REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited
RNS Number : 6646HRenaissance Technologies LLC16 November 2018FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Renaissance Technologies LLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Randgold Resources Limited
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure
November 15, 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
YES - Barrick Gold Corporation
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
USD 0.05 Ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
1579664
1.798
7158
0.008
(2) Cash-settled derivatives:
382564
0.405
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:
1579664
1.798
389722
0.413
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
USD 0.05 ordinary
Sale
399
79.48
USD 0.05 ordinary
Sale
200
79.49
USD 0.05 ordinary
Sale
201
79.5
USD 0.05 ordinary
Sale
100
79.51
USD 0.05 ordinary
Sale
100
79.52
USD 0.05 ordinary
Sale
90
79.53
USD 0.05 ordinary
Sale
10
79.55
USD 0.05 ordinary
Sale
100
79.56
USD 0.05 ordinary
Sale
100
79.58
USD 0.05 ordinary
Sale
330
79.59
USD 0.05 ordinary
Sale
960
79.6
USD 0.05 ordinary
Sale
100
79.61
USD 0.05 ordinary
Sale
400
79.62
USD 0.05 ordinary
Sale
100
79.625
USD 0.05 ordinary
Sale
200
79.63
USD 0.05 ordinary
Sale
110
79.64
USD 0.05 ordinary
Sale
400
79.65
USD 0.05 ordinary
Sale
600
79.66
USD 0.05 ordinary
Sale
200
79.67
USD 0.05 ordinary
Sale
100
79.68
USD 0.05 ordinary
Sale
200
79.69
USD 0.05 ordinary
Sale
500
79.7
USD 0.05 ordinary
Sale
100
79.71
USD 0.05 ordinary
Sale
300
79.72
USD 0.05 ordinary
Sale
600
79.73
USD 0.05 ordinary
Sale
400
79.74
USD 0.05 ordinary
Sale
1100
79.75
USD 0.05 ordinary
Sale
600
79.76
USD 0.05 ordinary
Sale
100
79.77
USD 0.05 ordinary
Sale
300
79.78
USD 0.05 ordinary
Sale
200
79.79
USD 0.05 ordinary
Sale
900
79.8
USD 0.05 ordinary
Sale
1173
79.81
USD 0.05 ordinary
Sale
470
79.82
USD 0.05 ordinary
Sale
715
79.83
USD 0.05 ordinary
Sale
612
79.84
USD 0.05 ordinary
Sale
430
79.85
USD 0.05 ordinary
Sale
900
79.86
USD 0.05 ordinary
Sale
1413
79.87
USD 0.05 ordinary
Sale
490
79.88
USD 0.05 ordinary
Sale
2031
79.89
USD 0.05 ordinary
Sale
416
79.9
USD 0.05 ordinary
Sale
671
79.91
USD 0.05 ordinary
Sale
310
79.92
USD 0.05 ordinary
Sale
365
79.93
USD 0.05 ordinary
Sale
35
79.94
USD 0.05 ordinary
Sale
200
79.95
USD 0.05 ordinary
Sale
200
79.97
USD 0.05 ordinary
Sale
291
79.99
USD 0.05 ordinary
Sale
709
80
USD 0.05 ordinary
Sale
400
80.01
USD 0.05 ordinary
Sale
200
80.02
USD 0.05 ordinary
Sale
199
80.03
USD 0.05 ordinary
Sale
200
80.04
USD 0.05 ordinary
Sale
290
80.05
USD 0.05 ordinary
Sale
310
80.06
USD 0.05 ordinary
Sale
200
80.07
USD 0.05 ordinary
Sale
284
80.09
USD 0.05 ordinary
Sale
216
80.1
USD 0.05 ordinary
Sale
490
80.11
USD 0.05 ordinary
Sale
610
80.12
USD 0.05 ordinary
Sale
901
80.13
USD 0.05 ordinary
Sale
200
80.14
USD 0.05 ordinary
Sale
300
80.15
USD 0.05 ordinary
Sale
1000
80.16
USD 0.05 ordinary
Sale
900
80.17
USD 0.05 ordinary
Sale
500
80.18
USD 0.05 ordinary
Sale
300
80.19
USD 0.05 ordinary
Sale
700
80.2
USD 0.05 ordinary
Sale
600
80.21
USD 0.05 ordinary
Sale
100
80.215
USD 0.05 ordinary
Sale
1300
80.22
USD 0.05 ordinary
Sale
1300
80.23
USD 0.05 ordinary
Sale
100
80.235
USD 0.05 ordinary
Sale
2403
80.24
USD 0.05 ordinary
Sale
1431
80.25
