REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited

Barrick MiningAnnouncement

14/11/2018 15:35

RNS Number : 3826H
Renaissance Technologies LLC
14 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Renaissance Technologies LLC




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Randgold Resources Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


November 13, 2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Barrick Gold Corporation



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


USD 0.05 Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1842826


1.958












(2) Cash-settled derivatives:
 










426221


0.451




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1842826


1.958


426221


0.451



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




USD 0.05 Ordinary


Sale


200


77.28




USD 0.05 Ordinary


Sale


200


77.29




USD 0.05 Ordinary


Sale


300


77.3




USD 0.05 Ordinary


Sale


100


77.33




USD 0.05 Ordinary


Sale


400


77.34




USD 0.05 Ordinary


Sale


1099


77.35




USD 0.05 Ordinary


Sale


1200


77.36




USD 0.05 Ordinary


Sale


100


77.37




USD 0.05 Ordinary


Sale


1


77.38




USD 0.05 Ordinary


Sale


300


77.39




USD 0.05 Ordinary


Sale


78


77.41




USD 0.05 Ordinary


Sale


222


77.42




USD 0.05 Ordinary


Sale


300


77.43




USD 0.05 Ordinary


Sale


400


77.44




USD 0.05 Ordinary


Sale


99


77.46




USD 0.05 Ordinary


Sale


299


77.47




USD 0.05 Ordinary


Sale


101


77.48




USD 0.05 Ordinary


Sale


501


77.49




USD 0.05 Ordinary


Sale


1701


77.5




USD 0.05 Ordinary


Sale


600


77.51




USD 0.05 Ordinary


Sale


200


77.52




USD 0.05 Ordinary


Sale


200


77.54




USD 0.05 Ordinary


Sale


400


77.56




USD 0.05 Ordinary


Sale


300


77.57




USD 0.05 Ordinary


Sale


300


77.58




USD 0.05 Ordinary


Sale


200


77.59




USD 0.05 Ordinary


Sale


500


77.6




USD 0.05 Ordinary


Sale


500


77.61




USD 0.05 Ordinary


Sale


800


77.62




USD 0.05 Ordinary


Sale


100


77.63




USD 0.05 Ordinary


Sale


300


77.64




USD 0.05 Ordinary


Sale


400


77.65




USD 0.05 Ordinary


Sale


500


77.66




USD 0.05 Ordinary


Sale


100


77.69




USD 0.05 Ordinary


Sale


600


77.7




USD 0.05 Ordinary


Sale


900


77.71




USD 0.05 Ordinary


Sale


1000


77.72




USD 0.05 Ordinary


Sale


100


77.73




USD 0.05 Ordinary


Sale


300


77.74




USD 0.05 Ordinary


Sale


1500


77.75




USD 0.05 Ordinary


Sale


998


77.76




USD 0.05 Ordinary


Sale


300


77.77




USD 0.05 Ordinary


Sale


502


77.78




USD 0.05 Ordinary


Sale


107


77.79




USD 0.05 Ordinary


Sale


523


77.8




USD 0.05 Ordinary


Sale


270


77.81




USD 0.05 Ordinary


Sale


700


77.82




USD 0.05 Ordinary


Sale


500


77.83




USD 0.05 Ordinary


Sale


700


77.84




USD 0.05 Ordinary


Sale


400


77.85




USD 0.05 Ordinary


Sale


300


77.86




USD 0.05 Ordinary


Sale


350


77.87




USD 0.05 Ordinary


Sale


450


77.88




USD 0.05 Ordinary


Sale


450


77.89




USD 0.05 Ordinary


Sale


650


77.9




USD 0.05 Ordinary


Sale


10


77.91




USD 0.05 Ordinary


Sale


1390


77.92




USD 0.05 Ordinary


Sale


400


77.93




USD 0.05 Ordinary


Sale


850


77.94




USD 0.05 Ordinary


Sale


950


77.95




USD 0.05 Ordinary


Sale


700


77.96




USD 0.05 Ordinary


Sale


600


77.97




USD 0.05 Ordinary


Sale


718


77.98




USD 0.05 Ordinary


Sale


299


77.99




USD 0.05 Ordinary


Sale


301


78




USD 0.05 Ordinary


Sale


941


78.01




USD 0.05 Ordinary


Sale


1508


78.02




USD 0.05 Ordinary


Sale


1305


78.03




USD 0.05 Ordinary


Sale


1616


78.04




USD 0.05 Ordinary


Sale


1033


78.05




USD 0.05 Ordinary


Sale


1927


78.06




USD 0.05 Ordinary


Sale


3254


78.07




USD 0.05 Ordinary


Sale


3861


78.08




USD 0.05 Ordinary


Sale


1860


78.09




USD 0.05 Ordinary


Sale


700


78.1




USD 0.05 Ordinary


Sale


1400


78.11




USD 0.05 Ordinary


Sale


719


78.12




USD 0.05 Ordinary


Sale


1630


78.13




USD 0.05 Ordinary


Sale


1860


78.14




USD 0.05 Ordinary


Sale


1500


78.15




USD 0.05 Ordinary


Sale


1089


78.16




USD 0.05 Ordinary


Sale


1020


78.17




USD 0.05 Ordinary


Sale


833


78.18




USD 0.05 Ordinary


Sale


1046


78.19




USD 0.05 Ordinary


Sale


595


78.2




USD 0.05 Ordinary


Sale


110


78.21




USD 0.05 Ordinary


Sale


661


78.22




USD 0.05 Ordinary


Sale


400


