REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited

Barrick MiningAnnouncement

20/11/2018 15:15

RNS Number : 9442H
Renaissance Technologies LLC
20 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Renaissance Technologies LLC




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Randgold Resources Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


November 19, 2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Barrick Gold Corporation



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


USD 0.05 Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1421351


1.51












(2) Cash-settled derivatives:
 










346868


0.367




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1421351


1.51


346868


0.367



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




USD 0.05 ordinary


Sale


100


81.45




USD 0.05 ordinary


Sale


100


81.49




USD 0.05 ordinary


Sale


300


81.5




USD 0.05 ordinary


Sale


200


81.51




USD 0.05 ordinary


Sale


200


81.53




USD 0.05 ordinary


Sale


100


81.56




USD 0.05 ordinary


Sale


300


81.57




USD 0.05 ordinary


Sale


200


81.58




USD 0.05 ordinary


Sale


200


81.59




USD 0.05 ordinary


Sale


100


81.6




USD 0.05 ordinary


Sale


200


81.61




USD 0.05 ordinary


Sale


400


81.62




USD 0.05 ordinary


Sale


300


81.64




USD 0.05 ordinary


Sale


300


81.66




USD 0.05 ordinary


Sale


500


81.68




USD 0.05 ordinary


Sale


300


81.69




USD 0.05 ordinary


Sale


200


81.7




USD 0.05 ordinary


Sale


100


81.71




USD 0.05 ordinary


Sale


800


81.72




USD 0.05 ordinary


Sale


449


81.73




USD 0.05 ordinary


Sale


100


81.74




USD 0.05 ordinary


Sale


801


81.75




USD 0.05 ordinary


Sale


400


81.76




USD 0.05 ordinary


Sale


296


81.77




USD 0.05 ordinary


Sale


100


81.775




USD 0.05 ordinary


Sale


953


81.78




USD 0.05 ordinary


Sale


1349


81.79




USD 0.05 ordinary


Sale


1551


81.8




USD 0.05 ordinary


Sale


100


81.805




USD 0.05 ordinary


Sale


500


81.81




USD 0.05 ordinary


Sale


100


81.815




USD 0.05 ordinary


Sale


1000


81.82




USD 0.05 ordinary


Sale


901


81.83




USD 0.05 ordinary


Sale


600


81.84




USD 0.05 ordinary


Sale


200


81.85




USD 0.05 ordinary


Sale


100


81.855




USD 0.05 ordinary


Sale


400


81.86




USD 0.05 ordinary


Sale


400


81.87




USD 0.05 ordinary


Sale


200


81.88




USD 0.05 ordinary


Sale


300


81.89




USD 0.05 ordinary


Sale


100


81.9




USD 0.05 ordinary


Sale


500


81.91




USD 0.05 ordinary


Sale


500


81.92




USD 0.05 ordinary


Sale


100


81.93




USD 0.05 ordinary


Sale


100


81.95




USD 0.05 ordinary


Sale


700


81.96




USD 0.05 ordinary


Sale


300


81.97




USD 0.05 ordinary


Sale


900


81.98




USD 0.05 ordinary


Sale


600


81.99




USD 0.05 ordinary


Sale


1000


82




USD 0.05 ordinary


Sale


100


82.005




USD 0.05 ordinary


Sale


300


82.01




USD 0.05 ordinary


Sale


400


82.02




USD 0.05 ordinary


Sale


100


82.03




USD 0.05 ordinary


Sale


800


82.04




USD 0.05 ordinary


Sale


400


82.05




USD 0.05 ordinary


Sale


800


82.06




USD 0.05 ordinary


Sale


200


82.07




USD 0.05 ordinary


Sale


900


82.08




USD 0.05 ordinary


Sale


800


82.09




USD 0.05 ordinary


Sale


1300


82.1




USD 0.05 ordinary


Sale


1200


82.11




USD 0.05 ordinary


Sale


999


82.12




USD 0.05 ordinary


Sale


301


82.13




USD 0.05 ordinary


Sale


500


82.14




USD 0.05 ordinary


Sale


500


82.15




USD 0.05 ordinary


Sale


200


82.16




USD 0.05 ordinary


Sale


500


82.17




USD 0.05 ordinary


Sale


700


82.18




USD 0.05 ordinary


Sale


700


82.19




USD 0.05 ordinary


Sale


1100


82.2




USD 0.05 ordinary


Sale


100


82.205




USD 0.05 ordinary


Sale


1549


82.21




USD 0.05 ordinary


Sale


850


82.22




USD 0.05 ordinary


Sale


1000


82.23




USD 0.05 ordinary


Sale


2401


82.24




USD 0.05 ordinary


Sale


1200


82.25




USD 0.05 ordinary


Sale


1499


82.26




USD 0.05 ordinary


Sale


1200


82.27




USD 0.05 ordinary


Sale


1000


82.28




USD 0.05 ordinary


Sale


401


82.29




USD 0.05 ordinary


Sale


100


82.295




USD 0.05 ordinary


Sale


899


82.3




USD 0.05 ordinary


Sale


100


82.305




USD 0.05 ordinary


Sale


829


82.31




USD 0.05 ordinary


Sale


100


82.315




USD 0.05 ordinary


Sale


1570


82.32




USD 0.05 ordinary


Sale


1299


82.33




USD 0.05 ordinary


Sale


702


82.34




USD 0.05 ordinary


Sale


1398


82.35




USD 0.05 ordinary


Sale


1396


82.36




USD 0.05 ordinary


Sale


1149


82.37




USD 0.05 ordinary


Sale


1755


82.38




USD 0.05 ordinary


Sale


1800


82.39




USD 0.05 ordinary


