REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick

Barrick MiningAnnouncement

03/01/2019 14:25

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RNS Number : 1543M
Morgan Stanley & Co. Int'l plc
03 January 2019
 
AMENDMENT  Section (2a)
 
 
 
 
 
 FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Barrick Gold Corporation
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Barrick Gold Corporation
 connected:
 (d) Date dealing undertaken:                                                    31 DECEMBER 2018
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Yes -  Randgold Resources Limited
 making disclosures in respect of any other party to this offer?
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
 The currency of all prices and other monetary amounts should be stated.
 
 
(a)        Purchases and sales
 
  Class of    Purchases/    Total number    Highest price            Lowest price
 relevant    sales         of securities   per unit paid/received   per unit paid/received
 security
  common      PURCHASES     26,155          18.4300 CAD              17.7000 CAD
  common      SALES         426,391         18.0792 CAD              17.3200 CAD
  common      PURCHASES     55,576          16.0318 USD              11.6590 USD
  common      SALES         57,604          16.0318 USD              11.6590 USD
 
 
(b)        Cash-settled derivative transactions
 
  Class of    Product description               Nature of dealing                                                              Number of reference securities    Price per
 relevant                e.g. CFD              e.g. opening/closing a long/short position, increasing/reducing a long/short                                     unit
                                             position
 security
  common      CFD                               LONG                                                                           300                               13.0400 USD
  common      CFD                               LONG                                                                           100                               13.0400 USD
  common      CFD                               LONG                                                                           100                               13.0500 USD
  common      CFD                               LONG                                                                           1,000                             13.3600 USD
  common      CFD                               LONG                                                                           1,000                             13.3600 USD
  common      CFD                               LONG                                                                           1,000                             13.3600 USD
  common      CFD                               LONG                                                                           800                               13.3600 USD
  common      CFD                               LONG                                                                           7,000                             13.4400 USD
  common      CFD                               SHORT                                                                          1,000                             12.7700 USD
  common      CFD                               SHORT                                                                          1,000                             12.7700 USD
  common      CFD                               SHORT                                                                          1,000                             12.7700 USD
  common      CFD                               SHORT                                                                          1,000                             12.7700 USD
  common      CFD                               SHORT                                                                          1,000                             12.7800 USD
  common      CFD                               SHORT                                                                          1,000                             12.7800 USD
  common      CFD                               SHORT                                                                          100                               12.7800 USD
  common      CFD                               SHORT                                                                          1,000                             12.8200 USD
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of             Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type    e.g. American, European etc.       Expiry date    Option money paid/ received per unit
 relevant security
  N/A                 N/A                                     N/A                                           N/A                                             N/A                        N/A                                        N/A            N/A
 
(ii)        Exercise
 
  Class of    Product description    Exercising/    Number of securities    Exercise price
 relevant    e.g. call option       exercised                              per unit
 security                           against
  N/A         N/A                    N/A            N/A                     N/A
 
(d)        Other dealings (including subscribing for new securities)
 
  Class of relevant security    Nature of dealing               Details    Price per unit (if applicable)
                               e.g. subscription, conversion
  N/A                           N/A                             N/A        N/A
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party to the offer or any person acting in concert with a
 party to the offer:
 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE
 
 
 (b)       Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 NONE
 
 
  Date of disclosure:    03 JANUARY 2019
  Contact name:          Craig Horsley
  Telephone number:      +44(141) 245 7736
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
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