78.23




USD 0.05 Ordinary


Sale


694


78.24




USD 0.05 Ordinary


Sale


100


78.245




USD 0.05 Ordinary


Sale


1006


78.25




USD 0.05 Ordinary


Sale


1350


78.26




USD 0.05 Ordinary


Sale


612


78.27




USD 0.05 Ordinary


Sale


597


78.28




USD 0.05 Ordinary


Sale


100


78.29




USD 0.05 Ordinary


Sale


495


78.3




USD 0.05 Ordinary


Sale


505


78.32




USD 0.05 Ordinary


Sale


400


78.33




USD 0.05 Ordinary


Sale


500


78.34




USD 0.05 Ordinary


Sale


200


78.35




USD 0.05 Ordinary


Sale


200


78.36




USD 0.05 Ordinary


Sale


400


78.37




USD 0.05 Ordinary


Sale


300


78.38




USD 0.05 Ordinary


Sale


718


78.39




USD 0.05 Ordinary


Sale


702


78.4




USD 0.05 Ordinary


Sale


686


78.41




USD 0.05 Ordinary


Sale


709


78.42




USD 0.05 Ordinary


Sale


1169


78.43




USD 0.05 Ordinary


Sale


1634


78.44




USD 0.05 Ordinary


Sale


1411


78.45




USD 0.05 Ordinary


Sale


1250


78.46




USD 0.05 Ordinary


Sale


2484


78.47




USD 0.05 Ordinary


Sale


1000


78.48




USD 0.05 Ordinary


Sale


800


78.49




USD 0.05 Ordinary


Sale


1956


78.5




USD 0.05 Ordinary


Sale


2085


78.51




USD 0.05 Ordinary


Sale


3125


78.52




USD 0.05 Ordinary


Sale


1100


78.53




USD 0.05 Ordinary


Sale


1300


78.54




USD 0.05 Ordinary


Sale


2300


78.55




USD 0.05 Ordinary


Sale


1695


78.56




USD 0.05 Ordinary


Sale


1155


78.57




USD 0.05 Ordinary


Sale


2150


78.58




USD 0.05 Ordinary


Sale


300


78.59




USD 0.05 Ordinary


Sale


1195


78.6




USD 0.05 Ordinary


Sale


590


78.61




USD 0.05 Ordinary


Sale


510


78.62




USD 0.05 Ordinary


Sale


410


78.63




USD 0.05 Ordinary


Sale


990


78.64




USD 0.05 Ordinary


Sale


810


78.65




USD 0.05 Ordinary


Sale


700


78.66




USD 0.05 Ordinary


Sale


500


78.67




USD 0.05 Ordinary


Sale


600


78.68




USD 0.05 Ordinary


Sale


400


78.69




USD 0.05 Ordinary


Sale


400


78.7




USD 0.05 Ordinary


Sale


900


78.71




USD 0.05 Ordinary


Sale


505


78.72




USD 0.05 Ordinary


Sale


500


78.73




USD 0.05 Ordinary


Sale


400


78.74




USD 0.05 Ordinary


Sale


400


78.75




USD 0.05 Ordinary


Sale


900


78.76




USD 0.05 Ordinary


Sale


1557


78.77




USD 0.05 Ordinary


Sale


1600


78.78




USD 0.05 Ordinary


Sale


600


78.79




USD 0.05 Ordinary


Sale


1105


78.8




USD 0.05 Ordinary


Sale


720


78.81




USD 0.05 Ordinary


Sale


2092


78.82




USD 0.05 Ordinary


Sale


1285


78.83




USD 0.05 Ordinary


Sale


239


78.84




USD 0.05 Ordinary


Sale


900


78.85




USD 0.05 Ordinary


Sale


803


78.86




USD 0.05 Ordinary


Sale


400


78.87




USD 0.05 Ordinary


Sale


300


78.88




USD 0.05 Ordinary


Sale


1450


78.89




USD 0.05 Ordinary


Sale


1850


78.9




USD 0.05 Ordinary


Sale


1700


78.91




USD 0.05 Ordinary


Sale


900


78.92




USD 0.05 Ordinary


Sale


1483


78.93




USD 0.05 Ordinary


Sale


1347


78.94




USD 0.05 Ordinary


Sale


1600


78.95




USD 0.05 Ordinary


Sale


2170


78.96




USD 0.05 Ordinary


Sale


2655


78.97




USD 0.05 Ordinary


Sale


3950


78.98




USD 0.05 Ordinary


Sale


1700


78.99




USD 0.05 Ordinary


Sale


6400


79




USD 0.05 Ordinary


Sale


3994


79.01




USD 0.05 Ordinary


Sale


4104


79.02




USD 0.05 Ordinary


Sale


2177


79.03




USD 0.05 Ordinary


Sale


2003


79.04




USD 0.05 Ordinary


Sale


794


79.05




USD 0.05 Ordinary


Sale


1406


79.06




USD 0.05 Ordinary


Sale


1000


79.07




USD 0.05 Ordinary


Sale


916


79.08




USD 0.05 Ordinary


Sale


3000


79.09




USD 0.05 Ordinary


Sale


1784


79.1




USD 0.05 Ordinary


Sale


1200


79.11




USD 0.05 Ordinary


Sale


500


79.12




USD 0.05 Ordinary


Sale


255


79.13




USD 0.05 Ordinary


Sale


750


79.14




USD 0.05 Ordinary


Sale


2450


79.15




USD 0.05 Ordinary


Sale


1450


79.16




USD 0.05 Ordinary


Sale


400


79.17




USD 0.05 Ordinary


Sale


1100


79.18




USD 0.05 Ordinary


Sale


100


79.185




USD 0.05 Ordinary


Sale


500


79.19




USD 0.05 Ordinary


Sale


800


79.2




USD 0.05 Ordinary


Sale


1900


79.21




USD 0.05 Ordinary


Sale


1300


79.22




USD 0.05 Ordinary


Sale


300


79.23




USD 0.05 Ordinary


Sale


800


79.24




USD 0.05 Ordinary


Sale


774


79.25




USD 0.05 Ordinary


Sale


126


79.27




USD 0.05 Ordinary


Sale


300


79.28




USD 0.05 Ordinary


Sale


100


