REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick
21/12/2018 15:40
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RNS Number : 3367L
Morgan Stanley & Co. Int'l plc
21 December 2018
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 19 DECEMBER 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes - Randgold Resources Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
common PURCHASES 15,561 18.6000 CAD 17.3400 CAD
common SALES 14,571 18.4700 CAD 17.3400 CAD
common PURCHASES 90 13.6000 CHF 13.6000 CHF
common SALES 90 13.6000 CHF 13.6000 CHF
common PURCHASES 11,704 12.1800 EUR 11.8200 EUR
common SALES 11,756 12.1200 EUR 11.8293 EUR
common PURCHASES 36,698 13.6000 USD 12.9400 USD
common SALES 79,237 13.6500 USD 12.8800 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference securities Price per
relevant e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short unit
position
security
common Constant Leverage Certificate (X5) - (ISIN - LONG 226 2.4800 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 1,000 1.8900 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 1,500 2.0000 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 240 2.1000 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 226 2.2200 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X2) - (ISIN - LONG 12 43.2800 EUR
DE000MF0UT10)
common Constant Leverage Certificate (X2) - (ISIN - LONG 12 44.5000 EUR
DE000MF0UT10)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 350 1.4800 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 320 1.6100 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 290 1.7500 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 280 1.8300 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X3) - (ISIN - LONG 250 3.0000 EUR
DE000MF2LEM8)
common Constant Leverage Certificate (X4) - (ISIN - LONG 150 4.0000 EUR
DE000MF2LME8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 5,000 0.2600 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 20,000 0.2600 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 5,000 0.4100 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 5,000 0.4100 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 3,200 0.4300 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 10,000 0.4600 EUR
DE000MF3R1D8)
common Knock-Out Warrant- (ISIN - SHORT 500 3.9000 EUR
DE000MF5DK15)
common Knock-Out Warrant- (ISIN - SHORT 200 4.7400 EUR
DE000MF6SHX4)
common Constant Leverage Certificate (X8) - (ISIN - LONG 233 25.0700 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 200 19.5000 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 245 20.0100 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 226 21.9500 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 224 22.2400 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 386 25.8600 EUR
DE000MF7AF13)
common Knock-Out Warrant- (ISIN - SHORT 100 6.2700 EUR
DE000MF7B607)
common Knock-Out Warrant- (ISIN - LONG 145 3.0700 EUR
DE000MF73H38)
common Knock-Out Warrant- (ISIN - SHORT 180 2.8800 EUR
DE000MF73H38)
common Knock-Out Warrant- (ISIN - SHORT 1,087 3.5600 EUR
DE000MF73H38)
common Mini-Future - (ISIN - LONG 5,000 3.1500 EUR
DE000MF754K1)
common Mini-Future - (ISIN - LONG 1,190 3.1500 EUR
DE000MF754K1)
common Mini-Future - (ISIN - LONG 5,000 3.1500 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 600 2.9900 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 600 3.1500 EUR
DE000MF754K1)
common Mini-Future - (ISIN - SHORT 100 3.2800 EUR
DE000MF754K1)
common Knock-Out Warrant- (ISIN - SHORT 137 2.0500 EUR
DE000MF7X833)
common Knock-Out Warrant- (ISIN - LONG 200 0.7600 EUR
DE000MF8WNJ9)
common CFD SHORT 9,552 18.0772 CAD
common CFD LONG 258 11.8293 EUR
common CFD LONG 1,800 11.8300 EUR
common CFD LONG 6,537 11.9501 EUR
common CFD LONG 200 11.9644 EUR
common CFD LONG 2,961 11.9644 EUR
common CFD SHORT 148 11.8300 EUR
common CFD SHORT 9,498 11.9872 EUR
common CFD SHORT 2,058 11.9872 EUR
common CFD LONG 450 13.5900 USD
common CFD SHORT 633 13.3600 USD
common CFD SHORT 440 13.3800 USD
common CFD SHORT 5,000 13.6100 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
relevant security
common CALL PURCHASE 3,000,000 1.0000 E 19/12/2018 0.0087 CAD
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a
party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 21 DECEMBER 2018
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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