REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited

Barrick MiningAnnouncement

26/11/2018 14:35

RNS Number : 5229I
Renaissance Technologies LLC
26 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Renaissance Technologies LLC




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Randgold Resources Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


November 23, 2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Barrick Gold Corporation



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


USD 0.05 Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1222436


1.299












(2) Cash-settled derivatives:
 










289787


0.307




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1222436


1.299


289787


0.307



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




USD 0.05 ordinary


Sale


490


81.56




USD 0.05 ordinary


Sale


285


81.57




USD 0.05 ordinary


Sale


525


81.58




USD 0.05 ordinary


Sale


400


81.59




USD 0.05 ordinary


Sale


290


81.61




USD 0.05 ordinary


Sale


100


81.62




USD 0.05 ordinary


Sale


335


81.63




USD 0.05 ordinary


Sale


300


81.64




USD 0.05 ordinary


Sale


360


81.65




USD 0.05 ordinary


Sale


250


81.66




USD 0.05 ordinary


Sale


805


81.67




USD 0.05 ordinary


Sale


550


81.68




USD 0.05 ordinary


Sale


200


81.69




USD 0.05 ordinary


Sale


800


81.7




USD 0.05 ordinary


Sale


710


81.71




USD 0.05 ordinary


Sale


650


81.72




USD 0.05 ordinary


Sale


650


81.73




USD 0.05 ordinary


Sale


200


81.74




USD 0.05 ordinary


Sale


100


81.75




USD 0.05 ordinary


Sale


100


81.76




USD 0.05 ordinary


Sale


100


81.77




USD 0.05 ordinary


Sale


50


81.79




USD 0.05 ordinary


Sale


150


81.8




USD 0.05 ordinary


Sale


100


81.83




USD 0.05 ordinary


Sale


100


81.84




USD 0.05 ordinary


Sale


100


81.86




USD 0.05 ordinary


Sale


128


81.87




USD 0.05 ordinary


Sale


405


81.88




USD 0.05 ordinary


Sale


50


81.89




USD 0.05 ordinary


Sale


450


81.9




USD 0.05 ordinary


Sale


100


81.91




USD 0.05 ordinary


Sale


267


81.92




USD 0.05 ordinary


Sale


100


81.93




USD 0.05 ordinary


Sale


250


81.94




USD 0.05 ordinary


Sale


450


81.95




USD 0.05 ordinary


Sale


300


81.96




USD 0.05 ordinary


Sale


400


81.97




USD 0.05 ordinary


Sale


200


81.98




USD 0.05 ordinary


Sale


100


81.99




USD 0.05 ordinary


Sale


195


82.01




USD 0.05 ordinary


Sale


100


82.02




USD 0.05 ordinary


Sale


297


82.03




USD 0.05 ordinary


Sale


595


82.04




USD 0.05 ordinary


Sale


145


82.05




USD 0.05 ordinary


Sale


715


82.06




USD 0.05 ordinary


Sale


393


82.07




USD 0.05 ordinary


Sale


360


82.08




USD 0.05 ordinary


Sale


300


82.1




USD 0.05 ordinary


Sale


200


82.11




USD 0.05 ordinary


Sale


300


82.13




USD 0.05 ordinary


Sale


200


82.15




USD 0.05 ordinary


Sale


200


82.16




USD 0.05 ordinary


Sale


200


82.17




USD 0.05 ordinary


Sale


400


82.18




USD 0.05 ordinary


Sale


700


82.19




USD 0.05 ordinary


Sale


650


82.2




USD 0.05 ordinary


Sale


750


82.21




USD 0.05 ordinary


Sale


400


82.22




USD 0.05 ordinary


Sale


300


82.23




USD 0.05 ordinary


Sale


215


82.24




USD 0.05 ordinary


Sale


245


82.25




USD 0.05 ordinary


Sale


650


82.26




USD 0.05 ordinary


Sale


200


82.27




USD 0.05 ordinary


Sale


5


82.28




USD 0.05 ordinary


Sale


200


82.29




USD 0.05 ordinary


Sale


300


82.3




USD 0.05 ordinary


Sale


400


82.31




USD 0.05 ordinary


Sale


200


82.32




USD 0.05 ordinary


Sale


300


82.36




USD 0.05 ordinary


Sale


200


82.38




USD 0.05 ordinary


Sale


300


82.39




USD 0.05 ordinary


Sale


394


82.41




USD 0.05 ordinary


Sale


106


82.42




USD 0.05 ordinary


Sale


500


82.43




USD 0.05 ordinary


Sale


400


82.44




USD 0.05 ordinary


Sale


500


82.45




USD 0.05 ordinary


Sale


440


82.46




USD 0.05 ordinary


Sale


260


82.47




USD 0.05 ordinary


Sale


100


82.48




USD 0.05 ordinary


Sale


300


82.49




USD 0.05 ordinary


Sale


300


82.5




USD 0.05 ordinary


Sale


100


82.52




USD 0.05 ordinary


Sale


250


82.53




USD 0.05 ordinary


Sale


450


82.54




USD 0.05 ordinary


Sale


100


82.56




USD 0.05 ordinary


Sale


350


82.57




USD 0.05 ordinary


Sale


50


82.58




USD 0.05 ordinary


Sale


100


82.59




USD 0.05 ordinary


Sale


400


82.6




USD 0.05 ordinary


Sale


100


82.61




USD 0.05 ordinary


Sale


400


82.62




USD 0.05 ordinary


Sale


100


82.63




USD 0.05 ordinary


Sale


400


82.65




USD 0.05 ordinary


Sale


11


82.66




USD 0.05 ordinary


Sale


189


82.67




USD 0.05 ordinary


Sale


300


82.68




USD 0.05 ordinary


Sale


100


82.69




USD 0.05 ordinary


Sale


200


82.72




USD 0.05 ordinary


Sale


100


82.78




USD 0.05 ordinary


Sale


100


82.8




USD 0.05 ordinary


Sale


100


82.82




USD 0.05 ordinary


Sale


200


82.85




USD 0.05 ordinary


Sale


200


82.86




USD 0.05 ordinary


Sale


150


82.87




USD 0.05 ordinary


Sale


50


82.88




USD 0.05 ordinary


Sale


100


82.89




USD 0.05 ordinary


Sale


200


82.9




USD 0.05 ordinary


Sale


200


82.91




USD 0.05 ordinary


Sale


50


82.93




USD 0.05 ordinary


Sale


700


82.94




USD 0.05 ordinary


Sale


50


82.95




USD 0.05 ordinary


Sale


200


82.96




USD 0.05 ordinary


Sale


100


82.97




USD 0.05 ordinary


Sale


50


82.99




USD 0.05 ordinary


Sale


249


83




USD 0.05 ordinary


Sale


201


83.01




