REG - Renaissance Tech LLC Barrick Gold Corp Randgold Resources - Form 8.3 - Randgold Resources Limited

Barrick MiningAnnouncement

30/11/2018 14:50

RNS Number : 1054J
Renaissance Technologies LLC
30 November 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Full name of discloser:


Renaissance Technologies LLC




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


Renaissance Technologies LLC [submits this filing on behalf of various advised funds and managed accounts]




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Randgold Resources Limited




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:








(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


November 29, 2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Barrick Gold Corporation



 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



Class of relevant security:
 


USD 0.05 Ordinary




 
 


Interests


Short positions








Number


%


Number


%




(1) Relevant securities owned and/or controlled:


893836


0.946












(2) Cash-settled derivatives:
 










203254


0.215




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


893836


0.946


203254


0.215



 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:







 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchase/sale
 


Number of securities


Price per unit




USD 0.05 ordinary


Sale


100


81.85




USD 0.05 ordinary


Sale


300


81.88




USD 0.05 ordinary


Sale


200


81.89




USD 0.05 ordinary


Sale


790


81.9




USD 0.05 ordinary


Sale


710


81.91




USD 0.05 ordinary


Sale


300


81.92




USD 0.05 ordinary


Sale


100


81.94




USD 0.05 ordinary


Sale


771


81.95




USD 0.05 ordinary


Sale


829


81.96




USD 0.05 ordinary


Sale


750


81.97




USD 0.05 ordinary


Sale


600


81.98




USD 0.05 ordinary


Sale


500


81.99




USD 0.05 ordinary


Sale


2075


82




USD 0.05 ordinary


Sale


1275


82.01




USD 0.05 ordinary


Sale


1100


82.02




USD 0.05 ordinary


Sale


1100


82.03




USD 0.05 ordinary


Sale


500


82.04




USD 0.05 ordinary


Sale


700


82.05




USD 0.05 ordinary


Sale


790


82.06




USD 0.05 ordinary


Sale


1100


82.07




USD 0.05 ordinary


Sale


1458


82.08




USD 0.05 ordinary


Sale


1694


82.09




USD 0.05 ordinary


Sale


1820


82.1




USD 0.05 ordinary


Sale


795


82.11




USD 0.05 ordinary


Sale


533


82.12




USD 0.05 ordinary


Sale


2817


82.13




USD 0.05 ordinary


Sale


1560


82.14




USD 0.05 ordinary


Sale


578


82.15




USD 0.05 ordinary


Sale


650


82.16




USD 0.05 ordinary


Sale


1388


82.17




USD 0.05 ordinary


Sale


905


82.18




USD 0.05 ordinary


Sale


2442


82.19




USD 0.05 ordinary


Sale


1370


82.2




USD 0.05 ordinary


Sale


1030


82.21




USD 0.05 ordinary


Sale


750


82.22




USD 0.05 ordinary


Sale


400


82.23




USD 0.05 ordinary


Sale


400


82.24




USD 0.05 ordinary


Sale


2020


82.25




USD 0.05 ordinary


Sale


2000


82.26




USD 0.05 ordinary


Sale


300


82.27




USD 0.05 ordinary


Sale


300


82.28




USD 0.05 ordinary


Sale


600


82.29




USD 0.05 ordinary


Sale


400


82.3




USD 0.05 ordinary


Sale


821


82.31




USD 0.05 ordinary


Sale


5419


82.32




USD 0.05 ordinary


Sale


3060


82.33




USD 0.05 ordinary


Sale


1995


82.34




USD 0.05 ordinary


Sale


1795


82.35




USD 0.05 ordinary


Sale


1000


82.36




USD 0.05 ordinary


Sale


505


82.37




USD 0.05 ordinary


Sale


1900


82.38




USD 0.05 ordinary


Sale


1105


82.39




USD 0.05 ordinary


Sale


2500


82.4




USD 0.05 ordinary


Sale


600


82.41




USD 0.05 ordinary


Sale


1000


82.42




USD 0.05 ordinary


Sale


700


82.43




USD 0.05 ordinary


Sale


2650


82.44




USD 0.05 ordinary


Sale


1540


82.45




USD 0.05 ordinary


Sale


1840


82.46




USD 0.05 ordinary


Sale


770


82.47




USD 0.05 ordinary


Sale


200


82.48




USD 0.05 ordinary


Sale


400


82.49




USD 0.05 ordinary


Sale


100


82.5




USD 0.05 ordinary


Sale


200


82.51




USD 0.05 ordinary


Sale


500


82.52




USD 0.05 ordinary


Sale


200


82.53




USD 0.05 ordinary


Sale


500


82.54




USD 0.05 ordinary


Sale


400


82.55




USD 0.05 ordinary


Sale


900


82.56




USD 0.05 ordinary


Sale


300


82.57




USD 0.05 ordinary


Sale


250


82.58




USD 0.05 ordinary


Sale


250


82.59




USD 0.05 ordinary


Sale


100


82.62




USD 0.05 ordinary


Sale


300


82.64




USD 0.05 ordinary


Sale


200


82.65




USD 0.05 ordinary


Sale


100


82.66




USD 0.05 ordinary


Sale


300


82.68




USD 0.05 ordinary


Sale


200


82.69




USD 0.05 ordinary


Sale


100


82.7




USD 0.05 ordinary


Sale


400


82.71




USD 0.05 ordinary


Sale


100


82.73




USD 0.05 ordinary


Sale


100


82.75




USD 0.05 ordinary


Sale


300


82.78




USD 0.05 ordinary


Sale


100


82.79




USD 0.05 ordinary


Sale


100


82.81




USD 0.05 ordinary


Sale


250


82.82




USD 0.05 ordinary


Sale


350


82.83




USD 0.05 ordinary


Sale


200


82.84




USD 0.05 ordinary


Sale


100


82.85




USD 0.05 ordinary


Sale


300


82.86




USD 0.05 ordinary


Sale


200


82.9




USD 0.05 ordinary


Sale


200


82.92




USD 0.05 ordinary


Sale


300


82.93




USD 0.05 ordinary


Sale


400


82.94




USD 0.05 ordinary


Sale


400


82.95




USD 0.05 ordinary


Sale


300


82.96




USD 0.05 ordinary


Sale


400


82.97




USD 0.05 ordinary


Sale


200


82.98




USD 0.05 ordinary


Sale


300


82.99




USD 0.05 ordinary


Sale


200


83




USD 0.05 ordinary


Sale


200


83.01




USD 0.05 ordinary


Sale


200


83.02




USD 0.05 ordinary


Sale


100


83.03




USD 0.05 ordinary


Sale


100


83.07



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


122


6380




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


223


6406




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


125


6418




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


288


6424




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


20


6426




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


62


6430




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


75


6434




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


117


6436




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


228


6438




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


269


6440




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


485


6444




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


314


6446




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


338


6448




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


933


6450




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1032


6452




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


877


6454




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


892


6456




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


491


6458




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


271


6460




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1252


6462




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1303


6464




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


697


6466




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1765


6468




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1443


6470




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


533


6472




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


845


6474




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1611


6476




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


627


6478




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


1490


6480




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


349


6482




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


327


6484




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


799


6486




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


242


6488




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


320


6490




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


235


6492




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


346


6494




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


324


6496




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


115


6498




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


245


6500




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


96


6502




USD 0.05 ordinary


Security Based Swap


Reducing Short Position


119


6510



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None.
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


November 30, 2018




Contact name:


Tiffany T. Michel




Telephone number:


+1 212-872-1646



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
RETDMMFMDGZGRZM