REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited
RNS Number : 6630IRenaissance Technologies LLC27 November 2018FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Renaissance Technologies LLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
Randgold Resources Limited
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure
November 26, 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
YES - Barrick Gold Corporation
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
USD 0.05 Ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
1139436
1.211
(2) Cash-settled derivatives:
268522
0.284
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:
1139436
1.211
268522
0.284
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit
USD 0.05 ordinary
Sale
100
81.39
USD 0.05 ordinary
Sale
75
81.4
USD 0.05 ordinary
Sale
5
81.41
USD 0.05 ordinary
Sale
200
81.43
USD 0.05 ordinary
Sale
20
81.44
USD 0.05 ordinary
Sale
186
81.45
USD 0.05 ordinary
Sale
629
81.46
USD 0.05 ordinary
Sale
5
81.47
USD 0.05 ordinary
Sale
180
81.48
USD 0.05 ordinary
Sale
112
81.49
USD 0.05 ordinary
Sale
210
81.5
USD 0.05 ordinary
Sale
378
81.51
USD 0.05 ordinary
Sale
195
81.52
USD 0.05 ordinary
Sale
850
81.53
USD 0.05 ordinary
Sale
800
81.54
USD 0.05 ordinary
Sale
1225
81.55
USD 0.05 ordinary
Sale
996
81.56
USD 0.05 ordinary
Sale
797
81.57
USD 0.05 ordinary
Sale
904
81.58
USD 0.05 ordinary
Sale
100
81.585
USD 0.05 ordinary
Sale
715
81.59
USD 0.05 ordinary
Sale
1356
81.6
USD 0.05 ordinary
Sale
1607
81.61
USD 0.05 ordinary
Sale
1220
81.62
USD 0.05 ordinary
Sale
671
81.63
USD 0.05 ordinary
Sale
729
81.64
USD 0.05 ordinary
Sale
205
81.65
USD 0.05 ordinary
Sale
480
81.66
USD 0.05 ordinary
Sale
620
81.67
USD 0.05 ordinary
Sale
330
81.68
USD 0.05 ordinary
Sale
370
81.69
USD 0.05 ordinary
Sale
2297
81.7
USD 0.05 ordinary
Sale
625
81.71
USD 0.05 ordinary
Sale
471
81.72
USD 0.05 ordinary
Sale
27
81.73
USD 0.05 ordinary
Sale
150
81.75
USD 0.05 ordinary
Sale
400
81.76
USD 0.05 ordinary
Sale
300
81.78
USD 0.05 ordinary
Sale
100
81.79
USD 0.05 ordinary
Sale
50
81.8
USD 0.05 ordinary
Sale
300
81.81
USD 0.05 ordinary
Sale
100
81.82
USD 0.05 ordinary
Sale
400
81.83
USD 0.05 ordinary
Sale
100
81.84
USD 0.05 ordinary
Sale
400
81.85
USD 0.05 ordinary
Sale
397
81.88
USD 0.05 ordinary
Sale
398
81.89
USD 0.05 ordinary
Sale
365
81.9
USD 0.05 ordinary
Sale
533
81.91
USD 0.05 ordinary
Sale
602
81.92
USD 0.05 ordinary
Sale
200
81.93
USD 0.05 ordinary
Sale
599
81.94
USD 0.05 ordinary
Sale
400
81.95
USD 0.05 ordinary
Sale
260
81.96
USD 0.05 ordinary
Sale
52
81.97
USD 0.05 ordinary
Sale
100
81.975
USD 0.05 ordinary
Sale
80
81.98
USD 0.05 ordinary
Sale
590
81.99
USD 0.05 ordinary
Sale
218
82
USD 0.05 ordinary
Sale
755
82.01
USD 0.05 ordinary
Sale
1056
82.02
USD 0.05 ordinary
Sale
473
82.03
USD 0.05 ordinary
Sale
417
82.04
USD 0.05 ordinary
Sale
531
82.05
USD 0.05 ordinary
Sale
1610
82.06
USD 0.05 ordinary
Sale
1050
82.07
USD 0.05 ordinary
Sale
671
82.08
USD 0.05 ordinary
Sale
682
82.09
USD 0.05 ordinary
Sale
561
82.1
USD 0.05 ordinary
Sale
641
82.11
USD 0.05 ordinary
Sale
1509
82.12
USD 0.05 ordinary
Sale
1142
82.13
USD 0.05 ordinary
Sale
795
82.14
USD 0.05 ordinary
Sale
139
82.15
USD 0.05 ordinary
Sale
560
82.16
USD 0.05 ordinary
Sale
100
82.165
USD 0.05 ordinary
Sale
200
82.17
USD 0.05 ordinary
Sale
1062
82.18
USD 0.05 ordinary
Sale
540
82.19
USD 0.05 ordinary
Sale
381
82.2
USD 0.05 ordinary
Sale
700
82.21
USD 0.05 ordinary
Sale
300
82.22
USD 0.05 ordinary
Sale
1203
82.23
USD 0.05 ordinary
Sale
728
82.24
USD 0.05 ordinary
