REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick

Barrick MiningAnnouncement

11/12/2018 15:20

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RNS Number : 1508K
Morgan Stanley & Co. Int'l plc
11 December 2018
 
AMENDMENT        Section 2c(i)
 
 
 FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Barrick Gold Corporation
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Barrick Gold Corporation
 connected:
 (d) Date dealing undertaken:                                                    07 DECEMBER 2018
 (e) Has the EPT previously disclosed, or is it today  disclosing, under the     Yes -  Randgold Resources Limited
 Code in respect of any other party to this offer?
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 
  Class of relevant security    Purchases/sales    Total   number of securities      Highest price per unit paid/received    Lowest price per unit paid/received
  common                        PURCHASES          12,090                            18.2505 CAD                             18.0496 CAD
  common                        SALES              12,562                            18.2505 CAD                             18.0496 CAD
  common                        PURCHASES          11,475                            12.0400 EUR                             11.8800 EUR
  common                        PURCHASES          596,768                           13.7000 USD                             13.5050 USD
  common                        SALES              577,467                           13.7050 USD                             13.6000 USD
 
 
(b)        Cash-settled derivative transactions
 
  Class of relevant security    Product description                           Nature of dealing                                                              Number of reference securities    Price per unit
                                           e.g. CFD                          e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                             position
 common                        Constant Leverage Certificate (X3) - (ISIN -  LONG                                                                           660                               3.3100 EUR
                               DE000MF2LEM8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           1,001                             0.4900 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           700                               0.5000 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          1,500                             0.5300 EUR
                               DE000MF3R1D8)
 common                        Constant Leverage Certificate (X4) - (ISIN -  SHORT                                                                          500                               10.0200 EUR
                               DE000MF41F05)
 common                        Constant Leverage Certificate (X4) - (ISIN -  SHORT                                                                          33                                10.0700 EUR
                               DE000MF41F05)
 common                        Knock-Out Warrant- (ISIN -                    LONG                                                                           3,000                             4.0300 EUR
                               DE000MF5DK15)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          170                               4.9300 EUR
                               DE000MF6SHX4)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           80                                27.9200 EUR
                               DE000MF7AF13)
 common                        Constant Leverage Certificate (X8) - (ISIN -  LONG                                                                           250                               28.1900 EUR
                               DE000MF7AF13)
 common                        Warrants - (ISIN -                            SHORT                                                                          4,000                             2.2200 EUR
                               DE000MF7PJ61)
 common                        Mini-Future - (ISIN -                         LONG                                                                           80                                7.8900 EUR
                               DE000MF798Y9)
 common                        Knock-Out Warrant- (ISIN -                    SHORT                                                                          10,000                            1.1300 EUR
                               DE000MF86208)
  common                        CFD                                           LONG                                                                           100                               18.0200 CAD
  common                        CFD                                           SHORT                                                                          11,275                            11.9593 EUR
  common                        CFD                                           SHORT                                                                          200                               12.0300 EUR
  common                        CFD                                           LONG                                                                           400                               13.6100 USD
  common                        CFD                                           LONG                                                                           366                               13.6700 USD
  common                        CFD                                           SHORT                                                                          366                               13.6286 USD
  common                        CFD                                           SHORT                                                                          400                               13.6286 USD
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
  Class of relevant security    Product description             e.g. call option               Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type   e.g. American, European etc.      Expiry date    Option money paid/ received per unit
  common                        CALL                                                           SALE                                          285                                             1.0000                     E                                        06/12/2019     22.1900 USD
 
(ii)        Exercise
 
  Class of relevant security    Product description            e.g. call option               Number of securities    Exercise price per unit
  N/A                           N/A                                                           N/A                     N/A
 
(d)        Other dealings (including subscribing for new securities)
 
  Class of relevant security    Nature of dealing            e.g. subscription, conversion               Details    Price per unit (if applicable)
  N/A                           N/A                                                                      N/A        N/A
 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 
 Date of disclosure:  11 DECEMBER 2018
 Contact name:        Craig Horsley
 Telephone number:    +44(141) 245 7736
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) .  The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
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