REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick
19/12/2018 14:40
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RNS Number : 0149L
Morgan Stanley & Co. Int'l plc
19 December 2018
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 17 DECEMBER 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes - Randgold Resources Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
common PURCHASES 22,739 18.3000 CAD 17.9600 CAD
common SALES 22,739 18.3000 CAD 17.9600 CAD
common PURCHASES 13,257 12.1400 EUR 11.7800 EUR
common SALES 326 11.9601 EUR 11.7793 EUR
common PURCHASES 23,891 16.0318 USD 11.6590 USD
common SALES 13,645 16.0318 USD 11.6590 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference securities Price per
relevant e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short unit
position
security
common Constant Leverage Certificate (X5) - (ISIN - LONG 235 2.2700 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 235 2.1800 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 1,000 2.1800 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 180 2.1800 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 4,500 2.4200 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X4) - (ISIN - LONG 290 1.8600 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - LONG 280 1.9000 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 290 1.7700 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 280 1.8400 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X6) - (ISIN - SHORT 3,000 0.3900 EUR
DE000MF2LEP1)
common Constant Leverage Certificate (X8) - (ISIN - LONG 888 0.4200 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - LONG 3,900 0.4500 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 732 0.4600 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 10,000 0.4800 EUR
DE000MF3R1D8)
common Knock-Out Warrant- (ISIN - LONG 170 4.7700 EUR
DE000MF6SHX4)
common Knock-Out Warrant- (ISIN - LONG 105 4.9100 EUR
DE000MF6SHX4)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 40 24.7300 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 25 26.3800 EUR
DE000MF7AF13)
common Mini-Future - (ISIN - SHORT 500 3.1900 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 100 3.2000 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 250 3.3000 EUR
DE000MF754K1)
common Knock-Out Warrant- (ISIN - SHORT 170 2.8600 EUR
DE000MF759G8)
common Knock-Out Warrant- (ISIN - SHORT 800 1.1100 EUR
DE000MF86208)
common Knock-Out Warrant- (ISIN - LONG 200 0.6000 EUR
DE000MF8WNJ9)
common Knock-Out Warrant- (ISIN - SHORT 200 0.7100 EUR
DE000MF8WNJ9)
common CFD LONG 226 11.7793 EUR
common CFD LONG 88 11.7800 EUR
common CFD SHORT 11,099 11.9418 EUR
common CFD SHORT 1,700 12.0317 EUR
common CFD SHORT 446 12.1400 EUR
common CFD LONG 163 13.4100 USD
common CFD SHORT 631 13.5400 USD
common CFD SHORT 5,000 13.5800 USD
common CFD SHORT 163 13.5969 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
relevant security
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a
party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 19 DECEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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