Sale
666
82.25
USD 0.05 ordinary
Sale
300
82.26
USD 0.05 ordinary
Sale
200
82.27
USD 0.05 ordinary
Sale
34
82.275
USD 0.05 ordinary
Sale
800
82.28
USD 0.05 ordinary
Sale
900
82.29
USD 0.05 ordinary
Sale
200
82.295
USD 0.05 ordinary
Sale
850
82.3
USD 0.05 ordinary
Sale
450
82.31
USD 0.05 ordinary
Sale
165
82.32
USD 0.05 ordinary
Sale
500
82.33
USD 0.05 ordinary
Sale
885
82.34
USD 0.05 ordinary
Sale
505
82.35
USD 0.05 ordinary
Sale
100
82.36
USD 0.05 ordinary
Sale
590
82.37
USD 0.05 ordinary
Sale
255
82.38
USD 0.05 ordinary
Sale
1000
82.39
USD 0.05 ordinary
Sale
850
82.4
USD 0.05 ordinary
Sale
100
82.41
USD 0.05 ordinary
Sale
100
82.42
USD 0.05 ordinary
Sale
630
82.43
USD 0.05 ordinary
Sale
800
82.44
USD 0.05 ordinary
Sale
200
82.45
USD 0.05 ordinary
Sale
220
82.46
USD 0.05 ordinary
Sale
300
82.47
USD 0.05 ordinary
Sale
200
82.48
USD 0.05 ordinary
Sale
298
82.5
USD 0.05 ordinary
Sale
302
82.51
USD 0.05 ordinary
Sale
300
82.53
USD 0.05 ordinary
Sale
300
82.54
USD 0.05 ordinary
Sale
600
82.55
USD 0.05 ordinary
Sale
750
82.56
USD 0.05 ordinary
Sale
450
82.57
USD 0.05 ordinary
Sale
600
82.58
USD 0.05 ordinary
Sale
900
82.59
USD 0.05 ordinary
Sale
300
82.6
USD 0.05 ordinary
Sale
500
82.61
USD 0.05 ordinary
Sale
547
82.62
USD 0.05 ordinary
Sale
1128
82.63
USD 0.05 ordinary
Sale
825
82.64
USD 0.05 ordinary
Sale
300
82.65
USD 0.05 ordinary
Sale
700
82.66
USD 0.05 ordinary
Sale
400
82.67
USD 0.05 ordinary
Sale
200
82.68
USD 0.05 ordinary
Sale
300
82.69
USD 0.05 ordinary
Sale
482
82.7
USD 0.05 ordinary
Sale
318
82.71
USD 0.05 ordinary
Sale
300
82.72
USD 0.05 ordinary
Sale
400
82.73
USD 0.05 ordinary
Sale
500
82.74
USD 0.05 ordinary
Sale
500
82.75
USD 0.05 ordinary
Sale
400
82.76
USD 0.05 ordinary
Sale
100
82.77
USD 0.05 ordinary
Sale
100
82.78
USD 0.05 ordinary
Sale
500
82.79
USD 0.05 ordinary
Sale
200
82.8
USD 0.05 ordinary
Sale
500
82.81
USD 0.05 ordinary
Sale
200
82.82
USD 0.05 ordinary
Sale
378
82.83
USD 0.05 ordinary
Sale
422
82.84
USD 0.05 ordinary
Sale
600
82.85
USD 0.05 ordinary
Sale
200
82.86
USD 0.05 ordinary
Sale
300
82.87
USD 0.05 ordinary
Sale
200
82.88
USD 0.05 ordinary
Sale
200
82.89
USD 0.05 ordinary
Sale
200
82.9
USD 0.05 ordinary
Sale
300
82.91
USD 0.05 ordinary
Sale
497
82.92
USD 0.05 ordinary
Sale
213
82.93
USD 0.05 ordinary
Sale
400
82.94
USD 0.05 ordinary
Sale
100
82.95
USD 0.05 ordinary
Sale
600
82.96
USD 0.05 ordinary
Sale
200
82.97
USD 0.05 ordinary
Sale
200
82.98
USD 0.05 ordinary
Sale
100
82.99
USD 0.05 ordinary
Sale
100
83
USD 0.05 ordinary
Sale
300
83.01
USD 0.05 ordinary
Sale
400
83.02
USD 0.05 ordinary
Sale
200
83.03
USD 0.05 ordinary
Sale
200
83.04
USD 0.05 ordinary
Sale
100
83.05
USD 0.05 ordinary
Sale
200
83.06
USD 0.05 ordinary
Sale
200
83.07
USD 0.05 ordinary
Sale
200
83.08
USD 0.05 ordinary
Sale
100
83.09
USD 0.05 ordinary
Sale
300
83.1
USD 0.05 ordinary
Sale
100
83.11
USD 0.05 ordinary
Sale
100
83.13
USD 0.05 ordinary
Sale
100
83.16
USD 0.05 ordinary
Sale
300
83.19
USD 0.05 ordinary
Sale
200
83.22
USD 0.05 ordinary
Sale
100
83.24
USD 0.05 ordinary
Sale
100
83.28
USD 0.05 ordinary
Sale
100
83.29
USD 0.05 ordinary
Sale
100
83.3
USD 0.05 ordinary
Sale
300
83.31
USD 0.05 ordinary
Sale
200
83.38
USD 0.05 ordinary
Sale
100
83.39
USD 0.05 ordinary
Sale
100
83.41
USD 0.05 ordinary
Sale
100
83.44
USD 0.05 ordinary
Sale
100
83.46
USD 0.05 ordinary
Sale
100
83.47
USD 0.05 ordinary
Sale
300
83.48
USD 0.05 ordinary
Sale
100
83.49
USD 0.05 ordinary
Sale
300
83.5
USD 0.05 ordinary
Sale
100
83.53
USD 0.05 ordinary
Sale
200
83.56
USD 0.05 ordinary
Sale
