REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of BARRICK

Barrick MiningAnnouncement

10/12/2018 15:00

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RNS Number : 0083K
Morgan Stanley & Co. Int'l plc
10 December 2018
 
AMENDMENT Section (2a)
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Barrick Gold Corporation
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Barrick Gold Corporation
 connected:
 (d) Date dealing undertaken:                                                    06 DECEMBER 2018
 (e) Has the EPT previously disclosed, or is it today  disclosing, under the     Yes -  Randgold Resources Limited
 Code in respect of any other party to this offer?
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 
  Class of relevant security    Purchases/sales    Total   number of securities      Highest price per unit paid/received    Lowest price per unit paid/received
  common                        PURCHASES          8,492                             18.0051 CAD                             17.7671 CAD
  common                        SALES              8,492                             18.0051 CAD                             17.7671 CAD
  common                        PURCHASES          19,935                            11.8900 EUR                             11.5100 EUR
  common                        SALES              280                               11.5000 EUR                             11.5000 EUR
  common                        PURCHASES          457,721                           13.3800 USD                             13.2598 USD
  common                        SALES              450,106                           13.3329 USD                             13.2598 USD
 
 
(b)        Cash-settled derivative transactions
 
  Class of relevant security    Product description                           Nature of dealing                                                              Number of reference securities    Price per unit
                                           e.g. CFD                          e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                             position
 common                        Constant Leverage Certificate (X4) - (ISIN -  LONG                                                                           320                               1.7100 EUR
                               DE000MF2LEN6)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          600                               0.3200 EUR
                               DE000MF2LMH1)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           1,112                             0.4500 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           200                               0.4500 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           1,087                             0.4600 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          1,000                             0.4000 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          1,000                             0.4300 EUR
                               DE000MF3R1D8)
 common                        Warrants - (ISIN -                            SHORT                                                                          700                               0.4400 EUR
                               DE000MF46V75)
 common                        Knock-Out Warrant- (ISIN -                    LONG                                                                           200                               4.4700 EUR
                               DE000MF6SHX4)
 common                        Knock-Out Warrant- (ISIN -                    LONG                                                                           110                               4.6100 EUR
                               DE000MF6SHX4)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           40                                19.7500 EUR
                               DE000MF7AF13)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           10                                23.2500 EUR
                               DE000MF7AF13)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           8                                 23.8700 EUR
                               DE000MF7AF13)
 common                        Knock-Out Warrant- (ISIN -                    LONG                                                                           200                               5.9200 EUR
                               DE000MF7B607)
 common                        Knock-Out Warrant- (ISIN -                    LONG                                                                           200                               5.9900 EUR
                               DE000MF7B607)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          200                               5.9600 EUR
                               DE000MF7B607)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          200                               5.9700 EUR
                               DE000MF7B607)
  common                        CFD                                           LONG                                                                           280                               11.5000 EUR
  common                        CFD                                           SHORT                                                                          19,712                            11.6507 EUR
  common                        CFD                                           SHORT                                                                          223                               11.7900 EUR
  common                        CFD                                           LONG                                                                           600                               13.3300 USD
  common                        CFD                                           SHORT                                                                          4,000                             13.2046 USD
  common                        CFD                                           SHORT                                                                          600                               13.3666 USD
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
  Class of relevant security    Product description             e.g. call option               Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type   e.g. American, European etc.      Expiry date    Option money paid/ received per unit
  N/A                           N/A                                                            N/A                                           N/A                                             N/A                        N/A                                      N/A            N/A
 
(ii)        Exercise
 
  Class of relevant security    Product description            e.g. call option               Number of securities    Exercise price per unit
  N/A                           N/A                                                           N/A                     N/A
 
(d)        Other dealings (including subscribing for new securities)
 
  Class of relevant security    Nature of dealing            e.g. subscription, conversion               Details    Price per unit (if applicable)
  N/A                           N/A                                                                      N/A        N/A
 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
 Date of disclosure:  10 DECEMBER 2018
 Contact name:        Craig Horsley
 Telephone number:    +44(141) 245 7736
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) .  The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
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