79.29




USD 0.05 Ordinary


Sale


100


79.3




USD 0.05 Ordinary


Sale


100


79.31




USD 0.05 Ordinary


Sale


100


79.32




USD 0.05 Ordinary


Sale


500


79.33



 
(b)        Cash-settled derivative transactions
 
 
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


162


5976




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


303


5982




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


474


5984




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


139


6002




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


170


6008




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


129


6010




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


164


6020




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


558


6026




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


244


6028




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


271


6030




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


247


6032




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


450


6034




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


725


6036




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1317


6038




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


429


6040




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


385


6042




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


534


6044




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


610


6046




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


95


6052




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


178


6056




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


298


6058




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


140


6060




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


399


6062




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


119


6066




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


285


6070




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


97


6072




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


790


6074




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


429


6076




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


645


6078




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


651


6080




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


334


6092




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


248


6094




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


108


6096




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


146


6098




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


731


6102




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


198


6104




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


263


6106




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


2081


6108




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


687


6110




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


569


6112




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


344


6114




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


611


6116




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1002


6118




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


219


6120




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


662


6122




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1841


6124




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


397


6126




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


907


6128




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1193


6130




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1761


6134




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


711


6136




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


434


6138




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


940


6140




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


137


6142




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


113


6146




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


482


6148




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


338


6150




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


130


6152



 
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


November 14, 2018




Contact name:


Tiffany T. Michel




Telephone number:


+1 212-872-1646



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
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