REG - Morgan Stanley&CoLLC Barrick Gold Corp - Form 8.5 (EPT/RI) - Barrick Gold Corporation
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Barrick Gold Corporation
(c) Name of the party to the offer with which exempt principal trader is connected:
Barrick Gold Corporation
(d) Date dealing undertaken:
12 NOVEMBER 2018
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes - Randgold Resources Limited
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
common
PURCHASES
243,229
16.8400 CAD
16.5700 CAD
common
SALES
239,506
16.8400 CAD
16.6300 CAD
common
PURCHASES
1,772,488
12.7400 USD
12.5200 USD
common
SALES
1,768,194
12.7400 USD
12.5200 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
N/A
N/A
N/A
N/A
N/A
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
common
CALL
PURCHASE
500
15.0000
A
07/12/2018
0.0300 USD
common
CALL
PURCHASE
500
14.0000
A
30/11/2018
0.0400 USD
common
CALL
PURCHASE
100
14.0000
A
30/11/2018
0.0400 USD
common
CALL
PURCHASE
200
15.0000
A
21/12/2018
0.0600 USD
common
CALL
PURCHASE
1,100
15.0000
A
21/12/2018
0.0600 USD
common
CALL
PURCHASE
5,000
13.0000
A
16/11/2018
0.0800 USD
common
PUT
PURCHASE
800
12.5000
A
16/11/2018
0.1300 USD
common
CALL
PURCHASE
700
15.0000
A
18/01/2019
0.1400 USD
common
CALL
PURCHASE
800
15.0000
A
18/01/2019
0.1400 USD
common
PUT
PURCHASE
200
11.0000
A
18/01/2019
0.1500 USD
common
CALL
PURCHASE
200
13.0000
A
23/11/2018
0.1500 USD
common
CALL
PURCHASE
300
14.0000
A
21/12/2018
0.1600 USD
common
CALL
PURCHASE
400
16.0000
A
18/04/2019
0.2700 USD
common
CALL
PURCHASE
200
12.5000
A
16/11/2018
0.2900 USD
common
CALL
PURCHASE
500
12.5000
A
16/11/2018
0.3000 USD
common
PUT
PURCHASE
3,000
12.0000
A
21/12/2018
0.3100 USD
common
PUT
PURCHASE
100
12.0000
A
18/01/2019
0.3800 USD
common
PUT
PURCHASE
1,100
12.0000
A
18/01/2019
0.3800 USD
common
PUT
PURCHASE
1,000
12.0000
A
18/01/2019
0.3800 USD
common
PUT
PURCHASE
500
12.0000
A
18/01/2019
0.3800 USD
common
PUT
PURCHASE
1,100
12.0000
A
18/01/2019
0.3800 USD
common
PUT
PURCHASE
100
12.0000
A
18/01/2019
0.3800 USD
common
CALL
PURCHASE
7,400
13.0000
A
21/12/2018
0.3900 USD
common
CALL
PURCHASE
3,400
13.0000
A
21/12/2018
0.3900 USD
common
CALL
PURCHASE
600
13.0000
A
21/12/2018
0.3900 USD
common
CALL
PURCHASE
100
13.0000
A
21/12/2018
0.4300 USD
common
PUT
PURCHASE
200
13.0000
A
16/11/2018
0.4500 USD
common
CALL
PURCHASE
100
13.0000
A
18/01/2019
0.6000 USD
common
CALL
PURCHASE
100
13.0000
A
18/01/2019
0.6000 USD
common
PUT
PURCHASE
100
12.0000
A
18/04/2019
0.7300 USD
common
PUT
PURCHASE
100
12.0000
A
18/04/2019
0.7800 USD
common
PUT
PURCHASE
500
12.0000
A
18/04/2019
0.7900 USD
common
PUT
PURCHASE
500
13.0000
A
18/01/2019
0.8800 USD
common
CALL
PURCHASE
100
20.0000
A
15/01/2021
1.0100 USD
common
PUT
PURCHASE
100
14.0000
A
14/12/2018
1.4400 USD
common
CALL
PURCHASE
100
12.0000
A
18/04/2019
1.4800 USD
common
CALL
PURCHASE
300
11.0000
A
21/12/2018
1.7100 USD
common
CALL
PURCHASE
700
11.0000
A
21/12/2018
1.7600 USD
common
CALL
PURCHASE
300
13.0000
A
17/01/2020
1.8400 USD
common
CALL
PURCHASE
1,700
13.0000
A
17/01/2020
1.8500 USD
common
CALL
PURCHASE
800
11.0000
A
18/04/2019
2.1200 USD
common
CALL
PURCHASE
900
11.0000
A
18/04/2019
2.1200 USD
common
CALL
PURCHASE
100
11.0000
A
18/04/2019
2.1300 USD
common
CALL
PURCHASE
100
11.0000
A
18/04/2019
2.1300 USD
common
CALL
PURCHASE
200
10.0000
A
18/04/2019
2.9300 USD
common
PUT
SALE
10,000
11.0000
A
16/11/2018
0.0100 USD
common
PUT
SALE
3,600
11.0000
A
16/11/2018
0.0200 USD
common
PUT
SALE
7,200
11.0000
A
16/11/2018
0.0200 USD
common
PUT
SALE
1,300
11.0000
A
16/11/2018
0.0200 USD
common
PUT
SALE
300
11.0000
A
16/11/2018
0.0200 USD
common
PUT
SALE
12,500
11.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
100
11.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
100
11.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
6,900
11.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
3,000
11.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
1,800
11.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
2,000
11.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
4,400
