REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited

Barrick MiningAnnouncement

19/11/2018 14:55

RNS Number : 8035H
Renaissance Technologies LLC
19 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Renaissance Technologies LLC




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Randgold Resources Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


November 16, 2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Barrick Gold Corporation



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


USD 0.05 Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1500851


1.595












(2) Cash-settled derivatives:
 










364695


0.386




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1500851


1.595


364695


0.386



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




USD 0.05 ordinary


Purchase


100


81.63




USD 0.05 ordinary


Purchase


100


81.64




USD 0.05 ordinary


Purchase


100


81.66




USD 0.05 ordinary


Purchase


100


81.74




USD 0.05 ordinary


Purchase


100


81.76




USD 0.05 ordinary


Purchase


100


81.82




USD 0.05 ordinary


Purchase


100


81.83




USD 0.05 ordinary


Purchase


100


81.87




USD 0.05 ordinary


Purchase


106


81.89




USD 0.05 ordinary


Purchase


200


81.9




USD 0.05 ordinary


Purchase


100


81.91




USD 0.05 ordinary


Purchase


76


81.94




USD 0.05 ordinary


Purchase


120


81.95




USD 0.05 ordinary


Purchase


100


81.96




USD 0.05 ordinary


Purchase


198


81.97




USD 0.05 ordinary


Purchase


358


81.98




USD 0.05 ordinary


Purchase


300


81.99




USD 0.05 ordinary


Purchase


200


82.02




USD 0.05 ordinary


Purchase


200


82.04




USD 0.05 ordinary


Purchase


100


82.05




USD 0.05 ordinary


Purchase


200


82.06




USD 0.05 ordinary


Purchase


100


82.09




USD 0.05 ordinary


Purchase


100


82.1




USD 0.05 ordinary


Purchase


200


82.11




USD 0.05 ordinary


Purchase


200


82.12




USD 0.05 ordinary


Purchase


100


82.13




USD 0.05 ordinary


Purchase


100


82.15




USD 0.05 ordinary


Purchase


100


82.16




USD 0.05 ordinary


Purchase


200


82.19




USD 0.05 ordinary


Purchase


300


82.2




USD 0.05 ordinary


Purchase


100


82.21




USD 0.05 ordinary


Purchase


190


82.22




USD 0.05 ordinary


Purchase


310


82.24




USD 0.05 ordinary


Purchase


400


82.26




USD 0.05 ordinary


Purchase


200


82.27




USD 0.05 ordinary


Purchase


400


82.28




USD 0.05 ordinary


Purchase


100


82.29




USD 0.05 ordinary


Purchase


100


82.3




USD 0.05 ordinary


Purchase


100


82.31




USD 0.05 ordinary


Purchase


100


82.33




USD 0.05 ordinary


Purchase


100


82.35




USD 0.05 ordinary


Purchase


200


82.36




USD 0.05 ordinary


Purchase


200


82.4




USD 0.05 ordinary


Purchase


100


82.43




USD 0.05 ordinary


Purchase


100


82.48




USD 0.05 ordinary


Sale


100


81.51




USD 0.05 ordinary


Sale


184


81.52




USD 0.05 ordinary


Sale


200


81.53




USD 0.05 ordinary


Sale


500


81.54




USD 0.05 ordinary


Sale


129


81.55




USD 0.05 ordinary


Sale


1426


81.56




USD 0.05 ordinary


Sale


1989


81.57




USD 0.05 ordinary


Sale


1366


81.58




USD 0.05 ordinary


Sale


2301


81.59




USD 0.05 ordinary


Sale


1500


81.6




USD 0.05 ordinary


Sale


499


81.61




USD 0.05 ordinary


Sale


1211


81.62




USD 0.05 ordinary


Sale


769


81.63




USD 0.05 ordinary


Sale


2309


81.64




USD 0.05 ordinary


Sale


1766


81.65




USD 0.05 ordinary


Sale


1392


81.66




USD 0.05 ordinary


Sale


1842


81.67




USD 0.05 ordinary


Sale


2000


81.68




USD 0.05 ordinary


Sale


608


81.69




USD 0.05 ordinary


Sale


1609


81.7




USD 0.05 ordinary


Sale


1100


81.71




USD 0.05 ordinary


Sale


1400


81.72




USD 0.05 ordinary


Sale


1700


81.73




USD 0.05 ordinary


Sale


900


81.74




USD 0.05 ordinary


Sale


300


81.75




USD 0.05 ordinary


Sale


1400


81.76




USD 0.05 ordinary


Sale


100


81.765




USD 0.05 ordinary


Sale


1829


81.77




USD 0.05 ordinary


Sale


2042


81.78




USD 0.05 ordinary


Sale


1529


81.79




USD 0.05 ordinary


Sale


1300


81.8




USD 0.05 ordinary


Sale


600


81.81




USD 0.05 ordinary


Sale


850


81.82




USD 0.05 ordinary


Sale


1215


81.83




USD 0.05 ordinary


Sale


901


81.84




USD 0.05 ordinary


Sale


629


81.85




USD 0.05 ordinary


Sale


510


81.86




USD 0.05 ordinary


Sale


190


81.87




USD 0.05 ordinary


Sale


400


81.88




USD 0.05 ordinary


Sale


1294


81.89




USD 0.05 ordinary


Sale


1011


81.9




USD 0.05 ordinary


Sale


1500


81.91




USD 0.05 ordinary


Sale


700


81.92




USD 0.05 ordinary


Sale


600


81.93




USD 0.05 ordinary


Sale


800


81.94




USD 0.05 ordinary


Sale


400


81.95




USD 0.05 ordinary


Sale


665


81.96




USD 0.05 ordinary


Sale


735


81.97




USD 0.05 ordinary


Sale


400


81.98




USD 0.05 ordinary


Sale


600


81.99




USD 0.05 ordinary


Sale


800


82




USD 0.05 ordinary


Sale


500


82.01




USD 0.05 ordinary


Sale


400


82.02




USD 0.05 ordinary


Sale


800


82.03




USD 0.05 ordinary


Sale


313


82.04




USD 0.05 ordinary


Sale


400


82.05




USD 0.05 ordinary


Sale


100


82.06




USD 0.05 ordinary


Sale


200


82.07




USD 0.05 ordinary


Sale


100


82.08




USD 0.05 ordinary


Sale


200


82.1




USD 0.05 ordinary


Sale


500


82.11




USD 0.05 ordinary


Sale


500


82.12




USD 0.05 ordinary


Sale


171


82.13




USD 0.05 ordinary


Sale


829


82.14




USD 0.05 ordinary


Sale


600


82.15




USD 0.05 ordinary


Sale


400


82.16




USD 0.05 ordinary


Sale


300


82.17




USD 0.05 ordinary


Sale


800


82.18




USD 0.05 ordinary


Sale


950


82.19




USD 0.05 ordinary


Sale


650


82.2




USD 0.05 ordinary


Sale


1100


82.21




USD 0.05 ordinary


Sale


400


82.22




USD 0.05 ordinary


Sale


800


82.23




USD 0.05 ordinary


Sale


1250


82.24




USD 0.05 ordinary


Sale


1250


82.25




USD 0.05 ordinary


Sale


900


82.26




USD 0.05 ordinary


Sale


500


82.27




USD 0.05 ordinary


Sale


900


82.28




USD 0.05 ordinary


Sale


300


82.29




USD 0.05 ordinary


Sale


1000


82.3




USD 0.05 ordinary


Sale


500


82.31