USD 0.05 ordinary
Sale
850
80.26
USD 0.05 ordinary
Sale
1400
80.27
USD 0.05 ordinary
Sale
1000
80.28
USD 0.05 ordinary
Sale
1255
80.29
USD 0.05 ordinary
Sale
3400
80.3
USD 0.05 ordinary
Sale
1300
80.31
USD 0.05 ordinary
Sale
1382
80.32
USD 0.05 ordinary
Sale
800
80.33
USD 0.05 ordinary
Sale
900
80.34
USD 0.05 ordinary
Sale
2500
80.35
USD 0.05 ordinary
Sale
1400
80.36
USD 0.05 ordinary
Sale
100
80.365
USD 0.05 ordinary
Sale
200
80.37
USD 0.05 ordinary
Sale
700
80.38
USD 0.05 ordinary
Sale
700
80.39
USD 0.05 ordinary
Sale
700
80.4
USD 0.05 ordinary
Sale
900
80.41
USD 0.05 ordinary
Sale
100
80.415
USD 0.05 ordinary
Sale
1200
80.42
USD 0.05 ordinary
Sale
600
80.43
USD 0.05 ordinary
Sale
300
80.45
USD 0.05 ordinary
Sale
300
80.46
USD 0.05 ordinary
Sale
300
80.47
USD 0.05 ordinary
Sale
100
80.475
USD 0.05 ordinary
Sale
300
80.48
USD 0.05 ordinary
Sale
400
80.49
USD 0.05 ordinary
Sale
100
80.5
USD 0.05 ordinary
Sale
100
80.51
USD 0.05 ordinary
Sale
500
80.52
USD 0.05 ordinary
Sale
300
80.53
USD 0.05 ordinary
Sale
200
80.54
USD 0.05 ordinary
Sale
300
80.55
USD 0.05 ordinary
Sale
300
80.56
USD 0.05 ordinary
Sale
100
80.57
USD 0.05 ordinary
Sale
100
80.59
USD 0.05 ordinary
Sale
400
80.6
USD 0.05 ordinary
Sale
1100
80.61
USD 0.05 ordinary
Sale
400
80.62
USD 0.05 ordinary
Sale
400
80.63
USD 0.05 ordinary
Sale
200
80.64
USD 0.05 ordinary
Sale
200
80.65
USD 0.05 ordinary
Sale
100
80.66
USD 0.05 ordinary
Sale
100
80.67
USD 0.05 ordinary
Sale
400
80.68
USD 0.05 ordinary
Sale
300
80.69
USD 0.05 ordinary
Sale
100
80.7
USD 0.05 ordinary
Sale
100
80.71
USD 0.05 ordinary
Sale
300
80.72
USD 0.05 ordinary
Sale
400
80.73
USD 0.05 ordinary
Sale
500
80.74
USD 0.05 ordinary
Sale
400
80.75
USD 0.05 ordinary
Sale
700
80.76
USD 0.05 ordinary
Sale
600
80.77
USD 0.05 ordinary
Sale
800
80.78
USD 0.05 ordinary
Sale
850
80.79
USD 0.05 ordinary
Sale
1650
80.8
USD 0.05 ordinary
Sale
300
80.81
USD 0.05 ordinary
Sale
650
80.82
USD 0.05 ordinary
Sale
700
80.83
USD 0.05 ordinary
Sale
1650
80.84
USD 0.05 ordinary
Sale
1100
80.85
USD 0.05 ordinary
Sale
1400
80.86
USD 0.05 ordinary
Sale
500
80.87
USD 0.05 ordinary
Sale
600
80.88
USD 0.05 ordinary
Sale
200
80.89
USD 0.05 ordinary
Sale
601
80.9
USD 0.05 ordinary
Sale
549
80.91
USD 0.05 ordinary
Sale
550
80.92
USD 0.05 ordinary
Sale
400
80.93
USD 0.05 ordinary
Sale
150
80.94
USD 0.05 ordinary
Sale
300
80.95
USD 0.05 ordinary
Sale
893
80.96
USD 0.05 ordinary
Sale
300
80.97
USD 0.05 ordinary
Sale
480
80.98
USD 0.05 ordinary
Sale
50
80.985
USD 0.05 ordinary
Sale
420
80.99
USD 0.05 ordinary
Sale
507
81
USD 0.05 ordinary
Sale
200
81.02
USD 0.05 ordinary
Sale
400
81.03
USD 0.05 ordinary
Sale
500
81.04
USD 0.05 ordinary
Sale
400
81.05
USD 0.05 ordinary
Sale
200
81.06
USD 0.05 ordinary
Sale
300
81.07
USD 0.05 ordinary
Sale
300
81.08
USD 0.05 ordinary
Sale
100
81.09
USD 0.05 ordinary
Sale
200
81.1
USD 0.05 ordinary
Sale
100
81.11
USD 0.05 ordinary
Sale
100
81.14
USD 0.05 ordinary
Sale
300
81.15
USD 0.05 ordinary
Sale
801
81.16
USD 0.05 ordinary
Sale
600
81.17
USD 0.05 ordinary
Sale
573
81.18
USD 0.05 ordinary
Sale
520
81.19
USD 0.05 ordinary
Sale
400
81.2
USD 0.05 ordinary
Sale
2047
81.21
USD 0.05 ordinary
Sale
1650
81.22
USD 0.05 ordinary
Sale
1036
81.23
USD 0.05 ordinary
Sale
1007
81.24
USD 0.05 ordinary
Sale
209
81.25
