REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited

Barrick MiningAnnouncement

22/11/2018 07:00

RNS Number : 1422I
Renaissance Technologies LLC
21 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Renaissance Technologies LLC




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Randgold Resources Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


November 21, 2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Barrick Gold Corporation



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


USD 0.05 Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1261651


1.34












(2) Cash-settled derivatives:
 










311162


0.33




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1261651


1.34


311162


0.33



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




USD 0.05 ordinary


Sale


100


83.03




USD 0.05 ordinary


Sale


100


83.05




USD 0.05 ordinary


Sale


200


83.06




USD 0.05 ordinary


Sale


100


83.1




USD 0.05 ordinary


Sale


100


83.16




USD 0.05 ordinary


Sale


200


83.17




USD 0.05 ordinary


Sale


100


83.19




USD 0.05 ordinary


Sale


700


83.28




USD 0.05 ordinary


Sale


200


83.31




USD 0.05 ordinary


Sale


100


83.32




USD 0.05 ordinary


Sale


100


83.33




USD 0.05 ordinary


Sale


100


83.34




USD 0.05 ordinary


Sale


200


83.38




USD 0.05 ordinary


Sale


40


83.45




USD 0.05 ordinary


Sale


60


83.48




USD 0.05 ordinary


Sale


100


83.56




USD 0.05 ordinary


Sale


100


83.59




USD 0.05 ordinary


Sale


100


83.62




USD 0.05 ordinary


Sale


100


83.68




USD 0.05 ordinary


Sale


100


83.7




USD 0.05 ordinary


Sale


200


83.71




USD 0.05 ordinary


Sale


200


83.72




USD 0.05 ordinary


Sale


200


83.73




USD 0.05 ordinary


Sale


100


83.74




USD 0.05 ordinary


Sale


600


83.75




USD 0.05 ordinary


Sale


809


83.76




USD 0.05 ordinary


Sale


102


83.77




USD 0.05 ordinary


Sale


189


83.78




USD 0.05 ordinary


Sale


150


83.79




USD 0.05 ordinary


Sale


650


83.8




USD 0.05 ordinary


Sale


400


83.81




USD 0.05 ordinary


Sale


500


83.82




USD 0.05 ordinary


Sale


500


83.83




USD 0.05 ordinary


Sale


200


83.84




USD 0.05 ordinary


Sale


900


83.85




USD 0.05 ordinary


Sale


873


83.86




USD 0.05 ordinary


Sale


627


83.87




USD 0.05 ordinary


Sale


500


83.88




USD 0.05 ordinary


Sale


500


83.89




USD 0.05 ordinary


Sale


1000


83.9




USD 0.05 ordinary


Sale


400


83.91




USD 0.05 ordinary


Sale


600


83.92




USD 0.05 ordinary


Sale


300


83.93




USD 0.05 ordinary


Sale


300


83.94




USD 0.05 ordinary


Sale


900


83.95




USD 0.05 ordinary


Sale


800


83.96




USD 0.05 ordinary


Sale


700


83.97




USD 0.05 ordinary


Sale


600


83.98




USD 0.05 ordinary


Sale


600


83.99




USD 0.05 ordinary


Sale


647


84




USD 0.05 ordinary


Sale


1390


84.01




USD 0.05 ordinary


Sale


945


84.02




USD 0.05 ordinary


Sale


1371


84.03




USD 0.05 ordinary


Sale


894


84.04




USD 0.05 ordinary


Sale


990


84.05




USD 0.05 ordinary


Sale


653


84.06




USD 0.05 ordinary


Sale


510


84.07




USD 0.05 ordinary


Sale


950


84.08




USD 0.05 ordinary


Sale


1540


84.09




USD 0.05 ordinary


Sale


769


84.1




USD 0.05 ordinary


Sale


1000


84.11




USD 0.05 ordinary


Sale


541


84.12




USD 0.05 ordinary


Sale


1350


84.13




USD 0.05 ordinary


Sale


1900


84.14




USD 0.05 ordinary


Sale


1100


84.15




USD 0.05 ordinary


Sale


1015


84.16




USD 0.05 ordinary


Sale


1035


84.17




USD 0.05 ordinary


Sale


1129


84.18




USD 0.05 ordinary


Sale


100


84.185




USD 0.05 ordinary


Sale


828


84.19




USD 0.05 ordinary


Sale


2039


84.2




USD 0.05 ordinary


Sale


2692


84.21




USD 0.05 ordinary


Sale


612


84.22




USD 0.05 ordinary


Sale


572


84.23




USD 0.05 ordinary


Sale


528


84.24




USD 0.05 ordinary


Sale


769


84.25




USD 0.05 ordinary


Sale


1800


84.26




USD 0.05 ordinary


Sale


789


84.27




USD 0.05 ordinary


Sale


134


84.28




USD 0.05 ordinary


Sale


1100


84.29




USD 0.05 ordinary


Sale


300


84.3




USD 0.05 ordinary


Sale


400


84.31




USD 0.05 ordinary


Sale


1751


84.32




USD 0.05 ordinary


Sale


1821


84.33




USD 0.05 ordinary


Sale


1651


84.34




USD 0.05 ordinary


Sale


561


84.35




USD 0.05 ordinary


Sale


295


84.36




USD 0.05 ordinary


Sale


619


84.37




USD 0.05 ordinary


Sale


610


84.38




USD 0.05 ordinary


Sale


989


84.39




USD 0.05 ordinary


Sale


1300


84.4




USD 0.05 ordinary


Sale


605


84.41




USD 0.05 ordinary


Sale


906


84.42




USD 0.05 ordinary


Sale


264


84.43




USD 0.05 ordinary


Sale


667


84.44




USD 0.05 ordinary


Sale


1072


84.45




USD 0.05 ordinary


Sale


500


84.46




USD 0.05 ordinary


Sale


507


84.47




USD 0.05 ordinary


Sale


300


84.48




USD 0.05 ordinary


Sale


454


84.49




USD 0.05 ordinary


Sale


747


84.5




