REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick

Barrick MiningAnnouncement

27/12/2018 07:05

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RNS Number : 4805L
Morgan Stanley & Co. Int'l plc
24 December 2018
 
AMENDMENT Section (2b)
 FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Barrick Gold Corporation
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Barrick Gold Corporation
 connected:
 (d) Date dealing undertaken:                                                    20 DECEMBER 2018
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Yes -  Randgold Resources Limited
 making disclosures in respect of any other party to this offer?
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 
  Class of    Purchases/    Total number    Highest price            Lowest price
 relevant    sales         of securities   per unit paid/received   per unit paid/received
 security
  common      PURCHASES     65,366          18.2081 CAD              17.8500 CAD
  common      SALES         65,366          18.2081 CAD              17.8500 CAD
  common      PURCHASES     21,302          11.8200 EUR              11.3400 EUR
  common      SALES         10,697          11.8000 EUR              11.3400 EUR
  common      PURCHASES     27,877          13.4500 USD              13.3200 USD
  common      SALES         3,888           13.4442 USD              13.4000 USD
 
 
(b)        Cash-settled derivative transactions
 
  Class of    Product description                           Nature of dealing                                                              Number of reference securities    Price per
 relevant                e.g. CFD                          e.g. opening/closing a long/short position, increasing/reducing a long/short                                     unit
                                                         position
 security
 common      Constant Leverage Certificate (X4) - (ISIN -  LONG                                                                           350                               1.7200 EUR
             DE000MF2LEN6)
 common      Constant Leverage Certificate (X4) - (ISIN -  SHORT                                                                          310                               1.6500  EUR
             DE000MF2LEN6)
 common      Constant Leverage Certificate (X4) - (ISIN -  SHORT                                                                          300                               1.7100 EUR
             DE000MF2LEN6)
 common      Constant Leverage Certificate (X3) - (ISIN -  LONG                                                                           300                               2.9000 EUR
             DE000MF2LEM8)
 common      Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          600                               0.2500 EUR
             DE000MF2LMH1)
 common      Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          2,000                             0.2800 EUR
             DE000MF3R1D8)
 common      Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          5,000                             0.2800 EUR
             DE000MF3R1D8)
 common      Knock-Out Warrant- (ISIN -                    LONG                                                                           105                               4.7700 EUR
             DE000MF6SHX4)
 common      Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          45                                14.6900 EUR
             DE000MF7AF13)
 common      Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          100                               15.3300 EUR
             DE000MF7AF13)
 common      Constant Leverage Certificate (X8) - (ISIN -  SHORT                                                                          50                                17.0300 EUR
             DE000MF7AF13)
 common      Knock-Out Warrant- (ISIN -                    LONG                                                                           200                               6.0300 EUR
             DE000MF7B607)
 common      Knock-Out Warrant- (ISIN -                    SHORT                                                                          200                               6.0000 EUR
             DE000MF7B607)
 common      Mini-Future - (ISIN -                         SHORT                                                                          60                                2.9800 EUR
             DE000MF754K1)
 common      Mini-Future - (ISIN -                         SHORT                                                                          500                               3.1600 EUR
             DE000MF754K1)
 common      Knock-Out Warrant- (ISIN -                    SHORT                                                                          250                               1.4300 EUR
             DE000MF7X833)
  common      CFD                                           LONG                                                                           37,400                            18.1201 USD
  common      CFD                                           LONG                                                                           238                               11.3600 EUR
  common      CFD                                           LONG                                                                           2,847                             11.4664 EUR
  common      CFD                                           LONG                                                                           7,124                             11.6080 EUR
  common      CFD                                           LONG                                                                           138                               11.6080 EUR
  common      CFD                                           SHORT                                                                          7,362                             11.5660 EUR
  common      CFD                                           SHORT                                                                          13,364                            11.6177 EUR
  common      CFD                                           SHORT                                                                          88                                11.7606 EUR
  common      CFD                                           SHORT                                                                          138                               11.7606 EUR
  common      CFD                                           LONG                                                                           1,240                             13.3497 USD
  common      CFD                                           SHORT                                                                          800                               13.4950 USD
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of             Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type   e.g. American, European etc.      Expiry date    Option money paid/ received per unit
 relevant security
  N/A                 N/A                                     N/A                                           N/A                                             N/A                        N/A                                      N/A            N/A
 
(ii)        Exercise
 
  Class of    Product description    Exercising/    Number of securities    Exercise price
 relevant    e.g. call option       exercised                              per unit
 security                           against
  N/A         N/A                    N/A            N/A                     N/A
 
(d)        Other dealings (including subscribing for new securities)
 
  Class of relevant security    Nature of dealing               Details    Price per unit (if applicable)
                               e.g. subscription, conversion
  N/A                           N/A                             N/A        N/A
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party to the offer or any person acting in concert with a
 party to the offer:
 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE
 
 
 (b)       Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 NONE
 
 
  Date of disclosure:    24 DECEMBER 2018
  Contact name:          Craig Horsley
  Telephone number:      +44(141) 245 7736
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
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