REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited -Replacement

Barrick MiningAnnouncement

14/11/2018 16:05

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RNS Number : 3820H
Renaissance Technologies LLC
14 November 2018
 
FORM 8.3 AMENDMENT - This replaces Disclosure 9044B.
Changes were made to section 2(a).
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 
 (a) Full name of discloser:                                                      Renaissance Technologies LLC
 (b) Owner or controller of interests and short positions disclosed, if           Renaissance Technologies LLC [submits this filing on behalf of various advised
 different from 1(a):                                                             funds and managed accounts]
      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form   Randgold Resources Limited
 relates:
      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:
 (e) Date position held/dealing undertaken:                                       September 24, 2018
      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making           YES - Barrick Gold Corporation
 disclosures in respect of any other party to the offer?
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
 
(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
 
 Class of relevant security:                                          USD 0.05 ordinary
                                                                      Interests       Short positions
                                                                      Number   %      Number    %
 (1) Relevant securities owned and/or controlled:                     2028300  2.155
 (2) Cash-settled derivatives:                                                        455245    0.482
 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      2028300  2.155  455245    0.482
      TOTAL:
 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors'
and other employee options)
 
 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:
 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 
 Class of relevant security  Purchase/sale  Number of securities  Price per unit
 
(b)        Cash-settled derivative transactions
 
 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        381                             5096
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        768                             5102
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        471                             5106
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        333                             5108
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        793                             5110
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        875                             5112
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        1316                            5114
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        466                             5120
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        574                             5122
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        1311                            5134
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        506                             5146
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        325                             5152
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        725                             5156
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        477                             5162
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        916                             5180
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        301                             5182
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        527                             5186
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        294                             5188
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        489                             5194
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        1679                            5196
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        1274                            5200
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        648                             5202
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        798                             5206
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        1506                            5208
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        781                             5212
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        455                             5214
 USD 0.05 ordinary           Security Based Swap  Reducing Short Position                                                        490                             5220
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit
                                                                                                                                                                                      e.g. American, European etc.
 
(ii)        Exercise
 
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit
                             e.g. call option
 
(d)        Other dealings (including subscribing for new securities)
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)
                             e.g. subscription, conversion
 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None.
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None.
 
(c)        Attachments
 
 Is a Supplemental Form 8 (Open Positions) attached?  NO
 
 
 Date of disclosure:  November 14, 2018
 Contact name:        Tiffany T. Michel
 Telephone number:    +1 212-872-1646
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
 
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