100
83.57
USD 0.05 ordinary
Sale
100
83.58
USD 0.05 ordinary
Sale
199
83.59
USD 0.05 ordinary
Sale
1
83.6
USD 0.05 ordinary
Sale
100
83.61
USD 0.05 ordinary
Sale
100
83.62
USD 0.05 ordinary
Sale
100
83.65
USD 0.05 ordinary
Sale
100
83.68
USD 0.05 ordinary
Sale
100
83.71
USD 0.05 ordinary
Sale
100
83.72
USD 0.05 ordinary
Sale
100
83.74
USD 0.05 ordinary
Sale
300
83.76
USD 0.05 ordinary
Sale
100
83.77
USD 0.05 ordinary
Sale
200
83.86
USD 0.05 ordinary
Sale
100
83.87
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
75
6428
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
72
6430
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
366
6434
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
930
6436
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
638
6438
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
731
6440
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
97
6444
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
613
6446
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
585
6448
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
2070
6450
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
292
6452
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
850
6454
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
933
6456
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
446
6458
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
230
6460
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
435
6462
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
858
6464
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
596
6466
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
88
6468
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
152
6470
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
232
6472
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
321
6474
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
501
6476
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
276
6478
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
225
6480
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
362
6482
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
428
6484
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
997
6486
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
1132
6488
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
1378
6490
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
591
6492
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
1254
6494
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
902
6496
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
375
6500
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
99
6502
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
136
6504
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
123
6506
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
199
6510
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
204
6514
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
134
6516
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
112
6518
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
95
6520
USD 0.05 ordinary
Security Based Swap
Reducing Short Position
132
6524
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None.
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
NO
Date of disclosure:
November 27, 2018
Contact name:
Tiffany T. Michel
Telephone number:
+1 212-872-1646
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDRETFMMZMDNLGRZM
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