Sale


101


82.395




USD 0.05 ordinary


Sale


1091


82.4




USD 0.05 ordinary


Sale


100


82.405




USD 0.05 ordinary


Sale


1111


82.41




USD 0.05 ordinary


Sale


100


82.415




USD 0.05 ordinary


Sale


1258


82.42




USD 0.05 ordinary


Sale


100


82.425




USD 0.05 ordinary


Sale


1638


82.43




USD 0.05 ordinary


Sale


698


82.44




USD 0.05 ordinary


Sale


200


82.445




USD 0.05 ordinary


Sale


899


82.45




USD 0.05 ordinary


Sale


1302


82.46




USD 0.05 ordinary


Sale


100


82.465




USD 0.05 ordinary


Sale


1404


82.47




USD 0.05 ordinary


Sale


700


82.48




USD 0.05 ordinary


Sale


1100


82.49




USD 0.05 ordinary


Sale


1100


82.5




USD 0.05 ordinary


Sale


701


82.51




USD 0.05 ordinary


Sale


770


82.52




USD 0.05 ordinary


Sale


570


82.53




USD 0.05 ordinary


Sale


800


82.54




USD 0.05 ordinary


Sale


830


82.55




USD 0.05 ordinary


Sale


730


82.56




USD 0.05 ordinary


Sale


1000


82.58




USD 0.05 ordinary


Sale


300


82.59




USD 0.05 ordinary


Sale


200


82.6




USD 0.05 ordinary


Sale


500


82.61




USD 0.05 ordinary


Sale


300


82.62




USD 0.05 ordinary


Sale


400


82.63




USD 0.05 ordinary


Sale


400


82.64




USD 0.05 ordinary


Sale


400


82.65




USD 0.05 ordinary


Sale


100


82.67




USD 0.05 ordinary


Sale


400


82.68




USD 0.05 ordinary


Sale


300


82.69




USD 0.05 ordinary


Sale


100


82.7




USD 0.05 ordinary


Sale


100


82.72



 
 
 
(b)        Cash-settled derivative transactions
 
 
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


106


6332




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


283


6338




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


95


6342




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


140


6344




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


483


6348




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


87


6350




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


37


6354




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


469


6356




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


661


6358




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


583


6362




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


99


6364




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


105


6366




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


346


6372




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


98


6374




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


649


6376




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


340


6378




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


133


6380




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


214


6382




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


546


6384




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


215


6386




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


387


6388




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


513


6390




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


563


6392




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


903


6394




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


631


6396




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


180


6398




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


210


6400




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


155


6402




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


360


6404




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


932


6408




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1451


6410




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1089


6412




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


580


6414




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1113


6416




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


570


6418




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


537


6420




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


578


6422




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


167


6424




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


281


6426




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


357


6428




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


315


6430




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


30


6432




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


236


6434



 
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


November 20, 2018




Contact name:


Tiffany T. Michel




Telephone number:


+1 212-872-1646



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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