REG - Morgan Stanley & Co. Barrick Gold Corp - Form 8.5 (EPT/RI) - Replacement of Barrick
04/01/2019 14:10
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RNS Number : 2724M
Morgan Stanley & Co. Int'l plc
04 January 2019
AMENDMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Barrick Gold Corporation
connected:
(d) Date dealing undertaken: 28 DECEMBER 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes - Randgold Resources Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
common PURCHASES 579,335 18.3100 CAD 17.6300 CAD
common SALES 553,665 18.3100 CAD 17.6300 CAD
common PURCHASES 250 13.2800 CHF 13.2800 CHF
common SALES 250 13.2800 CHF 13.2800 CHF
common PURCHASES 12,260 12.0000 EUR 11.6100 EUR
common SALES 13,177 11.9200 EUR 11.6400 EUR
common PURCHASES 710,840 13.5600 USD 13.1850 USD
common SALES 726,704 13.4250 USD 13.1600 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference securities Price per
relevant e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short unit
position
security
common Constant Leverage Certificate (X5) - (ISIN - LONG 305 1.7500 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 305 1.6700 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 50 1.9700 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X5) - (ISIN - SHORT 600 1.9700 EUR
DE000MF0USX0)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 330 1.5300 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X4) - (ISIN - SHORT 320 1.6000 EUR
DE000MF2LEN6)
common Constant Leverage Certificate (X8) - (ISIN - LONG 500 0.0320 EUR
DE000MF2LEQ9)
common Constant Leverage Certificate (X8) - (ISIN - LONG 4,000 0.3800 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 2,600 0.2800 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 3,500 0.2800 EUR
DE000MF3R1D8)
common Constant Leverage Certificate (X6) - (ISIN - SHORT 305 1.6500 EUR
DE000MF34SU8)
common Mini-Future - (ISIN - SHORT 200 4.1800 EUR
DE000MF4TVA6)
common Knock-Out Warrant- (ISIN - SHORT 500 4.1100 EUR
DE000MF5DK15)
common Knock-Out Warrant- (ISIN - SHORT 200 4.7800 EUR
DE000MF6SHX4)
common Constant Leverage Certificate (X8) - (ISIN - LONG 577 13.1000 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 577 12.1300 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 1,150 14.6800 EUR
DE000MF7AF13)
common Constant Leverage Certificate (X8) - (ISIN - SHORT 100 16.5600 EUR
DE000MF7AF13)
common Knock-Out Warrant- (ISIN - LONG 1,300 1.3100 EUR
DE000MF86208)
common CFD LONG 900 17.7822 CAD
common CFD LONG 8,008 11.7754 EUR
common CFD LONG 2,769 11.7800 EUR
common CFD LONG 2,400 11.9200 EUR
common CFD SHORT 2,245 11.7486 EUR
common CFD SHORT 10,006 11.7602 EUR
common CFD SHORT 9 11.7806 EUR
common CFD SHORT 7,000 13.1850 USD
common CFD SHORT 150 13.2350 USD
common CFD SHORT 7,000 13.4300 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
relevant security
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a
party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 04 JANUARY 2019
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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