i)
 
 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Barrick Gold Corporation
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Barrick Gold Corporation
 connected:
 (d) Date dealing undertaken:                                                    03 DECEMBER 2018
 (e) Has the EPT previously disclosed, or is it today  disclosing, under the     Yes -  Randgold Resources Limited
 Code in respect of any other party to this offer?
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 
  Class of relevant security    Purchases/sales    Total   number of securities      Highest price per unit paid/received    Lowest price per unit paid/received
  common                        PURCHASES          30,040                            17.2000 CAD                             16.8500 CAD
  common                        SALES              30,040                            17.2000 CAD                             16.8500 CAD
  common                        PURCHASES          6,089                             11.4100 EUR                             11.2600 EUR
  common                        SALES              666                               11.3200 EUR                             11.2200 EUR
  common                        PURCHASES          99,639                            16.0318 USD                             12.7103 USD
  common                        SALES              87,528                            16.0318 USD                             12.7101 USD
 
 
(b)        Cash-settled derivative transactions
 
  Class of relevant security    Product description                           Nature of dealing                                                              Number of reference securities    Price per unit
                                           e.g. CFD                          e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                             position
 common                        Constant Leverage Certificate (X4) - (ISIN -  LONG                                                                           350                               1.5300 EUR
                               DE000MF2LEN6)
 common                        Constant Leverage Certificate (X4) - (ISIN -  SHORT                                                                          350                               1.4800 EUR
                               DE000MF2LEN6)
 common                        Constant Leverage Certificate (X3) - (ISIN -  SHORT                                                                          250                               2.8000 EUR
                               DE000MF2LEM8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          4,000                             0.3600 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          1,200                             0.3600 EUR
                               DE000MF3R1D8)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          1,000                             3.3300 EUR
                               DE000MF5DK15)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          300                               4.2500 EUR
                               DE000MF6SHX4)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          300                               4.2500 EUR
                               DE000MF6SHX4)
 common                        Warrants - (ISIN -                            LONG                                                                           600                               1.8900 EUR
                               DE000MF7CY75)
 common                        Warrants - (ISIN -                            LONG                                                                           600                               1.9000 EUR
                               DE000MF7CY75)
 common                        Warrants - (ISIN -                            LONG                                                                           600                               1.9400 EUR
                               DE000MF7CY75)
 common                        Warrants - (ISIN -                            LONG                                                                           600                               1.9700 EUR
                               DE000MF7CY75)
 common                        Warrants - (ISIN -                            SHORT                                                                          600                               1.8200 EUR
                               DE000MF7CY75)
 common                        Warrants - (ISIN -                            SHORT                                                                          600                               1.8400 EUR
                               DE000MF7CY75)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          50                                1.6500 EUR
                               DE000MF792V8)
  common                        CFD                                           LONG                                                                           81                                11.2200 EUR
  common                        CFD                                           LONG                                                                           23                                11.2200 EUR
  common                        CFD                                           SHORT                                                                          520                               11.3136 EUR
  common                        CFD                                           SHORT                                                                          5,007                             11.3158 EUR
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
  Class of relevant security    Product description             e.g. call option               Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type   e.g. American, European etc.      Expiry date    Option money paid/ received per unit
  common                        CALL                                                           SALE                                          205                                             1.0000                     E                                        02/12/2019     20.9300 USD
 
(ii)        Exercise
 
  Class of relevant security    Product description            e.g. call option               Number of securities    Exercise price per unit
  N/A                           N/A                                                           N/A                     N/A
 
(d)        Other dealings (including subscribing for new securities)
 
  Class of relevant security    Nature of dealing            e.g. subscription, conversion               Details    Price per unit (if applicable)
  N/A                           N/A                                                                      N/A        N/A
 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
 Date of disclosure:  05 DECEMBER 2018
 Contact name:        Craig Horsley
 Telephone number:    +44(141) 245 7736
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) .  The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
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