USD 0.05 ordinary
Sale
350
81.26
USD 0.05 ordinary
Sale
707
81.27
USD 0.05 ordinary
Sale
200
81.28
USD 0.05 ordinary
Sale
100
81.29
USD 0.05 ordinary
Sale
492
81.3
USD 0.05 ordinary
Sale
821
81.31
USD 0.05 ordinary
Sale
500
81.32
USD 0.05 ordinary
Sale
450
81.33
USD 0.05 ordinary
Sale
250
81.34
USD 0.05 ordinary
Sale
40
81.35
USD 0.05 ordinary
Sale
100
81.36
USD 0.05 ordinary
Sale
100
81.37
USD 0.05 ordinary
Sale
100
81.38
USD 0.05 ordinary
Sale
360
81.39
USD 0.05 ordinary
Sale
100
81.4
USD 0.05 ordinary
Sale
300
81.41
USD 0.05 ordinary
Sale
100
81.42
USD 0.05 ordinary
Sale
100
81.43
USD 0.05 ordinary
Sale
100
81.44
USD 0.05 ordinary
Sale
150
81.45
USD 0.05 ordinary
Sale
450
81.46
USD 0.05 ordinary
Sale
100
81.47
USD 0.05 ordinary
Sale
100
81.48
USD 0.05 ordinary
Sale
300
81.49
USD 0.05 ordinary
Sale
200
81.5
USD 0.05 ordinary
Sale
700
81.51
USD 0.05 ordinary
Sale
200
81.52
USD 0.05 ordinary
Sale
100
81.53
USD 0.05 ordinary
Sale
300
81.54
USD 0.05 ordinary
Sale
600
81.55
USD 0.05 ordinary
Sale
100
81.56
USD 0.05 ordinary
Sale
500
81.57
USD 0.05 ordinary
Sale
250
81.58
USD 0.05 ordinary
Sale
650
81.59
USD 0.05 ordinary
Sale
100
81.6
USD 0.05 ordinary
Sale
700
81.62
USD 0.05 ordinary
Sale
594
81.63
USD 0.05 ordinary
Sale
506
81.64
USD 0.05 ordinary
Sale
100
81.65
USD 0.05 ordinary
Sale
400
81.66
USD 0.05 ordinary
Sale
100
81.67
USD 0.05 ordinary
Sale
406
81.68
USD 0.05 ordinary
Sale
500
81.69
USD 0.05 ordinary
Sale
894
81.71
USD 0.05 ordinary
Sale
100
81.72
USD 0.05 ordinary
Sale
100
81.73
USD 0.05 ordinary
Sale
100
81.74
USD 0.05 ordinary
Sale
100
81.75
USD 0.05 ordinary
Sale
300
81.76
USD 0.05 ordinary
Sale
100
81.77
USD 0.05 ordinary
Sale
100
81.78
USD 0.05 ordinary
Sale
100
81.79
USD 0.05 ordinary
Sale
200
81.8
USD 0.05 ordinary
Sale
200
81.83
USD 0.05 ordinary
Sale
100
81.85
USD 0.05 ordinary
Sale
200
81.88
USD 0.05 ordinary
Sale
100
81.9
USD 0.05 ordinary
Sale
100
81.93
USD 0.05 ordinary
Sale
200
79.7
USD 0.05 ordinary
Sale
100
79.74
USD 0.05 ordinary
Sale
300
79.78
USD 0.05 ordinary
Sale
400
79.79
USD 0.05 ordinary
Sale
300
79.8
USD 0.05 ordinary
Sale
100
79.82
USD 0.05 ordinary
Sale
100
79.83
USD 0.05 ordinary
Sale
200
79.84
USD 0.05 ordinary
Sale
400
79.85
USD 0.05 ordinary
Sale
500
79.86
USD 0.05 ordinary
Sale
100
79.87
USD 0.05 ordinary
Sale
82
79.9
USD 0.05 ordinary
Sale
218
79.91
USD 0.05 ordinary
Sale
1000
79.92
USD 0.05 ordinary
Sale
300
79.93
USD 0.05 ordinary
Sale
100
79.94
USD 0.05 ordinary
Sale
800
79.97
USD 0.05 ordinary
Sale
100
79.98
USD 0.05 ordinary
Sale
100
80
USD 0.05 ordinary
Sale
100
80.05
USD 0.05 ordinary
Sale
300
80.15
USD 0.05 ordinary
Sale
1600
80.32
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
125
6202
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
79
6204
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
102
6208
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
411
6210
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
156
6212
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
112
6222
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
101
6234
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
110
6244
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
95
6246
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
274
6248
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
144
6252
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
101
6262
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
141
6264
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
12
6272
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
214
6274
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
125
6276
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
1
6278
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
351
6280
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
92
6282
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
154
6284
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
409
6286
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
527
6288
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
235
6290
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
639
6292
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
900
6294
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
839
6296
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
1137
6298
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
358
6300
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
1060
6302
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
970
6304
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
748
6306
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
1126
6308
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
579
6310
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
630
6312
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
168
6314
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
115
6316
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
108
6320
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
417
6322
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
283
6324
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
551
6326
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
530
6328
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
133
6330
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
155
6338
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
223
6342
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
135
6344
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
97
6352
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
119
6356
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
156
6364
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
198
6366
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
227
6368
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
98
6370
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
107
6372
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
6
6378
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
148
6380
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
232
6382
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
103
6392
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
178
6394
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None.
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
NO
Date of disclosure:
November 16, 2018
Contact name:
Tiffany T. Michel
Telephone number:
+1 212-872-1646
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETMMMMMKVZGRZM
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