REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick
14/12/2018 15:05
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RNS Number : 5774K
Morgan Stanley & Co. Int'l plc
14 December 2018
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 12 DECEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes - Randgold Resources Limited
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
common PURCHASES 10,170 18.6100 CAD 18.5400 CAD
common SALES 10,170 18.6100 CAD 18.5400 CAD
common PURCHASES 11,856 12.2500 EUR 12.0300 EUR
common SALES 6,984 12.2400 EUR 12.0100 EUR
common PURCHASES 38,365 14.0100 USD 13.6600 USD
common SALES 23,133 14.0050 USD 13.9300 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
common Constant Leverage Certificate (X5) - (ISIN - LONG 20 2.4800 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - LONG 200 2.6100 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X2) - (ISIN - SHORT 12 48.4500 EUR
DE000MF0UT10)
common Constant Leverage Certificate (X4) - (ISIN - LONG 250 2.0200 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - LONG 250 2.0600 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - LONG 260 2.1100 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 150 3.6400 EUR
DE000MF2LME8)
common Constant Leverage Certificate (X8) - (ISIN - LONG 4000 0.5000 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 5000 0.5500 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - LONG 25 30.6700 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - LONG 4 30.9500 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 6 26.6600 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 4 30.8700 EUR
DE000MF7AF13)
common Warrants (ISIN - LONG 5,000 2.3300 EUR
DE000MF7PJ61)
common Warrants (ISIN - SHORT 5,000 2.1800 EUR
DE000MF7PJ61)
common Warrants (ISIN - SHORT 20,000 2.3100 EUR
DE000MF7PJ61)
common Mini-Future - (ISIN - SHORT 60 3.3100 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 300 3.3400 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 130 3.4000 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 1,500 3.4200 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 700 3.6400 EUR
DE000MF754K1)
common Knock-Out Warrant- (ISIN - SHORT 348 2.8600 EUR
DE000MF759G8)
common Mini-Future - (ISIN - SHORT 100 7.9600 EUR
DE000MF798Y9)
common Knock-Out Warrant- (ISIN - SHORT 800 1.4500 EUR
DE000MF86208)
common CFD LONG 696 18.6037 CAD
common CFD LONG 109 12.1002 EUR
common CFD LONG 6,770 12.1729 EUR
common CFD LONG 102 12.1993 EUR
common CFD LONG 3 12.2000 EUR
common CFD SHORT 29 12.0800 EUR
common CFD SHORT 11,827 12.1487 EUR
common CFD LONG 3,369 13.7413 USD
common CFD SHORT 3,186 14.0200 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description e.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 14 DECEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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