11.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
100
11.0000
A
23/11/2018
0.0300 USD
common
CALL
SALE
1,900
14.0000
A
23/11/2018
0.0300 USD
common
CALL
SALE
900
14.0000
A
23/11/2018
0.0300 USD
common
PUT
SALE
100
11.0000
A
30/11/2018
0.0400 USD
common
PUT
SALE
5,000
10.0000
A
21/12/2018
0.0400 USD
common
PUT
SALE
30,000
10.0000
A
28/12/2018
0.0400 USD
common
CALL
SALE
100
15.0000
A
07/12/2018
0.0400 USD
common
PUT
SALE
5,600
10.0000
A
18/01/2019
0.0500 USD
common
PUT
SALE
4,500
10.0000
A
18/01/2019
0.0500 USD
common
PUT
SALE
200
10.0000
A
18/01/2019
0.0600 USD
common
CALL
SALE
2,000
17.0000
A
18/01/2019
0.0600 USD
common
CALL
SALE
1,200
17.0000
A
18/01/2019
0.0600 USD
common
CALL
SALE
1,100
17.0000
A
18/01/2019
0.0600 USD
common
CALL
SALE
800
17.0000
A
18/01/2019
0.0600 USD
common
CALL
SALE
500
17.0000
A
18/01/2019
0.0600 USD
common
PUT
SALE
100
11.0000
A
14/12/2018
0.0800 USD
common
PUT
SALE
1,000
11.0000
A
14/12/2018
0.0800 USD
common
CALL
SALE
100
15.0000
A
21/12/2018
0.0800 USD
common
CALL
SALE
300
15.0000
A
21/12/2018
0.0800 USD
common
CALL
SALE
100
15.0000
A
21/12/2018
0.0800 USD
common
CALL
SALE
200
15.0000
A
21/12/2018
0.0800 USD
common
PUT
SALE
300
11.0000
A
14/12/2018
0.0900 USD
common
PUT
SALE
100
11.0000
A
14/12/2018
0.0900 USD
common
CALL
SALE
500
16.0000
A
18/01/2019
0.0900 USD
common
CALL
SALE
6,600
16.0000
A
18/01/2019
0.0900 USD
common
CALL
SALE
100
16.0000
A
18/01/2019
0.0900 USD
common
PUT
SALE
500
12.0000
A
23/11/2018
0.0900 USD
common
CALL
SALE
1,400
13.0000
A
16/11/2018
0.0900 USD
common
CALL
SALE
1,200
13.0000
A
16/11/2018
0.0900 USD
common
CALL
SALE
1,000
13.0000
A
16/11/2018
0.0900 USD
common
CALL
SALE
1,500
13.0000
A
16/11/2018
0.0900 USD
common
PUT
SALE
1,600
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,700
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
2,600
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,500
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
500
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
800
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,200
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
500
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,500
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
3,600
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
2,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
2,800
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
700
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
200
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
10,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
2,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
4,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
5,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
6,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
4,200
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
12,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
800
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
4,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
200
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
2,500
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
5,200
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
7,800
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,700
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
700
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,500
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,800
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
8,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
500
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
200
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
1,300
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
900
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
4,000
11.0000
A
21/12/2018
0.1100 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
200
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
11,600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
1,700
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
500
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
