REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited

Barrick MiningAnnouncement

28/11/2018 14:55

RNS Number : 8031I
Renaissance Technologies LLC
28 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Renaissance Technologies LLC




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Randgold Resources Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


November 27, 2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Barrick Gold Corporation



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


USD 0.05 Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


1057936


1.124












(2) Cash-settled derivatives:
 










246890


0.261




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1057936


1.124


246890


0.261



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




USD 0.05 ordinary


Sale


100


79.07




USD 0.05 ordinary


Sale


100


79.09




USD 0.05 ordinary


Sale


190


79.1




USD 0.05 ordinary


Sale


200


79.12




USD 0.05 ordinary


Sale


154


79.14




USD 0.05 ordinary


Sale


400


79.15




USD 0.05 ordinary


Sale


456


79.16




USD 0.05 ordinary


Sale


100


79.17




USD 0.05 ordinary


Sale


290


79.18




USD 0.05 ordinary


Sale


100


79.19




USD 0.05 ordinary


Sale


200


79.2




USD 0.05 ordinary


Sale


300


79.21




USD 0.05 ordinary


Sale


450


79.22




USD 0.05 ordinary


Sale


410


79.23




USD 0.05 ordinary


Sale


650


79.24




USD 0.05 ordinary


Sale


300


79.25




USD 0.05 ordinary


Sale


395


79.26




USD 0.05 ordinary


Sale


450


79.27




USD 0.05 ordinary


Sale


640


79.28




USD 0.05 ordinary


Sale


494


79.29




USD 0.05 ordinary


Sale


215


79.3




USD 0.05 ordinary


Sale


106


79.31




USD 0.05 ordinary


Sale


407


79.32




USD 0.05 ordinary


Sale


450


79.33




USD 0.05 ordinary


Sale


947


79.34




USD 0.05 ordinary


Sale


100


79.35




USD 0.05 ordinary


Sale


303


79.36




USD 0.05 ordinary


Sale


500


79.37




USD 0.05 ordinary


Sale


640


79.38




USD 0.05 ordinary


Sale


600


79.39




USD 0.05 ordinary


Sale


831


79.4




USD 0.05 ordinary


Sale


768


79.41




USD 0.05 ordinary


Sale


740


79.42




USD 0.05 ordinary


Sale


300


79.43




USD 0.05 ordinary


Sale


600


79.44




USD 0.05 ordinary


Sale


1464


79.45




USD 0.05 ordinary


Sale


800


79.46




USD 0.05 ordinary


Sale


400


79.47




USD 0.05 ordinary


Sale


753


79.48




USD 0.05 ordinary


Sale


1137


79.49




USD 0.05 ordinary


Sale


1260


79.5




USD 0.05 ordinary


Sale


1350


79.51




USD 0.05 ordinary


Sale


1100


79.52




USD 0.05 ordinary


Sale


900


79.53




USD 0.05 ordinary


Sale


100


79.535




USD 0.05 ordinary


Sale


607


79.54




USD 0.05 ordinary


Sale


1803


79.55




USD 0.05 ordinary


Sale


300


79.56




USD 0.05 ordinary


Sale


1290


79.57




USD 0.05 ordinary


Sale


699


79.58




USD 0.05 ordinary


Sale


1511


79.59




USD 0.05 ordinary


Sale


450


79.6




USD 0.05 ordinary


Sale


1000


79.61




USD 0.05 ordinary


Sale


1000


79.62




USD 0.05 ordinary


Sale


1400


79.63




USD 0.05 ordinary


Sale


1100


79.64




USD 0.05 ordinary


Sale


2097


79.65




USD 0.05 ordinary


Sale


1003


79.66




USD 0.05 ordinary


Sale


500


79.67




USD 0.05 ordinary


Sale


700


79.68




USD 0.05 ordinary


Sale


300


79.69




USD 0.05 ordinary


Sale


100


79.695




USD 0.05 ordinary


Sale


2400


79.7




USD 0.05 ordinary


Sale


877


79.71




USD 0.05 ordinary


Sale


1140


79.72




USD 0.05 ordinary


Sale


683


79.73




USD 0.05 ordinary


Sale


1100


79.74




USD 0.05 ordinary


Sale


700


79.75




USD 0.05 ordinary


Sale


300


79.76




USD 0.05 ordinary


Sale


2160


79.77




USD 0.05 ordinary


Sale


2140


79.78




USD 0.05 ordinary


Sale


1054


79.79




USD 0.05 ordinary


Sale


787


79.8




USD 0.05 ordinary


Sale


1070


79.81




USD 0.05 ordinary


Sale


723


79.82




USD 0.05 ordinary


Sale


446


79.83




USD 0.05 ordinary


Sale


1520


79.84




USD 0.05 ordinary


Sale


200


79.85




USD 0.05 ordinary


Sale


300


79.86




USD 0.05 ordinary


Sale


887


79.87




USD 0.05 ordinary


Sale


1210


79.88




USD 0.05 ordinary


Sale


100


79.89




USD 0.05 ordinary


Sale


100


79.9




USD 0.05 ordinary


Sale


500


79.91




USD 0.05 ordinary


Sale


503


79.92




USD 0.05 ordinary


Sale


600


79.93




USD 0.05 ordinary


Sale


6


79.95




USD 0.05 ordinary


Sale


1679


79.96




USD 0.05 ordinary


Sale


1076


79.97




USD 0.05 ordinary


Sale


420


79.98