USD 0.05 ordinary


Sale


300


83.02




USD 0.05 ordinary


Sale


250


83.03




USD 0.05 ordinary


Sale


350


83.04




USD 0.05 ordinary


Sale


600


83.07




USD 0.05 ordinary


Sale


400


83.08




USD 0.05 ordinary


Sale


89


83.09




USD 0.05 ordinary


Sale


411


83.1




USD 0.05 ordinary


Sale


100


83.11




USD 0.05 ordinary


Sale


100


83.13




USD 0.05 ordinary


Sale


200


83.14




USD 0.05 ordinary


Sale


50


83.15




USD 0.05 ordinary


Sale


150


83.16




USD 0.05 ordinary


Sale


200


83.17




USD 0.05 ordinary


Sale


200


83.19




USD 0.05 ordinary


Sale


50


83.2




USD 0.05 ordinary


Sale


200


83.21




USD 0.05 ordinary


Sale


150


83.22




USD 0.05 ordinary


Sale


50


83.26




USD 0.05 ordinary


Sale


250


83.27




USD 0.05 ordinary


Sale


300


83.48




USD 0.05 ordinary


Sale


100


83.5




USD 0.05 ordinary


Sale


100


83.51




USD 0.05 ordinary


Sale


100


83.55




USD 0.05 ordinary


Sale


100


83.58




USD 0.05 ordinary


Sale


100


83.59




USD 0.05 ordinary


Sale


200


83.6




USD 0.05 ordinary


Sale


100


83.61




USD 0.05 ordinary


Sale


200


83.62




USD 0.05 ordinary


Sale


100


83.64




USD 0.05 ordinary


Sale


100


83.66




USD 0.05 ordinary


Sale


100


83.68




USD 0.05 ordinary


Sale


100


83.73




USD 0.05 ordinary


Sale


200


83.75




USD 0.05 ordinary


Sale


70


83.8




USD 0.05 ordinary


Sale


30


83.82




USD 0.05 ordinary


Sale


100


83.83




USD 0.05 ordinary


Sale


100


83.88




USD 0.05 ordinary


Sale


300


83.89




USD 0.05 ordinary


Sale


200


83.91



 
 
 
(b)        Cash-settled derivative transactions
 
 
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


243


6420




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


625


6422




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


578


6424




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


730


6426




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


458


6428




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


605


6430




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


199


6436




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


349


6438




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


302


6440




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


71


6442




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


251


6444




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


104


6446




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


501


6448




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


303


6452




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


184


6454




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


108


6456




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


50


6458




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


418


6460




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


447


6464




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


312


6466




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


280


6468




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


356


6470




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1020


6472




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


101


6474




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


683


6476




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


524


6478




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1049


6480




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


519


6482




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


717


6484




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


887


6486




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1024


6488




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


878


6490




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


575


6492




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


445


6494




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


225


6496




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


86


6498




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


98


6502




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


158


6504




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


314


6506




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


415


6508




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


198


6510




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


128


6512




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


608


6514




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


277


6516




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


475


6518




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


92


6520




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


834


6522




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


748


6526




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


186


6530




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


149


6532




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


262


6534




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


93


6538




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


133


6540



 
 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


November 26, 2018




Contact name:


Tiffany T. Michel




Telephone number:


+1 212-872-1646



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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END
 
 
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