USD 0.05 ordinary


Sale


900


82.32




USD 0.05 ordinary


Sale


400


82.33




USD 0.05 ordinary


Sale


100


82.34




USD 0.05 ordinary


Sale


100


82.35




USD 0.05 ordinary


Sale


300


82.36




USD 0.05 ordinary


Sale


600


82.37




USD 0.05 ordinary


Sale


700


82.38




USD 0.05 ordinary


Sale


200


82.39




USD 0.05 ordinary


Sale


100


82.4




USD 0.05 ordinary


Sale


700


82.41




USD 0.05 ordinary


Sale


400


82.42




USD 0.05 ordinary


Sale


100


82.43




USD 0.05 ordinary


Sale


400


82.44




USD 0.05 ordinary


Sale


200


82.45




USD 0.05 ordinary


Sale


100


82.49




USD 0.05 ordinary


Sale


200


82.53




USD 0.05 ordinary


Sale


300


82.54




USD 0.05 ordinary


Sale


200


82.55




USD 0.05 ordinary


Sale


100


82.56




USD 0.05 ordinary


Sale


100


82.57




USD 0.05 ordinary


Sale


100


82.58




USD 0.05 ordinary


Sale


100


82.59




USD 0.05 ordinary


Sale


500


82.61




USD 0.05 ordinary


Sale


100


82.62




USD 0.05 ordinary


Sale


300


82.63




USD 0.05 ordinary


Sale


100


82.67




USD 0.05 ordinary


Sale


100


82.68




USD 0.05 ordinary


Sale


300


82.73




USD 0.05 ordinary


Sale


100


82.79




USD 0.05 ordinary


Sale


200


82.81




USD 0.05 ordinary


Sale


100


82.82




USD 0.05 ordinary


Sale


100


82.93




USD 0.05 ordinary


Sale


100


82.98




USD 0.05 ordinary


Sale


100


83.04




USD 0.05 ordinary


Sale


100


83.05




USD 0.05 ordinary


Sale


100


83.09




USD 0.05 ordinary


Sale


100


83.16




USD 0.05 ordinary


Sale


200


83.18




USD 0.05 ordinary


Sale


100


83.2



 
 
 
(b)        Cash-settled derivative transactions
 
 
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


176


6292




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


118


6294




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


167


6296




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


369


6298




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


147


6300




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


130


6302




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


915


6304




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


555


6306




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


766


6308




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


318


6310




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


301


6312




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


118


6314




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


420


6316




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


133


6318




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


329


6320




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


235


6322




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


490


6324




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


106


6326




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


9


6328




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


567


6330




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


438


6332




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


139


6336




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


125


6338




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


131


6340




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


267


6342




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


256


6344




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


133


6350




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


374


6354




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


4


6356




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


272


6360




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


91


6362




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


484


6364




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


514


6366




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


333


6368




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


16


6374




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


118


6376




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


122


6384




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


70


6386




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


26


6388




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


56


6390




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


223


6392




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


129


6394




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


139


6396




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


207


6398




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


196


6400




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


202


6402




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


946


6404




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


608


6406




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


575


6408




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


337


6410




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


467


6412




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


240


6414




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


774


6416




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


310


6418




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


869


6420




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


222


6422




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


323


6424




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


395


6428




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


100


6430




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


8


6432




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


161


6434




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


100


6446



 
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


November 19, 2018




Contact name:


Tiffany T. Michel




Telephone number:


+1 212-872-1646



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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END
 
 
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