1,200
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
12,000
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
800
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
1,200
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
6,000
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
3,000
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
700
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
200
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
4,000
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
3,000
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
3,000
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
900
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
5,600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
3,100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
300
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
200
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
200
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
1,600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
7,200
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
1,000
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
400
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
200
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
100
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
600
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
500
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
2,400
11.0000
A
21/12/2018
0.1200 USD
common
PUT
SALE
800
11.0000
A
28/12/2018
0.1200 USD
common
PUT
SALE
4,000
11.0000
A
28/12/2018
0.1200 USD
common
PUT
SALE
1,000
11.0000
A
28/12/2018
0.1200 USD
common
PUT
SALE
1,500
12.5000
A
16/11/2018
0.1400 USD
common
PUT
SALE
3,000
12.5000
A
16/11/2018
0.1400 USD
common
PUT
SALE
2,200
12.5000
A
16/11/2018
0.1400 USD
common
CALL
SALE
700
13.0000
A
23/11/2018
0.1500 USD
common
PUT
SALE
1,500
12.5000
A
16/11/2018
0.1700 USD
common
CALL
SALE
100
14.0000
A
21/12/2018
0.1700 USD
common
CALL
SALE
100
14.0000
A
21/12/2018
0.1700 USD
common
CALL
SALE
6,800
14.0000
A
21/12/2018
0.1800 USD
common
CALL
SALE
100
14.0000
A
21/12/2018
0.1800 USD
common
CALL
SALE
100
14.0000
A
21/12/2018
0.1900 USD
common
CALL
SALE
100
14.0000
A
21/12/2018
0.1900 USD
common
CALL
SALE
500
14.0000
A
21/12/2018
0.1900 USD
common
CALL
SALE
2,000
14.0000
A
21/12/2018
0.1900 USD
common
CALL
SALE
300
14.0000
A
21/12/2018
0.1900 USD
common
CALL
SALE
100
14.0000
A
21/12/2018
0.1900 USD
common
CALL
SALE
200
14.0000
A
18/01/2019
0.2800 USD
common
CALL
SALE
1,400
13.0000
A
07/12/2018
0.3100 USD
common
CALL
SALE
8,500
13.0000
A
07/12/2018
0.3100 USD
common
CALL
SALE
1,500
13.0000
A
07/12/2018
0.3100 USD
common
CALL
SALE
1,300
13.0000
A
07/12/2018
0.3100 USD
common
CALL
SALE
1,500
13.0000
A
07/12/2018
0.3100 USD
common
CALL
SALE
6,800
13.0000
A
07/12/2018
0.3100 USD
common
CALL
SALE
300
13.0000
A
07/12/2018
0.3100 USD
common
CALL
SALE
3,700
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
900
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
1,000
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
100
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
1,000
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
1,000
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
1,000
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
100
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
500
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
200
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
2,000
13.0000
A
07/12/2018
0.3200 USD
common
CALL
SALE
1,500
13.0000
A
07/12/2018
0.3300 USD
common
CALL
SALE
1,500
13.0000
A
07/12/2018
0.3300 USD
common
PUT
SALE
300
12.0000
A
21/12/2018
0.3300 USD
common
PUT
SALE
300
12.0000
A
21/12/2018
0.3300 USD
common
PUT
SALE
100
12.0000
A
21/12/2018
0.3300 USD
common
CALL
SALE
1,200
13.0000
A
07/12/2018
0.3400 USD
common
CALL
SALE
300
13.0000
A
07/12/2018
0.3400 USD
common
CALL
SALE
500
13.0000
A
07/12/2018
0.3400 USD
common
CALL
SALE
1,500
13.0000
A
14/12/2018
0.3600 USD
common
CALL
SALE
100
13.0000
A
14/12/2018
0.3700 USD