USD 0.05 ordinary


Sale


400


79.99




USD 0.05 ordinary


Sale


1300


80




USD 0.05 ordinary


Sale


678


80.01




USD 0.05 ordinary


Sale


131


80.02




USD 0.05 ordinary


Sale


500


80.03




USD 0.05 ordinary


Sale


395


80.04




USD 0.05 ordinary


Sale


205


80.05




USD 0.05 ordinary


Sale


100


80.06




USD 0.05 ordinary


Sale


100


80.07




USD 0.05 ordinary


Sale


300


80.08




USD 0.05 ordinary


Sale


200


80.09




USD 0.05 ordinary


Sale


200


80.12




USD 0.05 ordinary


Sale


200


80.13




USD 0.05 ordinary


Sale


300


80.14




USD 0.05 ordinary


Sale


100


80.15




USD 0.05 ordinary


Sale


100


80.17




USD 0.05 ordinary


Sale


200


80.18




USD 0.05 ordinary


Sale


100


80.2




USD 0.05 ordinary


Sale


100


80.21




USD 0.05 ordinary


Sale


100


80.22




USD 0.05 ordinary


Sale


100


80.23




USD 0.05 ordinary


Sale


300


80.25




USD 0.05 ordinary


Sale


100


80.27




USD 0.05 ordinary


Sale


93


80.3




USD 0.05 ordinary


Sale


207


80.31




USD 0.05 ordinary


Sale


200


80.32




USD 0.05 ordinary


Sale


500


80.34




USD 0.05 ordinary


Sale


100


80.37




USD 0.05 ordinary


Sale


200


80.38




USD 0.05 ordinary


Sale


300


80.39




USD 0.05 ordinary


Sale


100


80.4




USD 0.05 ordinary


Sale


100


80.41




USD 0.05 ordinary


Sale


100


80.44




USD 0.05 ordinary


Sale


100


80.45




USD 0.05 ordinary


Sale


190


80.46




USD 0.05 ordinary


Sale


110


80.47




USD 0.05 ordinary


Sale


100


80.48




USD 0.05 ordinary


Sale


300


80.56




USD 0.05 ordinary


Sale


300


80.58




USD 0.05 ordinary


Sale


300


80.59




USD 0.05 ordinary


Sale


500


80.62




USD 0.05 ordinary


Sale


200


80.66




USD 0.05 ordinary


Sale


100


80.68




USD 0.05 ordinary


Sale


200


80.69




USD 0.05 ordinary


Sale


100


80.74




USD 0.05 ordinary


Sale


100


80.87




USD 0.05 ordinary


Sale


200


80.88




USD 0.05 ordinary


Sale


400


80.89




USD 0.05 ordinary


Sale


200


80.9




USD 0.05 ordinary


Sale


100


80.91




USD 0.05 ordinary


Sale


600


80.92




USD 0.05 ordinary


Sale


100


80.95




USD 0.05 ordinary


Sale


200


80.96




USD 0.05 ordinary


Sale


100


80.97




USD 0.05 ordinary


Sale


200


81.02




USD 0.05 ordinary


Sale


100


81.03




USD 0.05 ordinary


Sale


100


81.05




USD 0.05 ordinary


Sale


100


81.08




USD 0.05 ordinary


Sale


100


81.14




USD 0.05 ordinary


Sale


100


81.16




USD 0.05 ordinary


Sale


200


81.18




USD 0.05 ordinary


Sale


100


81.2




USD 0.05 ordinary


Sale


100


81.25




USD 0.05 ordinary


Sale


100


81.26




USD 0.05 ordinary


Sale


100


81.27




USD 0.05 ordinary


Sale


400


81.28




USD 0.05 ordinary


Sale


300


81.29




USD 0.05 ordinary


Sale


200


81.3




USD 0.05 ordinary


Sale


300


81.32




USD 0.05 ordinary


Sale


100


81.35




USD 0.05 ordinary


Sale


200


81.36




USD 0.05 ordinary


Sale


100


81.38




USD 0.05 ordinary


Sale


200


81.41




USD 0.05 ordinary


Sale


100


81.43




USD 0.05 ordinary


Sale


100


81.51




USD 0.05 ordinary


Sale


200


81.52




USD 0.05 ordinary


Sale


200


81.54




USD 0.05 ordinary


Sale


100


81.55




USD 0.05 ordinary


Sale


200


81.75




USD 0.05 ordinary


Sale


100


81.77




USD 0.05 ordinary


Sale


200


81.79




USD 0.05 ordinary


Sale


300


81.8




USD 0.05 ordinary


Sale


100


81.93




USD 0.05 ordinary


Sale


100


81.98




USD 0.05 ordinary


Sale


100


82.01




USD 0.05 ordinary


Sale


100


82.07




USD 0.05 ordinary


Sale


100


82.08




USD 0.05 ordinary


Sale


100


82.12



 
 
 
 
(b)        Cash-settled derivative transactions
 
 
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


463


6240




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


91


6242




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


387


6246




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


289


6248




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


327


6250




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


73


6252




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


185


6254




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


121


6256




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


116


6260




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


89


6264




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


102


6266




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


224


6270




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


278


6276




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


116


6278




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


398


6280




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


332


6282




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


143


6284




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


317


6286




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


252


6288




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


90


6294




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


142


6298




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


234


6314




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


110


6316




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


50


6338




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


254


6340




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


92


6348




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


143


6358




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


290


6360




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


293


6362




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


99


6366




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


154


6370




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


47


6372




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


139


6374




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


423


6376




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


147


6378




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


234


6380




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


716


6382




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


452


6384




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1035


6386




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


541


6388




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


332


6390




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


169


6394




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


298


6396




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


87


6402




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


111


6406




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


75


6408




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


74


6410




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


195


6412




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


281


6414




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


658


6416




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


278


6418




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


201


6420




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


108


6422




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


102


6424




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


359


6426




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1308


6428




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


563


6430




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


376


6432




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


629


6434




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


964


6436




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


101


6438




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


548


6440




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


115


6442




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


231


6444




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


103


6446




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


399


6448




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1063


6450




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


380


6452




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


491


6454




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


113


6456




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


135


6462




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


99


6464




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


212


6466




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


128


6468




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


146


6470




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


212


6474



 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


November 28, 2018




Contact name:


Tiffany T. Michel




Telephone number:


+1 212-872-1646



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
RETKMMZMDRZGRZM