USD 0.05 ordinary


Sale


1241


84.51




USD 0.05 ordinary


Sale


2862


84.52




USD 0.05 ordinary


Sale


1486


84.53




USD 0.05 ordinary


Sale


1300


84.54




USD 0.05 ordinary


Sale


900


84.55




USD 0.05 ordinary


Sale


750


84.56




USD 0.05 ordinary


Sale


1400


84.57




USD 0.05 ordinary


Sale


1830


84.58




USD 0.05 ordinary


Sale


820


84.59




USD 0.05 ordinary


Sale


600


84.6




USD 0.05 ordinary


Sale


700


84.61




USD 0.05 ordinary


Sale


200


84.62




USD 0.05 ordinary


Sale


400


84.63




USD 0.05 ordinary


Sale


434


84.64




USD 0.05 ordinary


Sale


166


84.65



 
 
 
(b)        Cash-settled derivative transactions
 
 
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


99


6406




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


240


6416




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


115


6420




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


141


6428




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


179


6432




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


166


6434




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


424


6436




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


284


6438




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


492


6440




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


241


6442




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


150


6444




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


566


6446




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


284


6448




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


139


6452




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


136


6456




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


255


6458




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


231


6460




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


269


6466




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


557


6468




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


117


6470




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


377


6472




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


240


6474




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


582


6476




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


840


6478




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


453


6480




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


222


6482




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


541


6484




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


394


6486




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


228


6488




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


340


6490




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


164


6492




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


479


6494




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


132


6506




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


94


6508




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


152


6510




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


236


6520




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


201


6522




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


61


6524




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


87


6534




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


121


6540




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


312


6546




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


101


6550




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


105


6552




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


121


6556




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


569


6558




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1009


6560




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


824


6562




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


251


6564




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


634


6566




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


326


6568




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


89


6572




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


451


6576




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


240


6578




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


188


6580




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


486


6582




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


169


6584




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


473


6586




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


303


6588




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


182


6596




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


99


6602



 
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


November 21, 2018




Contact name:


Tiffany T. Michel




Telephone number:


+1 212-872-1646



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
RETFMMZMMMVGRZZ