common
CALL
SALE
100
13.0000
A
14/12/2018
0.3700 USD
common
CALL
SALE
2,000
13.0000
A
14/12/2018
0.3700 USD
common
CALL
SALE
800
13.0000
A
14/12/2018
0.3700 USD
common
CALL
SALE
1,000
13.0000
A
14/12/2018
0.3700 USD
common
CALL
SALE
200
13.0000
A
14/12/2018
0.3700 USD
common
CALL
SALE
500
13.0000
A
14/12/2018
0.3800 USD
common
PUT
SALE
3,000
12.0000
A
18/01/2019
0.4200 USD
common
PUT
SALE
1,500
12.0000
A
18/01/2019
0.4200 USD
common
PUT
SALE
3,200
12.0000
A
18/01/2019
0.4200 USD
common
PUT
SALE
600
12.0000
A
18/01/2019
0.4200 USD
common
PUT
SALE
3,000
12.0000
A
18/01/2019
0.4200 USD
common
PUT
SALE
400
12.0000
A
18/01/2019
0.4200 USD
common
CALL
SALE
3,000
13.0000
A
21/12/2018
0.4300 USD
common
CALL
SALE
9,200
13.0000
A
21/12/2018
0.4300 USD
common
CALL
SALE
100
13.0000
A
21/12/2018
0.4300 USD
common
CALL
SALE
200
13.0000
A
21/12/2018
0.4300 USD
common
CALL
SALE
100
13.0000
A
21/12/2018
0.4300 USD
common
CALL
SALE
200
13.0000
A
21/12/2018
0.4300 USD
common
CALL
SALE
700
13.0000
A
21/12/2018
0.4300 USD
common
PUT
SALE
200
12.0000
A
18/01/2019
0.4400 USD
common
PUT
SALE
100
13.0000
A
16/11/2018
0.4500 USD
common
CALL
SALE
600
13.0000
A
28/12/2018
0.4700 USD
common
CALL
SALE
800
13.0000
A
28/12/2018
0.4700 USD
common
CALL
SALE
100
13.0000
A
28/12/2018
0.4800 USD
common
CALL
SALE
5,000
20.0000
A
17/01/2020
0.4900 USD
common
CALL
SALE
500
13.0000
A
18/01/2019
0.5600 USD
common
CALL
SALE
1,600
13.0000
A
18/01/2019
0.5900 USD
common
CALL
SALE
400
13.0000
A
18/01/2019
0.6000 USD
common
CALL
SALE
800
14.0000
A
18/04/2019
0.6800 USD
common
PUT
SALE
100
13.0000
A
14/12/2018
0.7100 USD
common
PUT
SALE
100
13.0000
A
21/12/2018
0.7800 USD
common
PUT
SALE
500
13.0000
A
21/12/2018
0.7900 USD
common
PUT
SALE
500
13.0000
A
21/12/2018
0.7900 USD
common
PUT
SALE
100
13.0000
A
21/12/2018
0.8000 USD
common
PUT
SALE
600
13.0000
A
21/12/2018
0.8000 USD
common
PUT
SALE
500
13.0000
A
21/12/2018
0.8000 USD
common
PUT
SALE
400
13.0000
A
21/12/2018
0.8000 USD
common
CALL
SALE
100
17.0000
A
17/01/2020
0.8500 USD
common
CALL
SALE
500
12.0000
A
14/12/2018
0.8600 USD
common
CALL
SALE
500
12.0000
A
14/12/2018
0.8600 USD
common
PUT
SALE
200
13.0000
A
18/01/2019
0.8900 USD
common
PUT
SALE
600
13.0000
A
18/01/2019
0.8900 USD
common
PUT
SALE
3,900
13.0000
A
18/01/2019
0.8900 USD
common
PUT
SALE
1,500
13.0000
A
18/01/2019
0.8900 USD
common
PUT
SALE
3,900
13.0000
A
18/01/2019
0.8900 USD
common
PUT
SALE
3,000
13.0000
A
18/01/2019
0.8900 USD
common
PUT
SALE
2,100
13.0000
A
18/01/2019
0.9300 USD
common
PUT
SALE
100
13.0000
A
18/01/2019
0.9400 USD
common
PUT
SALE
100
13.0000
A
18/01/2019
0.9400 USD
common
PUT
SALE
3,100
13.0000
A
18/01/2019
0.9500 USD
common
PUT
SALE
3,000
13.0000
A
18/01/2019
0.9500 USD
common
PUT
SALE
1,500
13.0000
A
18/01/2019
0.9500 USD
common
PUT
SALE
600
13.0000
A
18/01/2019
0.9500 USD
common
PUT
SALE
3,000
13.0000
A
18/01/2019
0.9500 USD
common
CALL
SALE
1,000
12.0000
A
21/12/2018
0.9500 USD
common
CALL
SALE
500
12.0000
A
21/12/2018
0.9500 USD
common
CALL
SALE
400
12.0000
A
21/12/2018
0.9500 USD
common
PUT
SALE
600
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
1,500
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
3,700
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
200
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
3,300
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
600
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
2,200
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
3,900
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
3,000
13.0000
A
18/01/2019
0.9700 USD
common
PUT
SALE
100
14.0000
A
16/11/2018
1.4000 USD
common
PUT
SALE
1,000
14.0000
A
28/12/2018
1.5200 USD
common
CALL
SALE
1,200
11.0000
A
21/12/2018
1.7500 USD
common
CALL
SALE
1,300
11.0000
A
21/12/2018
1.7500 USD
common
CALL
SALE
200
10.0000
A
18/04/2019
2.8900 USD
common
CALL
SALE
100
10.0000
A
18/04/2019
2.8900 USD
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
13 NOVEMBER 2018
Contact name:
Craig Horsley
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDFERLLFEILLLVLIT
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