REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick
06/12/2018 14:35
For best results when printing this announcement, please click on link below:
http://pdf.reuters.com/htmlnews/htmlnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20181205:nRSE7143Ja
RNS Number : 7143J
Morgan Stanley & Co. Int'l plc
06 December 2018
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 04 DECEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 8,037 17.4415 CAD 17.2300 CAD
common SALES 8,037 17.4415 CAD 17.2300 CAD
common PURCHASES 7,435 11.6600 EUR 11.4000 EUR
common SALES 3,055 11.6600 EUR 11.4500 EUR
common PURCHASES 23,775 13.2400 USD 13.0700 USD
common SALES 1,080 13.2200 USD 13.2200 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common Constant Leverage Certificate (X5) - (ISIN - SHORT 300 1.9800 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X2) - (ISIN - SHORT 14 43.5600 EUR
DE000MF0UT10)
common Constant Leverage Certificate (X2) - (ISIN - SHORT 14 43.7600 EUR
DE000MF0UT10)
common Constant Leverage Certificate (X4) - (ISIN - LONG 310 1.6300 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - LONG 290 1.7300 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 450 1.6900 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X3) - (ISIN - SHORT 660 3.0200 EUR
DE000MF2LEM8)
common Constant Leverage Certificate (X6) - (ISIN - LONG 13,572 1.6600 EUR
DE000MF2LMG3)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 888 0.3900 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 500 0.4100 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X6) - (ISIN - SHORT 225 1.9200 EUR
DE000MF34SU8)
common Knock-Out Warrant- (ISIN - SHORT 250 3.4300 EUR
DE000MF5DK15)
common Knock-Out Warrant- (ISIN - SHORT 500 3.4900 EUR
DE000MF5DK15)
common Knock-Out Warrant- (ISIN - SHORT 1,000 3.4900 EUR
DE000MF5DK15)
common Knock-Out Warrant- (ISIN - LONG 240 4.5500 EUR
DE000MF6SHX4)
common Knock-Out Warrant- (ISIN - LONG 130 4.5700 EUR
DE000MF6SHX4)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 40 21.5500 EUR
DE000MF7AF13)
common Knock-Out Warrant- (ISIN - SHORT 180 1.1300 EUR
DE000MF7XCY1)
common CFD LONG 6,000 17.4301 CAD
common CFD LONG 2,154 11.4597 EUR
common CFD LONG 30 11.4700 EUR
common CFD LONG 11 11.4700 EUR
common CFD SHORT 224 11.4608 EUR
common CFD SHORT 6,310 11.5151 EUR
common CFD SHORT 30 11.6106 EUR
common CFD SHORT 11 11.6106 EUR
common CFD SHORT 44,615 13.1807 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
common CALL SALE 170,000 1.0000 E 01/03/2019 0.0030 USD
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 06 DECEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
Recent news on Barrick Mining
See all newsREG - Stock Exch Notice - Admission to ISM - 06/02/2024
AnnouncementRCS - Draslovka a.s. - Draslovka forms Advisory Board
AnnouncementRCS - Draslovka a.s. - Draslovka and Barrick Gold agreement
AnnouncementREG - Scot.Inv.Trust PLC - Half-year Report
AnnouncementREG - Investment Co PLC - Net Asset Value(s)
Announcement